DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Austin HoltMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherSep 27, 2012Sep 19, 2012
Brian Michael ChiltonAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherSep 10, 2012Aug 28, 2012
Maria Leslie PribramMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherAug 8, 2012Jul 12, 2012
Ying Ying JingMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherJul 31, 2012Aug 2, 2012
Pema Choki LakarWaddell & Reed otherCredit Suisse Securities (USA) LLC otherOtherJul 23, 2012Aug 28, 2012 (36 d)
Paulina WongRand & Associates otherCredit Suisse Securities (USA) LLC otherOtherJul 6, 2012Jul 11, 2012
Matthew J McauliffeMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherJun 25, 2012Jun 11, 2012
Sandra Lee HealeyRBC Capital Markets, LLC national BDCredit Suisse Securities (USA) LLC otherOtherMay 25, 2012Feb 15, 2013 (266 d)
Philip Edward CowenJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 15, 2012Sep 8, 2014 (846 d)
Todd Alan BairdJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 15, 2012May 19, 2015 (1099 d)
Michael Aaron GuildJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 15, 2012Aug 13, 2012 (90 d)
Claudine Marie ChoquetteJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 15, 2012Jun 2, 2015 (1113 d)
Salvatore J AlesiaJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 15, 2012Jul 2, 2012 (48 d)
Heather Lynn BrownChapwood Capital Investment Management, LLC otherCredit Suisse Securities (USA) LLC otherOtherApr 24, 2012Mar 5, 2012
Jennifer M KeelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherApr 16, 2012Jun 27, 2012 (72 d)
Michael SchannaJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherApr 13, 2012Nov 22, 2013 (588 d)
Barry Howard GladsteinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherFeb 21, 2012Feb 28, 2012
Josef Runes NajarBarclays Capital Inc. otherCredit Suisse Securities (USA) LLC otherOtherDec 22, 2011Dec 7, 2011
Liza Momongan BlundellDeutsche Bank Securities Inc. otherCredit Suisse Securities (USA) LLC otherOtherDec 19, 2011Mar 14, 2013 (451 d)
Scott Hauser FewinNfp Advisor Services, LLC otherCredit Suisse Securities (USA) LLC otherOtherDec 9, 2011Nov 28, 2011
Jerry Robert SneedMsi Financial Services, Inc. otherCredit Suisse Securities (USA) LLC otherOtherOct 17, 2011Oct 4, 2011
Andrew K VenturiBarclays Capital Inc. otherCredit Suisse Securities (USA) LLC otherOtherOct 14, 2011Oct 3, 2011
Jose Alejandro Salvidea RelloCitigroup Global Markets Inc. otherCredit Suisse Securities (USA) LLC otherOtherSep 26, 2011Sep 12, 2011
Jeffrey TitusAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherSep 19, 2011Sep 12, 2011
Michael Clark BishopAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherSep 19, 2011Sep 12, 2011
Adam Paul RogersAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherSep 16, 2011Sep 12, 2011
Jorge Scott QuintoOppenheimer & Co. Inc. otherCredit Suisse Securities (USA) LLC otherOtherSep 15, 2011Sep 16, 2011
Kevin Allen GauntMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherSep 2, 2011Nov 9, 2011 (68 d)
Jill Ann JensenHatteras Investment Partners LLC otherCredit Suisse Securities (USA) LLC otherOtherAug 25, 2011Oct 31, 2011 (67 d)
Angela Mello De Mello KeeseeUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherAug 2, 2011Jul 25, 2011
Heinz JaeggiDeutsche Bank Securities Inc. otherCredit Suisse Securities (USA) LLC otherOtherJun 15, 2011Jun 16, 2011
Stefan Felix LendiDeutsche Bank Securities Inc. otherCredit Suisse Securities (USA) LLC otherOtherJun 15, 2011Jun 16, 2011
Douglas G. SonnensheinMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherJun 9, 2011Jul 28, 2011 (49 d)
James Michael NewAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherJun 1, 2011Feb 22, 2012 (266 d)
Andrew Michael JonesAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherMay 26, 2011Jun 22, 2011
William Jennings GambrillBarclays Capital Inc. otherCredit Suisse Securities (USA) LLC otherOtherMay 25, 2011May 11, 2011
Xiong-Bo HuangNorthwestern Mutual Investment Services,LLC otherCredit Suisse Securities (USA) LLC otherOtherMay 24, 2011Mar 9, 2012 (290 d)
Robert Douglas WilliamsUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 9, 2011May 3, 2011
Donald J DeverAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherApr 7, 2011Jun 25, 2012 (445 d)
Nadav Hillel SchwartzMolotsky Tax Advisory Group, LLC state registeredCredit Suisse Securities (USA) LLC otherOtherApr 1, 2011Oct 15, 2012 (563 d)
John Joseph GriffinZeke Capital Advisors, LLC otherCredit Suisse Securities (USA) LLC otherOtherFeb 3, 2011Apr 25, 2013 (812 d)
Andrea J. SiglerMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherDec 15, 2010Aug 2, 2012 (596 d)
Jeffrey John O'NeillAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherNov 29, 2010Nov 12, 2010
Mark Douglas SullivanUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherNov 18, 2010Nov 24, 2010
Jared TorenMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherNov 18, 2010Nov 5, 2010
Phillip GilbertAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherNov 15, 2010Nov 18, 2010
Thomas Henry BirkBny Mellon Securities Corporation otherCredit Suisse Securities (USA) LLC otherOtherNov 12, 2010Apr 19, 2011 (158 d)
Yulien BrenllaHsbc Securities (USA) Inc. otherCredit Suisse Securities (USA) LLC otherOtherOct 29, 2010Aug 14, 2015 (1750 d)
Hugh W BeecherBeecher Investment Management unclassifiedCredit Suisse Securities (USA) LLC otherOtherOct 14, 2010Jul 2, 2010
Jasmine GrajedaWells Fargo Investments, LLC unclassifiedCredit Suisse Securities (USA) LLC otherOtherSep 10, 2010Oct 17, 2012 (768 d)
Victor G. RubinoRBC Rochdale, LLC otherCredit Suisse Securities (USA) LLC otherOtherAug 9, 2010Aug 2, 2010
Mark Christopher HutchinsonMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherJun 16, 2010May 21, 2010
Jarrett Alexander BradyWells Fargo Advisors wirehouseCredit Suisse Securities (USA) LLC otherOtherJun 15, 2010Jun 22, 2010
Darling Silva-SolisChase Investment Services Corp. otherCredit Suisse Securities (USA) LLC otherOtherJun 1, 2010Sep 2, 2015 (1919 d)
Roger WackerUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 20, 2010May 17, 2010
Maria FerranteUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 20, 2010Jun 7, 2010
Yanira RojasUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 20, 2010May 17, 2010
Steven Michael BuxbaumUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 20, 2010May 17, 2010
Roxanne Kathleen KrollUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 20, 2010May 17, 2010
Thomas William HoaglandCitigroup Global Markets Inc. otherCredit Suisse Securities (USA) LLC otherOtherMay 19, 2010Apr 26, 2010
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325 moves match.