| Edward Michael Sep | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Mar 28, 2017 | Mar 3, 2017 |
| Thomas J Levy | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Mar 28, 2017 | Mar 3, 2017 |
| David Glenn Turner | Waddell & Reed other | Good Life Advisors, LLC other | Other | Feb 1, 2017 | Jan 28, 2017 |
| Edward Carr Beeker | Waddell & Reed other | Good Life Advisors, LLC other | Other | Feb 1, 2017 | Jan 28, 2017 |
| Jason Thomas Singleton | Wells Fargo Advisors wirehouse | Good Life Advisors, LLC other | Other | Dec 19, 2016 | Jan 28, 2017 (40 d) |
| Frederick Daniel Shows | Waddell & Reed other | Good Life Advisors, LLC other | Other | Dec 15, 2016 | Jan 28, 2017 (44 d) |
| Steven Rodney Jones | Wells Fargo Advisors wirehouse | Good Life Advisors, LLC other | Other | Nov 3, 2016 | Nov 21, 2016 |
| Robert Neil Price | Waddell & Reed other | Good Life Advisors, LLC other | Other | Nov 3, 2016 | Jan 28, 2017 (86 d) |
| David Scott Gordon | Ameriprise Financial Services, LLC national BD | Good Life Advisors, LLC other | Other | Oct 17, 2016 | Oct 18, 2016 |
| Mark Joseph Dobroskey | Morgan Stanley wirehouse | Good Life Advisors, LLC other | Other | Oct 4, 2016 | Jan 28, 2017 (116 d) |
| Bryan Wayne Smith | U.S. Bancorp Investments, Inc. other | Good Life Advisors, LLC other | Other | Sep 23, 2016 | Dec 18, 2017 (451 d) |
| John Burns | Waddell & Reed other | Good Life Advisors, LLC other | Other | Sep 10, 2016 | Jan 28, 2017 (140 d) |
| Jennifer Ritz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Good Life Advisors, LLC independent RIA | Wirehouse to independent RIA | Sep 6, 2016 | Sep 20, 2019 (1109 d) |
| Willis Robert Deaton | Waddell & Reed other | Good Life Advisors, LLC other | Other | Aug 13, 2016 | Aug 1, 2016 |
| Travis Earl Cook | Waddell & Reed other | Good Life Advisors, LLC other | Other | Aug 9, 2016 | Nov 21, 2017 (469 d) |
| Robert Greggory Templeton | Waddell & Reed other | Good Life Advisors, LLC other | Other | Aug 6, 2016 | Jul 28, 2016 |
| Johnathan T Stackhouse | Wells Fargo Advisors wirehouse | Good Life Advisors, LLC other | Other | Jun 29, 2016 | Jun 28, 2016 |
| Anthony Franklin Artero | First Allied Advisory Services, Inc. other | Good Life Advisors, LLC other | Other | Jun 15, 2016 | Jun 10, 2016 |
| Fred Maxwell Quattlebaum | Wells Fargo Advisors wirehouse | Good Life Advisors, LLC other | Other | May 10, 2016 | May 9, 2016 |
| Jonathan Andrew Hoffman | Esi Financial Advisors other | Good Life Advisors, LLC other | Other | Mar 28, 2016 | Sep 22, 2016 (178 d) |
| Celia Mae Scott | Equitable Advisors, LLC national BD | Good Life Advisors, LLC other | Other | Dec 31, 2015 | Dec 14, 2015 |
| Nicholas Kolitsidas | Ethos Capital Management, LLC unclassified | Good Life Advisors, LLC other | Other | Dec 31, 2015 | Jun 15, 2016 (167 d) |
| John David Danzer | Woodbury Financial Services, Inc. other | Good Life Advisors, LLC other | Other | Dec 28, 2015 | Dec 28, 2015 |
| Jeffrey Alan Gasaway | Edward Jones national BD | Good Life Advisors, LLC other | Other | Dec 14, 2015 | Dec 10, 2015 |
| Jon Mohammed Saleem | Ameriprise Financial Services, LLC national BD | Good Life Advisors, LLC other | Other | Dec 9, 2015 | Dec 2, 2015 |
