| Eric Scott Passin | Advice And Planning Services other | Pruco Securities, LLC other | Other | Jul 21, 2016 | Aug 15, 2017 (390 d) |
| Heather Ann Banks | Osaic Institutions, Inc. other | Pruco Securities, LLC other | Other | Jul 18, 2016 | Aug 3, 2016 |
| Jessi Hawk | Signator Investors, Inc. other | Pruco Securities, LLC other | Other | Jul 14, 2016 | Jul 13, 2016 |
| Shaquawn D Schasa | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jul 12, 2016 | Nov 11, 2016 (122 d) |
| Evan Reid Osborne | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | Jul 12, 2016 | Aug 26, 2016 (45 d) |
| Cynthia Fernandez Reidy | Edward Jones national BD | Pruco Securities, LLC other | Other | Jul 7, 2016 | Jul 19, 2016 |
| Joseph Philip Locrotondo | Questar Asset Management, Inc. other | Pruco Securities, LLC other | Other | Jul 1, 2016 | Oct 31, 2016 (122 d) |
| Chelsea M Sabo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2016 | Aug 13, 2019 (1141 d) |
| Michael Rodger Pineda | Osaic Wealth, Inc. other | Pruco Securities, LLC other | Other | Jun 17, 2016 | Jul 14, 2016 |
| Peter Donald Grifo | Cadaret Grant & Co Inc other | Pruco Securities, LLC BD affiliated | Other | Jun 14, 2016 | Jun 7, 2021 (1819 d) |
| Fermon L Owens | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jun 8, 2016 | Jun 27, 2016 |
| James Leo Defano | Pnc Wealth Management other | Pruco Securities, LLC BD affiliated | Other | Jun 8, 2016 | Mar 24, 2020 (1385 d) |
| Daniel Edward Sigman | Sagepoint Financial, Inc. other | Pruco Securities, LLC BD affiliated | Other | Jun 1, 2016 | Jul 19, 2024 (2970 d) |
| Omar Mauricio Rosales | Edward Jones national BD | Pruco Securities, LLC other | Other | Jun 1, 2016 | Jul 6, 2016 (35 d) |
| Christina A. Stephenson | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | May 19, 2016 | Aug 31, 2016 (104 d) |
| Michael Steven Gryglewski | Edward Jones national BD | Pruco Securities, LLC other | Other | May 3, 2016 | Jan 18, 2017 (260 d) |
| James Clay Wright | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2016 | Jun 14, 2021 (1873 d) |
| Zachary Wyatt Brody | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Apr 22, 2016 | May 9, 2016 |
| Dustin William Scobey | Principal Securities, Inc. other | Pruco Securities, LLC other | Other | Apr 19, 2016 | Apr 26, 2016 |
| Lanning Shane Whitehead | Principal Securities, Inc. other | Pruco Securities, LLC other | Other | Apr 19, 2016 | Jun 1, 2016 (43 d) |
| Karen Ann Donofrio | Park Avenue Securities LLC other | Pruco Securities, LLC other | Other | Apr 18, 2016 | Apr 28, 2016 |
| Daniel L Mills | Principal Securities, Inc. other | Pruco Securities, LLC other | Other | Apr 7, 2016 | Jul 8, 2016 (92 d) |
| Patrick Albert Kramer | Fisher Investments other | Pruco Securities, LLC other | Other | Apr 7, 2016 | Aug 4, 2016 (119 d) |
| June Menguita Falales | Signator Investors, Inc. other | Pruco Securities, LLC other | Other | Apr 7, 2016 | Feb 6, 2017 (305 d) |
| Raymond John Godleski | Transamerica Financial Advisors, LLC other | Pruco Securities, LLC other | Other | Mar 29, 2016 | May 4, 2016 (36 d) |
| Chong Taek Shim | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2016 | Nov 24, 2020 (1702 d) |
| Ryan Sean Flynn | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2016 | Aug 5, 2019 (1229 d) |
| John J Mclaughlin | Independent Financial Group, LLC other | Pruco Securities, LLC other | Other | Mar 22, 2016 | Sep 21, 2016 (183 d) |
| Muna Malik | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 11, 2016 | Mar 22, 2018 (741 d) |
| Eric Scott Nelson | Northwestern Mutual Investment Services,LLC other | Pruco Securities, LLC BD affiliated | Other | Feb 29, 2016 | May 8, 2018 (799 d) |
