DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at United Planners' Financial Services Of America A Limited Partner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory Michael DavisGrove Point Advisors, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2024Aug 15, 2024
John S. BattagliaGrove Point Advisors, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2024Aug 15, 2024
Dasha Nichole KwakenatGrove Point Advisors, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2024Aug 20, 2024
Nicholas Thomas BattagliaGrove Point Advisors, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2024Aug 16, 2024
Vincent Paul TroyGrove Point Advisors, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2024Aug 15, 2024
Darren Francis SchneckScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2024Jan 1, 2026 (504 d)
Justin Christopher Sam StanfordVanguard Advisers, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2024Aug 9, 2024
Juan Antonio Medina-LunaCentaurus Financial, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2024Aug 19, 2024
Gordon Wing Sing YeeScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2024Jan 1, 2025 (184 d)
Tyler M YeeScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2024Jan 1, 2025 (184 d)
Magen Lane FongVoya Financial Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2024Jan 16, 2025 (206 d)
Lawrence Jay LazarWestern International Securities BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2024Jun 4, 2024
David Allen RhodesScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2024Aug 27, 2026 (814 d)
Jayson Patrick O'ConnorScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2024May 31, 2024
Laura Lee SydenstrickerScf Investment Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2024May 31, 2024
Christopher John WolloIsc Financial Advisors independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAMay 24, 2024Oct 16, 2024 (145 d)
Nicole Yvette RedusCambridge Investment Research Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMay 20, 2024May 21, 2024
Jacinta Philomena GauvinRaymond James & Associates, Inc. national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMay 10, 2024May 3, 2024
Johnathon JamesPnc Wealth Management BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2024Feb 21, 2025 (319 d)
William M SchindlerSemus Wealth Partners, LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAMar 11, 2024Mar 6, 2024
Jon Donald ShefletCrown Capital Securities, L.P. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2024Jan 31, 2024
Brooks David VanderzeeWoodbury Financial Services, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJan 19, 2024Apr 9, 2026 (811 d)
Betsy KellyAmeriprise Financial Services, LLC national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2023Aug 18, 2025 (601 d)
James Joseph ToddyArete Wealth Advisors, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2023Dec 12, 2023
Thomas Ray StarkSecurities America Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2023Dec 14, 2023
Nicole Nailah Brown-GriffinLate Bloom Advising unclassifiedUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherNov 14, 2023Nov 21, 2023
Haldun ArinPrincipal Securities, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2023Nov 1, 2023
Douglas Christopher HallIndependent Financial Group, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2023Aug 27, 2024 (362 d)
Joshua EllerLPL Financial LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2023Aug 4, 2023
Mark William VromanAmerican Portfolios Advisors, Inc BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2023Aug 1, 2023
Edwin James WoolleyDuncan Financial Planning Advisors no RAUMUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherJul 5, 2023Mar 14, 2023
Albert DagostoCambridge Investment Research Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2023May 31, 2023
Charles Daniel YannichCambridge Investment Research Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2023May 31, 2023
Timothy Robert SelveyU.S. Bancorp Investments, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2023May 15, 2023
Jonathan Paul LudemanLudeman Capital Management, Inc. otherUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherMay 10, 2023Nov 1, 2022
Heidi Ann LudemanLudeman Capital Management, Inc. otherUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherMay 10, 2023Nov 1, 2022
Brittney B DeeseNorthwestern Mutual Investment Services,LLC no RAUMUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherApr 6, 2023Mar 29, 2023
Jenna Renee ThorntonSynergy Financial Group Of Arizona, LLC otherUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherMar 27, 2023Mar 29, 2023
Victor Phillip NavarroliCambridge Investment Research Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2023Mar 14, 2023
David Andrew LederCambridge Investment Research Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2023Mar 14, 2023
Michael DaviesCambridge Investment Research Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2023Mar 14, 2023
Brian Robert LuceCambridge Investment Research Advisors, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAMar 16, 2023Mar 14, 2023
Brian Thomas WhiteCetera Advisor Networks LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2022May 8, 2023 (142 d)
Lindsey Lee ChrystanElevation Advisory Partners LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIADec 5, 2022Sep 22, 2022
Brooke Natalie BastiaansFsc Securities Corporation BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2022Mar 24, 2023 (135 d)
Tyler PelleritoCetera Advisor Networks LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2022Sep 22, 2022
Thet H MyothweProxy Wealth Advisors LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIASep 15, 2022Aug 19, 2022
Christopher James DavidsonProxy Wealth Advisors LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIASep 15, 2022Sep 26, 2022
Bryan CaulkinsProxy Wealth Advisors LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIASep 15, 2022Sep 21, 2022
Bradley Alan HogeAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 6, 2022
Mark Henry HogeAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 6, 2022
Scott Joseph SteinemanAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 6, 2022
Sarah Lynn StammenAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 6, 2022
Kevin Andrew SchlarmanAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 6, 2022
Eduardo Guillermo TorresIpg Investment Advisors, LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIASep 8, 2022Sep 2, 2022
Whitney Dawn GumAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2022Nov 18, 2020
Kristin Markell OlsonAmeriprise Financial Services, LLC national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2022Aug 31, 2022
Kunal Bharatkumar PatelFidelity Personal And Workplace Advisors BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2022Sep 13, 2022
Andrew GoyhenetcheAmeriprise Financial Services, LLC national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 4, 2022Feb 10, 2023 (190 d)
Allen Gammon YeeCetera Investment Advisers LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2022Aug 2, 2022
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459 moves match.