DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kms Financial Services, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel C MatoskeWells Fargo Advisors wirehouseKms Financial Services, Inc otherOtherMay 2, 2017May 23, 2017
Lewis Craig GreenNorthstar Wealth Partners LLC otherKms Financial Services, Inc otherOtherApr 25, 2017Mar 28, 2017
Alena PovarovaSowell Management otherKms Financial Services, Inc otherOtherMar 17, 2017Mar 16, 2017
Jeffrey Charles JanewayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKms Financial Services, Inc otherOtherJan 27, 2017Jan 24, 2017
Ryan Michael MulhearnCondor Capital Wealth Management otherKms Financial Services, Inc otherOtherJan 4, 2017Jan 23, 2017
Stuart Charles BrazieWhitehall Financial Services, Inc. unclassifiedKms Financial Services, Inc otherOtherDec 31, 2016Aug 30, 2010
Jason Tyler GreenwoodConcert Wealth Management otherKms Financial Services, Inc otherOtherDec 31, 2016Sep 15, 2016
Kenneth Bert WheelerOsaic Wealth, Inc. otherKms Financial Services, Inc otherOtherNov 17, 2016Nov 11, 2016
Joseph Santo MarinoVoya Financial Advisors, Inc. otherKms Financial Services, Inc otherOtherNov 7, 2016Nov 29, 2016
Teresa N PalmerWfg Advisors, LP otherKms Financial Services, Inc otherOtherNov 3, 2016Nov 2, 2016
Jarrod Charles NunnWfg Advisors, LP otherKms Financial Services, Inc otherOtherNov 3, 2016Nov 2, 2016
Dylan Cole SimonsWells Fargo Advisors wirehouseKms Financial Services, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankSep 6, 2016Mar 6, 2018 (546 d)
David Christopher SmithInvestors Capital Advisory otherKms Financial Services, Inc otherOtherSep 1, 2016Nov 8, 2016 (68 d)
Meris Arel CollierVsr Advisory Services otherKms Financial Services, Inc otherOtherAug 15, 2016Aug 15, 2016
Kevin Eric WellsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKms Financial Services, Inc otherOtherAug 4, 2016Sep 6, 2016 (33 d)
Patrick Michael BookeyWaddell & Reed otherKms Financial Services, Inc otherOtherAug 2, 2016Aug 19, 2016
Kenneth Lee ClowersSignator Investors, Inc. otherKms Financial Services, Inc otherOtherJul 14, 2016Jun 2, 2016
Lloyd Grant CaudleNationwide Investment Advisors, LLC otherKms Financial Services, Inc otherOtherJul 6, 2016Jan 22, 2018 (565 d)
Brett Robert BoyerEdward Jones national BDKms Financial Services, Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 12, 2016Apr 3, 2018 (721 d)
Ronald William DevonDynamic Capital Management, Inc. state registeredKms Financial Services, Inc otherOtherMar 10, 2016Jan 25, 2016
James Robert PiperAmeriprise Financial Services, LLC national BDKms Financial Services, Inc otherOtherFeb 26, 2016Feb 5, 2016
Kevin John CarlsonCambridge Investment Research Advisors, Inc. otherKms Financial Services, Inc otherOtherFeb 17, 2016Feb 10, 2016
Tiffany Marie DarstJ.P. Morgan Securities LLC wirehouseKms Financial Services, Inc otherOtherFeb 9, 2016Feb 1, 2016
Jerry Joe Van AusdleWaddell & Reed otherKms Financial Services, Inc otherOtherFeb 5, 2016Mar 16, 2016 (40 d)
Roy Jason HundhausenSii Investments, Inc. otherKms Financial Services, Inc otherOtherFeb 2, 2016Jan 28, 2016
Michael John HallMcm Wealth independent RIAKms Financial Services, Inc otherOtherJan 26, 2016Dec 2, 2014
Julienne Meret ValoisAmeriprise Financial Services, LLC national BDKms Financial Services, Inc otherOtherJan 20, 2016Jan 13, 2016
Kyle Steven BiglerMML Investors Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2015Jan 5, 2016
Christopher Eugene CubbagePrincipal Securities, Inc. otherKms Financial Services, Inc BD affiliatedOtherOct 5, 2015Jun 5, 2018 (974 d)
