DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Vsr Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Russell St. JohnVoya Financial Advisors, Inc. otherVsr Advisory Services otherOtherJul 6, 2011Jul 1, 2011
Andrew C HippleSecurian Financial Services, Inc. otherVsr Advisory Services otherOtherJun 17, 2011Jul 11, 2011
Jacob Andrew TyndallWaddell & Reed otherVsr Advisory Services otherOtherJun 3, 2011Jul 21, 2011 (48 d)
Stephanie B BruehlMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVsr Advisory Services otherOtherApr 27, 2011Jan 3, 2012 (251 d)
Ryan Patrick MehalovichEdward Jones national BDVsr Advisory Services otherOtherApr 8, 2011Apr 4, 2011
Kelly Christine EdwardsChase Investment Services Corp. otherVsr Advisory Services otherOtherMar 3, 2011Mar 10, 2011
D Gene BishopQa3 Financial LLC unclassifiedVsr Advisory Services otherOtherFeb 11, 2011Feb 18, 2011
Scott David MartinAstor Asset Management LLC otherVsr Advisory Services otherOtherFeb 8, 2011Aug 23, 2004
Alan Du TranEquitable Advisors, LLC national BDVsr Advisory Services otherOtherFeb 8, 2011Feb 1, 2011
Roger Stephen AugustynNew England Securities Corporation otherVsr Advisory Services otherOtherJan 21, 2011Jan 21, 2011
John Bradley WilsonLPL Financial LLC otherVsr Advisory Services otherOtherJan 3, 2011Dec 20, 2010
Ronald KudlacekLPL Financial LLC otherVsr Advisory Services otherOtherJan 3, 2011Dec 20, 2010
Amy Grace AbromaitisSanders Morris LLC otherVsr Advisory Services otherOtherDec 31, 2010Jan 3, 2011
William Bemis ElsonSpectrum Financial Services unclassifiedVsr Advisory Services otherOtherDec 31, 2010Feb 7, 2003
Michael Thomas KarbouskiSorrento Pacific Financial, LLC otherVsr Advisory Services otherOtherDec 15, 2010Jan 4, 2011
Joseph Richard JacksonH. Beck, Inc. otherVsr Advisory Services otherOtherDec 3, 2010Nov 16, 2010
John Howley WhalenEquitable Advisors, LLC national BDVsr Advisory Services otherOtherNov 22, 2010Nov 15, 2010
Darin Kaoru InouyeEquitable Advisors, LLC national BDVsr Advisory Services otherOtherNov 17, 2010Nov 1, 2010
Kevin Yuan Zhong TangEquitable Advisors, LLC national BDVsr Advisory Services otherOtherNov 16, 2010Nov 1, 2010
Nylene F NumazawaUvest Financial Services Group, Inc. unclassifiedVsr Advisory Services otherOtherNov 4, 2010Feb 28, 2011 (116 d)
Ronald Craig KuhnEquitable Advisors, LLC national BDVsr Advisory Services otherOtherOct 12, 2010Oct 7, 2010
Steven Wayne EllisNext Financial Group, Inc. otherVsr Advisory Services otherOtherSep 27, 2010Aug 30, 2010
Cynthia Leigh PowellNext Financial Group, Inc. otherVsr Advisory Services otherOtherSep 27, 2010Aug 30, 2010
Richard William EngenFintegra, LLC otherVsr Advisory Services otherOtherJul 23, 2010Aug 16, 2010
Jerit Paul TrippDewaay Capital Management otherVsr Advisory Services otherOtherJul 9, 2010Jul 27, 2010
Joseph Constantine BernardiBerthel Fisher & Company Financial Services, Inc. otherVsr Advisory Services otherOtherJul 8, 2010Jul 2, 2010
Robert Emmett LeeBerthel Fisher & Company Financial Services, Inc. otherVsr Advisory Services otherOtherJul 7, 2010Jul 8, 2010
Chad Joseph KruseBerthel Fisher & Company Financial Services, Inc. otherVsr Advisory Services otherOtherJul 7, 2010Jul 7, 2010
Jamie William McdonaldBerthel Fisher & Company Financial Services, Inc. otherVsr Advisory Services otherOtherJul 7, 2010Jul 2, 2010
Jason Wayne ShawLPL Financial LLC otherVsr Advisory Services otherOtherJun 7, 2010May 3, 2010
