DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Thurston Springer Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Philip E LavelleRobovise Dba Robo independent RIAThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 19, 2022Aug 27, 2020
Richard Wilson ParkerRobovise Dba Robo independent RIAThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 19, 2022Aug 12, 2020
Paul Edward BaldassariThurston Springer Financial no RAUMThurston Springer Advisors BD affiliatedOtherJan 3, 2022Jan 27, 2025 (1120 d)
Brian Patrick SweeneyThurston Springer Financial no RAUMThurston Springer Advisors BD affiliatedOtherJan 3, 2022Aug 12, 2020
Roy NealThurston Springer Financial no RAUMThurston Springer Advisors BD affiliatedOtherNov 8, 2021Sep 13, 2021
Joshua Kulback SimonWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankSep 22, 2021Oct 14, 2021
John Patterson CoreyPrincipal Securities, Inc. BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 15, 2021Sep 29, 2021
Andrew Jeffrey SouthworthThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 29, 2021Nov 25, 2020
Joseph Randall WesleyThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Aug 25, 2020
Donald Edgar BatesThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Aug 25, 2020
Craig Michael ConnollyThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Nov 25, 2020
Robert C BoveThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Nov 24, 2020
Stephen Dennis TaylorThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Nov 25, 2020
Elizabeth Ann HurstThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Aug 24, 2020
Maryann DiamondThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Nov 25, 2020
Bradford Cooper HagermanWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankApr 6, 2021Jan 1, 2025 (1366 d)
Sean K LewisThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2021Aug 19, 2020
Austin Robert MurphyLevel Four Advisory Services BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2021Jun 20, 2021 (137 d)
Daniel Douglas MaloneyThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2021Aug 25, 2020
Lucius HamiltonThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 24, 2020Aug 25, 2020
Charles WurdackThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2020Nov 23, 2020
Lisa Louise LauriaThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2020Nov 23, 2020
Terry B BrownThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2020Nov 16, 2020
Roger Lee FlueckigerThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 16, 2020Aug 25, 2020
Daniel J CohenNations Financial Group, Inc. independent RIAThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2020Nov 27, 2020 (127 d)
Jeannette Ann AdcockSanctuary Advisors, LLC BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2020Sep 27, 2021 (455 d)
James Fyfe WalkerLPL Financial LLC BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2020Aug 25, 2020 (165 d)
Bruce Malcolm AverbackStifel, Nicolaus & Company, Incorporated national BDThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2019Nov 24, 2020 (385 d)
John Matthew KerrEdward Jones national BDThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 27, 2019Nov 24, 2020 (455 d)
Mark William DamerSanctuary Advisors, LLC BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2019Aug 26, 2020 (420 d)
Kevin Michael McdougallSanctuary Advisors, LLC BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 31, 2019Aug 25, 2020 (452 d)
Christopher Renfrow EsserEdward Jones national BDThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 25, 2018Aug 27, 2020 (764 d)
Paul William MuransUBS Financial Services Inc. wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankNov 6, 2017Aug 27, 2020 (1025 d)
Jon Keith StuckerWaddell & Reed otherThurston Springer Advisors BD affiliatedOtherJun 24, 2016Aug 26, 2020 (1524 d)
Jenna Lynn SpurrierWaddell & Reed otherThurston Springer Advisors BD affiliatedOtherJun 24, 2016Aug 25, 2020 (1523 d)
Robert James CaplingerStonex Advisors Inc. otherThurston Springer Advisors BD affiliatedOtherJan 28, 2016Nov 24, 2020 (1762 d)
Todd Alan SpilleStonex Advisors Inc. otherThurston Springer Advisors BD affiliatedOtherJan 28, 2016Aug 25, 2020 (1671 d)
Lauchlin Vernon HinesPrivate Client Services, LLC otherThurston Springer Advisors BD affiliatedOtherJul 24, 2015Nov 27, 2020 (1953 d)
R. Alan ChaseJhs Capital Advisors, LLC otherThurston Springer Advisors BD affiliatedOtherJul 17, 2015Nov 24, 2020 (1957 d)
Terry Richard DanishJhs Capital Advisors, LLC otherThurston Springer Advisors BD affiliatedOtherJul 17, 2015Nov 24, 2020 (1957 d)
Myles Grant HartwigEdward Jones national BDThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 6, 2015Aug 25, 2020 (2027 d)
Bradley Louis RozemaWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankAug 21, 2014Aug 27, 2020 (2198 d)
David Scott NystromBurgess Partners, LLC unclassifiedThurston Springer Advisors BD affiliatedOtherJun 30, 2014Nov 28, 2025 (4169 d)
James Luke TurcoNorth Pier Fiduciary Management, LLC otherThurston Springer Advisors BD affiliatedOtherMar 17, 2014Apr 22, 2024 (3689 d)
James Michael MlottWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJun 15, 2009Aug 25, 2020 (4089 d)
Lynn Dennis MoellerWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankApr 21, 2009Aug 26, 2020 (4145 d)
Jeffrey V TriwediA. G. Edwards & Sons, Inc. unclassifiedThurston Springer Advisors BD affiliatedOtherJan 3, 2005Aug 25, 2020 (5713 d)
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107 moves match.