| Adam Benjamin Kay | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Feb 26, 2016 | Mar 11, 2016 |
| Brian Engle | Gallatin River Capital LLC unclassified | Pruco Securities, LLC BD affiliated | Other | Feb 24, 2016 | Aug 14, 2019 (1267 d) |
| Calvin Allen Rowland | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jan 26, 2016 | Oct 21, 2016 (269 d) |
| Vincent Nicholas Martino | Msi Financial Services, Inc. other | Pruco Securities, LLC BD affiliated | Other | Jan 25, 2016 | Aug 1, 2019 (1284 d) |
| Kent Bevan Shuford | Advice And Planning Services other | Pruco Securities, LLC other | Other | Jan 25, 2016 | Apr 21, 2016 (87 d) |
| Christopher Stephen Collins | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jan 22, 2016 | Feb 1, 2016 |
| Ziaul Islam Khondker | Sagepoint Financial, Inc. other | Pruco Securities, LLC other | Other | Jan 13, 2016 | Apr 19, 2016 (97 d) |
| Yuk-Kin Monita Kuan | Sagepoint Financial, Inc. other | Pruco Securities, LLC other | Other | Jan 13, 2016 | Aug 12, 2016 (212 d) |
| Cecil Mack Deas | Sagepoint Financial, Inc. other | Pruco Securities, LLC other | Other | Jan 9, 2016 | Apr 19, 2016 (101 d) |
| Todd Daniel Clucas | Fabian Wealth Strategies, Inc. other | Pruco Securities, LLC BD affiliated | Other | Jan 8, 2016 | Sep 5, 2018 (971 d) |
| Harold Leverett | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jan 4, 2016 | Feb 7, 2017 (400 d) |
| Tyson Samuel Blake | Meridian Capital Management, LLC unclassified | Pruco Securities, LLC other | Other | Jan 4, 2016 | Feb 22, 2016 (49 d) |
| Sameer Srivastava | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Dec 18, 2015 | Jan 7, 2016 |
| Rachel Hill Ashman | Pnc Wealth Management other | Pruco Securities, LLC other | Other | Dec 17, 2015 | Apr 8, 2016 (113 d) |
| Dana Samuel West | Hsbc Securities (USA) Inc. other | Pruco Securities, LLC BD affiliated | Other | Nov 30, 2015 | Jun 7, 2021 (2016 d) |
| Lawrence S Fairall | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC other | Other | Nov 24, 2015 | Jan 15, 2016 (52 d) |
| Adam M Baker | Edward Jones national BD | Pruco Securities, LLC other | Other | Nov 24, 2015 | Jan 15, 2016 (52 d) |
| Dennis Shane Tripp | Waddell & Reed other | Pruco Securities, LLC other | Other | Nov 17, 2015 | Nov 23, 2015 |
| Stephen Michael Smith | Mcadam LLC other | Pruco Securities, LLC other | Other | Nov 3, 2015 | Nov 25, 2015 |
| David A Yaffee | Osaic Institutions, Inc. other | Pruco Securities, LLC BD affiliated | Other | Oct 28, 2015 | Jan 25, 2018 (820 d) |
| Jeffrey Czajka | Northwestern Mutual Investment Services,LLC other | Pruco Securities, LLC other | Other | Oct 28, 2015 | Dec 21, 2015 (54 d) |
| Patrick Lee Mccraw | Eagle Strategies LLC other | Pruco Securities, LLC other | Other | Oct 9, 2015 | Mar 3, 2016 (146 d) |
| Kevin F Lamberson | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Oct 6, 2015 | Dec 18, 2015 (73 d) |
| Danielle Starr Washington | Citizens Securities, Inc. other | Pruco Securities, LLC other | Other | Sep 23, 2015 | Jan 12, 2016 (111 d) |
| John Mark Desarno | LPL Financial LLC other | Pruco Securities, LLC BD affiliated | Other | Sep 8, 2015 | Jun 9, 2022 (2466 d) |
| Todd Brubaker | Transamerica Financial Advisors, LLC other | Pruco Securities, LLC other | Other | Aug 28, 2015 | Oct 20, 2016 (419 d) |
| Charles Sebastian Claussen | Waddell & Reed other | Pruco Securities, LLC other | Other | Aug 28, 2015 | Sep 22, 2015 |
| Tim Juei-Ting Kao | Park Avenue Securities LLC other | Pruco Securities, LLC other | Other | Aug 26, 2015 | Oct 2, 2015 (37 d) |
| David Wright Mize | Cetera Advisor Networks LLC other | Pruco Securities, LLC other | Other | Aug 26, 2015 | Sep 8, 2015 |
| Devon Jerrard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | Aug 24, 2015 | May 3, 2017 (618 d) |