Philip Glenn Sherman1st Global Advisors Inc otherKms Financial Services, Inc otherOtherOct 1, 2015Jan 27, 2016 (118 d)
Darin David CookWells Fargo Advisors wirehouseKms Financial Services, Inc otherOtherSep 15, 2015Sep 14, 2015
William Shannon GardnerSignator Financial Services, Inc. otherKms Financial Services, Inc otherOtherSep 1, 2015Sep 4, 2015
Ryan Vance GolinskiSignator Financial Services, Inc. otherKms Financial Services, Inc otherOtherSep 1, 2015Oct 1, 2015
Jared W KnudsenSignator Financial Services, Inc. otherKms Financial Services, Inc otherOtherJul 2, 2015Jan 11, 2016 (193 d)
Robert Scott GreenWells Fargo Advisors wirehouseKms Financial Services, Inc otherOtherJun 22, 2015Aug 10, 2015 (49 d)
Hylee Bernell HansenMsi Financial Services, Inc. otherKms Financial Services, Inc otherOtherApr 3, 2015Apr 1, 2015
Robyn Pomprowitz MeyerBristlecone Advisors LLC otherKms Financial Services, Inc otherOtherMar 26, 2015Mar 26, 2015
Lisa Haggai PiersonCentaurus Financial, Inc. otherKms Financial Services, Inc otherOtherMar 16, 2015Mar 6, 2015
Dean Scott MckenzieSignator Financial Services, Inc. otherKms Financial Services, Inc otherOtherMar 12, 2015Mar 6, 2015
Joshua David SwayneSignator Financial Services, Inc. otherKms Financial Services, Inc otherOtherFeb 9, 2015Jan 16, 2015
Dean E EisenbraunLPL Financial LLC otherKms Financial Services, Inc otherOtherFeb 2, 2015Jan 21, 2015
Kathryn Shea HenningsenAvier Wealth Advisors otherKms Financial Services, Inc otherOtherJan 23, 2015Feb 9, 2015
Jeffry Michael KennatAmeriprise Financial Services, LLC national BDKms Financial Services, Inc otherOtherDec 16, 2014Dec 2, 2014
Deborrah Michelle MurphyVoya Financial Advisors, Inc. otherKms Financial Services, Inc otherOtherNov 11, 2014Nov 7, 2014
Anne SummersRBC Capital Markets, LLC national BDKms Financial Services, Inc otherOtherSep 25, 2014Aug 29, 2016 (704 d)
Jess Foster CarknerLPL Financial LLC otherKms Financial Services, Inc otherOtherAug 13, 2014Jul 25, 2014
Daniel Lee GilbertFsc Securities Corporation otherKms Financial Services, Inc otherOtherAug 12, 2014Feb 4, 2016 (541 d)
Melissa Ann KarpenEdward Jones national BDKms Financial Services, Inc otherOtherJul 8, 2014Jul 7, 2014
Michael Ludwig KappesStancorp Investment Advisers, Inc. otherKms Financial Services, Inc otherOtherJun 2, 2014May 23, 2014
Rafik Daniel FouadMorgan Stanley wirehouseKms Financial Services, Inc otherOtherMay 14, 2014Jun 10, 2014
Eric Michael AlbrightWhitehall Financial Services, Inc. unclassifiedKms Financial Services, Inc otherOtherApr 23, 2014Aug 26, 2010
Daniel Christian GiddensGrant Williams L.P. unclassifiedKms Financial Services, Inc otherOtherMar 24, 2014Apr 1, 2014
Brian Adam ZuschlagEdward Jones national BDKms Financial Services, Inc otherOtherMar 11, 2014Mar 18, 2014
Joshua Michael GraeffEquitable Advisors, LLC national BDKms Financial Services, Inc otherOtherMar 10, 2014Feb 28, 2014
Eric Samuel BallLPL Financial LLC otherKms Financial Services, Inc otherOtherFeb 5, 2014Jan 30, 2014
Fredrick James RobinsonPks Advisory Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2013Sep 30, 2013
John Joseph O'HaganPks Advisory Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2013Sep 18, 2013
James Lee BoothPks Advisory Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2013Oct 8, 2013
Jeffery Wayne HillFuture Planning Systems, Inc. unclassifiedKms Financial Services, Inc otherOtherDec 31, 2013Oct 13, 2017 (1382 d)
William Joseph PaladinoPks Advisory Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2013Oct 23, 2013
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230 moves match.