Clinton Edward AkerbergSecurian Financial Services, Inc. otherVsr Advisory Services otherOtherJun 2, 2010Jun 1, 2010
William Asher LaneUsaa Financial Planning Services no RAUMVsr Advisory Services otherOtherMay 13, 2010Apr 27, 2012 (715 d)
John David GlennLPL Financial LLC otherVsr Advisory Services otherOtherApr 21, 2010Apr 19, 2010
Michael Shane SullivanWells Fargo Advisors wirehouseVsr Advisory Services otherOtherMar 16, 2010Mar 17, 2010
Lewis Wade PartridgeInvestment Professionals, Inc. otherVsr Advisory Services otherOtherFeb 18, 2010Feb 12, 2010
Joseph Lee MadsenWaddell & Reed otherVsr Advisory Services otherOtherDec 18, 2009Mar 1, 2010 (73 d)
Donna Louise PaynePartnervest Advisory Services LLC otherVsr Advisory Services otherOtherNov 23, 2009Nov 24, 2009
Laura Rae KnolleFsc Securities Corporation otherVsr Advisory Services otherOtherNov 18, 2009Nov 17, 2009
Craig Drewes EmersonH. Beck, Inc. otherVsr Advisory Services otherOtherNov 4, 2009Oct 30, 2009
Stephen R GatesH. Beck, Inc. otherVsr Advisory Services otherOtherNov 4, 2009Oct 30, 2009
Robert Edward BurnsH. Beck, Inc. otherVsr Advisory Services otherOtherNov 4, 2009Oct 30, 2009
Kimberly Ann StollFsc Securities Corporation otherVsr Advisory Services otherOtherOct 27, 2009Oct 23, 2009
Christopher Calvin CookMiles Capital, Inc. otherVsr Advisory Services otherOtherOct 13, 2009Feb 4, 2010 (114 d)
Graham Tadahiko EnomotoEquitable Advisors, LLC national BDVsr Advisory Services otherOtherOct 9, 2009Oct 7, 2009
Colby Scot Van SicklerH. Beck, Inc. otherVsr Advisory Services otherOtherSep 28, 2009Sep 22, 2009
Charles Robert ElhoffH. Beck, Inc. otherVsr Advisory Services otherOtherSep 28, 2009Sep 22, 2009
Matthew Wayne DurhamAmeriprise Financial Services, LLC national BDVsr Advisory Services otherOtherAug 25, 2009Aug 20, 2009
Nicolas LongpreAssociated Planners Investment Advisory Inc unclassifiedVsr Advisory Services otherOtherAug 25, 2009Aug 3, 2009
Michael Joe CarpenterMutual Service Corporation unclassifiedVsr Advisory Services otherOtherAug 19, 2009Aug 19, 2009
James Howard MiddlesworthEquitable Advisors, LLC national BDVsr Advisory Services otherOtherAug 18, 2009Aug 17, 2009
Erica Droste MassmanNext Financial Group, Inc. otherVsr Advisory Services otherOtherAug 7, 2009Aug 7, 2009
Richard Vernon PintoInsphere Securities, Inc. unclassifiedVsr Advisory Services otherOtherAug 6, 2009Aug 5, 2009
Timothy Joseph GearyEquitable Advisors, LLC national BDVsr Advisory Services otherOtherAug 5, 2009Aug 4, 2009
Eric Anthony WardQa3 Financial LLC unclassifiedVsr Advisory Services otherOtherAug 5, 2009Jul 28, 2009
Carolyn VertovecMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVsr Advisory Services otherOtherJun 23, 2009Sep 23, 2009 (92 d)
Paula Dee PorschMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVsr Advisory Services otherOtherMay 5, 2009May 1, 2009
Michael Charles MollerNfp Advisor Services, LLC otherVsr Advisory Services otherOtherApr 6, 2009Apr 1, 2009
Richard Mobley RinggoldFirst Allied Securities, Inc. otherVsr Advisory Services otherOtherFeb 18, 2009Mar 5, 2009
Peter Carmine CovinoLPL Financial LLC otherVsr Advisory Services otherOtherJan 2, 2009Jan 5, 2009
Gretchen Michelle BrownLPL Financial LLC otherVsr Advisory Services otherOtherJan 2, 2009Jan 2, 2009
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201 moves match.