DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at J.J.B. Hilliard, W.L. Lyons, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Laurel Marie Lee	Waddell & Reed other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Oct 16, 2013	Oct 17, 2013
Melissa D Steele	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Sep 18, 2013	Sep 12, 2013
Nathan Drew Richey	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Sep 16, 2013	Sep 12, 2013
Joshua J. Marson	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Sep 16, 2013	Sep 12, 2013
Shawn Mitchell Perry	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Sep 13, 2013	Sep 12, 2013
Thomas Kent Gowin	Oneamerica Securities, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Aug 23, 2013	Aug 5, 2013
David Fielding Havens	UBS Financial Services Inc. wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jun 17, 2013	Jun 7, 2013
Kevin Brian Lyall	UBS Financial Services Inc. wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jun 17, 2013	Jun 7, 2013
Nicole Gopoian Wirick	Cig Asset Management, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jun 4, 2013	Mar 5, 2013
Angela Larae Taylor	Raymond James Financial Services Advisors, Inc other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 2, 2013	May 1, 2013
Steven Joseph Smith	Raymond James Financial Services Advisors, Inc other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 2, 2013	May 1, 2013
Sean Michael Miranda	Raymond James Financial Services Advisors, Inc other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 2, 2013	May 1, 2013
Joseph R Volpi	Trustee Empowerment & Protection, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 27, 2013	Mar 1, 2013
Deane Christopher Gauthier	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 22, 2013	Feb 20, 2013
Kelly Dissette Maumenee	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 22, 2013	Feb 20, 2013
Dwayne Wesley Powell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 22, 2013	Feb 20, 2013
Bradley Clay Fisher	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Dec 21, 2012	Jan 2, 2013
David Wendel Glass	Edward Jones national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Dec 20, 2012	Jan 18, 2013
Cole Hunter Shelton	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Dec 3, 2012	Nov 30, 2012
Jason A Stuber	J.P. Morgan Securities LLC wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Nov 28, 2012	Nov 26, 2012
Robert Gerard Bernardin	Morgan Stanley wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Oct 31, 2012	Oct 19, 2012
Andrew Charles Becker	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Sep 13, 2012	Sep 7, 2012
Kyle Davis Howard	Strategic Advisers LLC national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Sep 13, 2012	Sep 17, 2012
Jon Carl Fox	RBC Capital Markets, LLC national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jul 20, 2012	Jul 12, 2012
Kevin Wilson Speas	RBC Capital Markets, LLC national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jul 20, 2012	Jul 12, 2012
David Philip Kirby	Scott & Stringfellow, LLC other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jul 6, 2012	Jul 6, 2012
Kathryn M Lester	Scott & Stringfellow, LLC other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jul 6, 2012	Jul 6, 2012
Seth Christian Owen	Pnc Wealth Management other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 22, 2012	Jun 11, 2012
James Rork Williams	U.S. Bancorp Investments, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Mar 19, 2012	Mar 16, 2012
Robert David Klein	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Mar 19, 2012	Mar 16, 2012
Samuel Dyk Hershberger	Ameriprise Financial Services, LLC national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 21, 2012	Feb 16, 2012
Margaret Kelly Mrsic	First Kentucky Securities Corp other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jan 17, 2012	Jan 31, 2012
Michael B Barnett	Edward Jones national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jan 10, 2012	Jan 6, 2012
Bradley Mark Howard	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Aug 16, 2011	Aug 12, 2011
William Andrew Hawley	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Aug 9, 2011	Aug 5, 2011
Andrew Wilton Means	Hilliard Lyons Capital Management, LLC unclassified	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 11, 2011	Jan 10, 2011
Donald A Keeney	Hilliard Lyons Capital Management, LLC unclassified	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 11, 2011	Apr 4, 2011
Ralph Wimsatt	Morgan Stanley wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 10, 2011	Feb 4, 2011
Gail Burke Tway	Atlas Brown other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 1, 2011	Jun 1, 2017 (2312 d)
Emily Christin Millsap	LPL Financial LLC other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Aug 3, 2010	May 31, 2011 (301 d)
Valoria Lynn Bailey	Morgan Stanley wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Dec 18, 2009	Dec 4, 2009
Shannon Renee Raines	Ameriprise Financial Services, LLC national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Sep 10, 2009	Sep 3, 2009
Sherry Denise Holley	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Aug 24, 2009	Aug 21, 2009
Bryan Christopher Epperson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jul 31, 2009	Jun 2, 2014 (1767 d)
Dawn Renee Moscoe	Citigroup Global Markets Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 14, 2009	Apr 24, 2009
S.Thomas Ogden	Citigroup Global Markets Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 14, 2009	Apr 24, 2009
Larry Winford Crosthwaite	Citigroup Global Markets Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 14, 2009	Apr 24, 2009
Jennifer Marie Wooldridge	Citigroup Global Markets Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 14, 2009	Apr 24, 2009
Margaret Marie Savage	Citigroup Global Markets Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 14, 2009	Apr 24, 2009
Joe Martin Bryant	Citigroup Global Markets Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 14, 2009	Apr 24, 2009
Gary Warren Detraz	Citigroup Global Markets Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 14, 2009	Apr 24, 2009
William Samuel Sawyer	UBS Financial Services Inc. wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 13, 2009	May 13, 2009
Eric Michael Vegh	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 21, 2009	Apr 17, 2009
Mark Christopher Naber	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 21, 2009	Apr 20, 2009
Kit B Carter	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 21, 2009	Apr 17, 2009
Jeffrey A Painter	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 6, 2009	Apr 1, 2009
John Moultrie Mcintosh	UBS Financial Services Inc. wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 2, 2009	Mar 20, 2009
Dale Stewart Ditto	UBS Financial Services Inc. wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 2, 2009	Mar 20, 2009
Stephen Michael Golliher	Citigroup Global Markets Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 1, 2009	Mar 23, 2009
Jeffrey Delmar Golliher	Citigroup Global Markets Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 1, 2009	Apr 1, 2009

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200 moves match.