| Lisa Marie Strohm | Agili, P.C. other | Good Life Advisors, LLC independent RIA | Other | Dec 7, 2015 | Dec 6, 2022 (2556 d) |
| Fred Strawbridge Claghorn | Concourse Financial Group Advisors other | Good Life Advisors, LLC other | Other | Sep 17, 2015 | Aug 20, 2015 |
| Frank Michael Galzarano | Avantax Advisory Services other | Good Life Advisors, LLC other | Other | Sep 14, 2015 | Sep 9, 2015 |
| Christopher Kenneth Coffin | J.P. Morgan Securities LLC wirehouse | Good Life Advisors, LLC other | Other | Sep 9, 2015 | Sep 9, 2015 |
| Joan Elaine Lyons | Msi Financial Services, Inc. other | Good Life Advisors, LLC other | Other | Jul 7, 2015 | Jun 30, 2015 |
| Michael P Barrett | Msi Financial Services, Inc. other | Good Life Advisors, LLC other | Other | Jul 7, 2015 | Jun 30, 2015 |
| Paul Edward Levy | UBS Financial Services Inc. wirehouse | Good Life Advisors, LLC other | Other | Feb 13, 2015 | Feb 5, 2015 |
| Samuel William Gaudio | Waddell & Reed other | Good Life Advisors, LLC other | Other | Jan 29, 2015 | May 15, 2015 (106 d) |
| David L Close | Woodbury Financial Services, Inc. other | Good Life Advisors, LLC other | Other | Jan 9, 2015 | Jan 5, 2015 |
| Eric Daniel Janvier | Pnc Wealth Management other | Good Life Advisors, LLC other | Other | Jan 9, 2015 | Feb 11, 2015 (33 d) |
| Robert Daniel Maring | Pnc Wealth Management other | Good Life Advisors, LLC other | Other | Jan 5, 2015 | Jan 12, 2015 |
| Noah Harris Brooks | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Dec 31, 2014 | Jan 5, 2015 |
| Jason Lee Mccaleb | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Dec 31, 2014 | Jan 7, 2015 |
| Jeffrey Robert Bendis | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Dec 31, 2014 | Mar 20, 2015 (79 d) |
| Christopher Anthony Rondinelli | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Dec 31, 2014 | Dec 19, 2014 |
| Michael Francis Law | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Nov 24, 2014 | Nov 12, 2014 |
| Brad Joseph Schneider | Private Advisor Group, LLC other | Good Life Advisors, LLC other | Other | Nov 4, 2014 | Oct 31, 2014 |
| Laura Maryann Marzano | Voya Financial Advisors, Inc. other | Good Life Advisors, LLC other | Other | Oct 3, 2014 | Oct 9, 2014 |
| Howard Lee Shear | Pruco Securities, LLC other | Good Life Advisors, LLC no RAUM | Other | Aug 14, 2014 | Aug 15, 2014 |
| Kenneth Ray Calcutt | Waddell & Reed other | Good Life Advisors, LLC no RAUM | Other | Aug 8, 2014 | Aug 13, 2014 |
| Beth Lipman Westburg | Waddell & Reed other | Good Life Advisors, LLC no RAUM | Other | Jul 31, 2014 | Jul 24, 2014 |
| Laurie Lipman | Waddell & Reed other | Good Life Advisors, LLC no RAUM | Other | Jul 29, 2014 | Jul 24, 2014 |
| Courtnie Elizabeth Gray | Private Advisor Group, LLC other | Good Life Advisors, LLC no RAUM | Other | Jul 17, 2014 | Jul 16, 2014 |
| Kyle Joseph Elliott | Invest Financial Corporation other | Good Life Advisors, LLC independent RIA | Other | Aug 25, 2009 | Oct 24, 2018 (3347 d) |
| Michael J Ferrara | Morgan Stanley & Co. LLC unclassified | Good Life Advisors, LLC independent RIA | Other | Sep 3, 2008 | Mar 17, 2023 (5308 d) |
| Michele Elizabeth Dura | Charles Schwab & Co., Inc. national BD | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2006 | Apr 23, 2026 (7400 d) |