Advisor moves

Arrivals at B Riley Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mitchell Brad PinheiroImperial Capital Asset Management LLC otherB Riley Wealth Management otherOtherOct 28, 2015Oct 7, 2015
Norman Bernard LoewensternHilltop Securities Inc. otherB Riley Wealth Management otherOtherOct 16, 2015Sep 18, 2015
Rebecca Jean Earwood-GrantHilltop Securities Inc. otherB Riley Wealth Management otherOtherOct 7, 2015Sep 8, 2015
Jay Thoburn BrownHilltop Securities Inc. otherB Riley Wealth Management otherOtherOct 7, 2015Sep 8, 2015
Jeffrey Curtis BrindleyForesters Equity Services, Inc. otherB Riley Wealth Management otherOtherSep 25, 2015Sep 25, 2015
Robert Emmett LeeVsr Advisory Services otherB Riley Wealth Management otherOtherSep 23, 2015Sep 22, 2015
Joseph Constantine BernardiVsr Advisory Services otherB Riley Wealth Management otherOtherSep 21, 2015Sep 21, 2015
Taylor Renee NobrigaSecurian Financial Services, Inc. otherB Riley Wealth Management otherOtherAug 11, 2015Aug 12, 2015
Denise M WilliamsStephens otherB Riley Wealth Management otherOtherJul 15, 2015Jul 23, 2015
Kimberly Louise JamiesonThe Mutual Fund Store otherB Riley Wealth Management otherOtherJul 9, 2015Oct 5, 2015 (88 d)
Charles Everett BaileyRaymond James & Associates, Inc. national BDB Riley Wealth Management otherOtherJun 18, 2015Jul 28, 2015 (40 d)
Kenneth Michael OslerRaymond James & Associates, Inc. national BDB Riley Wealth Management otherOtherJun 8, 2015May 29, 2015
Achilleas PsihudakisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseB Riley Wealth Management otherOtherMay 15, 2015Jun 12, 2015
Phillip Robert RogersDuncan-Williams, Inc. otherB Riley Wealth Management otherOtherApr 21, 2015Apr 17, 2015
Tyler Rieves BerryMorgan Stanley wirehouseB Riley Wealth Management otherOtherMar 3, 2015Feb 13, 2015
Rachel Elizabeth PenaMorgan Stanley wirehouseB Riley Wealth Management otherOtherFeb 27, 2015Feb 13, 2015
Jonathan GreeneDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 21, 2015
Hal William BrownDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 21, 2015
Eugene Joseph MulvaneyDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 30, 2015
Marjorie Sue SamuelsDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 21, 2015
Andre Lamar McclureDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 20, 2015
Gissette CruzDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 30, 2015
Lynn Renee SperandeoDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 30, 2015
Gary Steven BrochinDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Feb 10, 2015
Thomas John CoelhoAmeriprise Financial Services, LLC national BDB Riley Wealth Management otherOtherJan 26, 2015Jan 9, 2015
Roberto Luis LizamaDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Feb 12, 2015
Edward Reed LaughlinDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Feb 12, 2015
John Mead RustDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Jan 21, 2015
Gloria Luz AneirosDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Feb 12, 2015
Mauricio U AssaelDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Feb 2, 2015
Michael Edwin CrossleyMorgan Stanley wirehouseB Riley Wealth Management otherOtherJan 26, 2015Jan 15, 2015
Dewitt Loomis AlexandreDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Jan 28, 2015
Rodolfo Eduardo MilaniDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Jan 22, 2015
Edward A CheathamPrincipal Securities, Inc. otherB Riley Wealth Management otherOtherJan 16, 2015Jan 9, 2015
Ardian HaskoMorgan Stanley wirehouseB Riley Wealth Management otherOtherDec 22, 2014Jan 28, 2015 (37 d)
David D DuvigneaudWells Fargo Advisors wirehouseB Riley Wealth Management otherOtherDec 15, 2014Dec 18, 2014
Venera F IzantMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseB Riley Wealth Management otherOtherOct 8, 2014Oct 6, 2014
Mark Richard LoftUBS Financial Services Inc. wirehouseB Riley Wealth Management otherOtherSep 2, 2014Aug 20, 2014
Michael Grant ReisinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseB Riley Wealth Management otherOtherAug 8, 2014May 5, 2016 (636 d)
Deborah Edwards TuckerRaymond James & Associates, Inc. national BDB Riley Wealth Management otherOtherAug 8, 2014Jul 29, 2014
John MatsekRaymond James & Associates, Inc. national BDB Riley Wealth Management otherOtherApr 28, 2014Apr 24, 2014
Renee A RaymondStifel, Nicolaus & Company, Incorporated national BDB Riley Wealth Management otherOtherApr 22, 2014Apr 24, 2014
James Andrew BucknerWells Fargo Advisors wirehouseB Riley Wealth Management otherOtherFeb 26, 2014Mar 11, 2014
Scott E. DubinMcdonald Partners LLC otherB Riley Wealth Management otherOtherFeb 24, 2014Feb 24, 2014
James Allen TolbertSterne Agee Asset Management, Inc. otherB Riley Wealth Management otherOtherJan 27, 2014Jan 22, 2014
Richard F ColleoniRaymond James & Associates, Inc. national BDB Riley Wealth Management otherOtherJan 15, 2014Jan 10, 2014
Craig M WienerAaron Capital Incorporated unclassifiedB Riley Wealth Management otherOtherJan 2, 2014Jan 2, 2014
Myra Creasy PierottiDuncan-Williams, Inc. otherB Riley Wealth Management otherOtherDec 18, 2013Jan 28, 2014 (41 d)
Brent Patrick NicksRaymond James & Associates, Inc. national BDB Riley Wealth Management otherOtherOct 30, 2013Oct 14, 2013
Daniel Swift EdmundsSterne Agee Asset Management, Inc. otherB Riley Wealth Management otherOtherOct 16, 2013Oct 7, 2013
Mary Helen JacobusMorgan Stanley wirehouseB Riley Wealth Management otherOtherSep 16, 2013Oct 22, 2013 (36 d)
Eric Paul ZeitlerAlamo Asset Advisors otherB Riley Wealth Management otherOtherAug 30, 2013Oct 13, 2008
Andrew James MetcalfRaymond James Financial Services Advisors, Inc otherB Riley Wealth Management otherOtherAug 27, 2013Aug 26, 2013
Gary Andrew MillerAlamo Asset Advisors otherB Riley Wealth Management otherOtherAug 14, 2013Oct 21, 2013 (68 d)
Constance Ann EtterDavid A. Noyes & Company otherB Riley Wealth Management otherOtherJul 16, 2013Jul 16, 2013
James Edward BashawJames E.Bashaw & Co. unclassifiedB Riley Wealth Management otherOtherJul 10, 2013Sep 29, 2014 (446 d)
Kelly Glen ComptonAlamo Asset Advisors otherB Riley Wealth Management otherOtherMay 28, 2013Oct 13, 2008
Jennifer Allison KingRaymond James & Associates, Inc. national BDB Riley Wealth Management otherOtherFeb 27, 2013Apr 15, 2013 (47 d)
Mark VarnerWells Fargo Advisors wirehouseB Riley Wealth Management otherOtherFeb 19, 2013Feb 19, 2013
Erik Syver KlefosSanders Morris LLC otherB Riley Wealth Management otherOtherDec 17, 2012Dec 14, 2012
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236 moves match.