| Russell Anderson Obee | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Mar 26, 2012 | May 2, 2012 (37 d) |
| Jonathan M Roth | U.S. Bancorp Investments, Inc. other | Pruco Securities, LLC BD affiliated | Other | Feb 16, 2012 | Apr 14, 2021 (3345 d) |
| Joan L Check | Cuna Brokerage Services, Inc. other | Pruco Securities, LLC other | Other | Feb 1, 2012 | Sep 14, 2012 (226 d) |
| Curtis Jerald Habsieger | Newport Coast Asset Management other | Pruco Securities, LLC other | Other | Jan 26, 2012 | Feb 2, 2012 |
| Ricardo Ramirez | Chase Investment Services Corp. other | Pruco Securities, LLC other | Other | Jan 20, 2012 | Feb 24, 2012 (35 d) |
| Vincenzo Fragomeni | Next Financial Group, Inc. other | Pruco Securities, LLC other | Other | Jan 17, 2012 | Mar 6, 2012 (49 d) |
| Roger Joseph Greff | Securian Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jan 4, 2012 | Jun 24, 2015 (1267 d) |
| Jennifer Lynn Main | Investment Advisors Corp other | Pruco Securities, LLC other | Other | Dec 31, 2011 | Jun 21, 2013 (538 d) |
| Debra Mohr | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Nov 8, 2011 | Apr 23, 2013 (532 d) |
| Alyssa S Juros | UBS Financial Services Inc. wirehouse | Pruco Securities, LLC other | Other | Oct 6, 2011 | Sep 28, 2015 (1453 d) |
| Brian Patrick Walsh | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Sep 27, 2011 | Nov 29, 2011 (63 d) |
| Matthew Philip Douglas | Nfp Advisor Services, LLC other | Pruco Securities, LLC other | Other | Sep 20, 2011 | May 15, 2013 (603 d) |
| Jenisteen Davier | Morgan Stanley wirehouse | Pruco Securities, LLC other | Other | Sep 7, 2011 | May 15, 2013 (616 d) |
| Clifford Kangsuk Kim | Oneamerica Securities, Inc. other | Pruco Securities, LLC other | Other | Aug 16, 2011 | Mar 20, 2012 (217 d) |
| Darrick Hokanson | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2011 | Jun 7, 2021 (3591 d) |
| Charles Edward Hageman | On Investment Management Co other | Pruco Securities, LLC other | Other | Aug 1, 2011 | Aug 30, 2011 |
| David William Montemurro | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jun 29, 2011 | Jul 7, 2011 |
| Jarrod Lee Brinkman | New England Securities Corporation other | Pruco Securities, LLC other | Other | Jun 24, 2011 | Nov 8, 2012 (503 d) |
| Matthew Charles Howard | Signator Investors, Inc. other | Pruco Securities, LLC BD affiliated | Other | Jun 8, 2011 | Jul 22, 2021 (3697 d) |
| Michael Bayer | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jun 3, 2011 | Aug 12, 2011 (70 d) |
| Jeff Oscar Ruen | Esi Financial Advisors other | Pruco Securities, LLC other | Other | Jun 3, 2011 | Jun 16, 2011 |
| John-Patrick B Heaton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | Jun 3, 2011 | Mar 5, 2012 (276 d) |
| Bryan Carson Woodell | Msi Financial Services, Inc. other | Pruco Securities, LLC BD affiliated | Other | May 18, 2011 | May 30, 2018 (2569 d) |
| Gary Lee Edkins | Npb Financial Group, LLC other | Pruco Securities, LLC other | Other | May 9, 2011 | May 16, 2011 |
| Matthew Joseph Campbell | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | May 5, 2011 | Jun 15, 2011 (41 d) |
| Dorothy Ann Sperry | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Apr 18, 2011 | Apr 20, 2011 |
| Mary Smith Mcmahon | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | Apr 14, 2011 | Jun 21, 2011 (68 d) |
| Brent Andrew Peddy | Nexity Financial Services, Inc. unclassified | Pruco Securities, LLC other | Other | Feb 25, 2011 | Mar 4, 2011 |
| Richard K.E. Akinyemi | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Feb 15, 2011 | Mar 3, 2011 |
| William Yousey | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Feb 14, 2011 | Feb 25, 2011 |
| Jarod Richard Haglin | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Feb 10, 2011 | Jan 13, 2014 (1068 d) |
| Julian Maurice Pouncy | Edward Jones national BD | Pruco Securities, LLC other | Other | Jan 6, 2011 | Apr 13, 2011 (97 d) |
| Jennifer Ahendt Thompson | First Command Financial Planning, Inc. other | Pruco Securities, LLC other | Other | Dec 22, 2010 | Mar 10, 2011 (78 d) |
| Corey Lamont Sneed | Citigroup Global Markets Inc. other | Pruco Securities, LLC other | Other | Dec 16, 2010 | Jan 12, 2011 |
| Sabrina J Mason | Fifth Third Securities, Inc. other | Pruco Securities, LLC BD affiliated | Other | Dec 3, 2010 | Mar 1, 2021 (3741 d) |
| Michael Odell Mcknight | Investment Advisors International, Inc. unclassified | Pruco Securities, LLC other | Other | Dec 3, 2010 | Dec 14, 2010 |
| Daniel Micheal Harley | Chase Investment Services Corp. other | Pruco Securities, LLC other | Other | Nov 5, 2010 | Jun 2, 2017 (2401 d) |
| Shelly Marie Malone | Td Ameritrade Investment Management, LLC other | Pruco Securities, LLC other | Other | Oct 27, 2010 | Jan 5, 2011 (70 d) |
| Shelly Marie Malone | Td Ameritrade, Inc. no RAUM | Pruco Securities, LLC other | Other | Oct 27, 2010 | Jan 5, 2011 (70 d) |
| Donald L Smith | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Oct 19, 2010 | Jul 1, 2011 (255 d) |
| Kristofer Rory Reddaway | Chase Investment Services Corp. other | Pruco Securities, LLC other | Other | Oct 8, 2010 | Mar 23, 2012 (532 d) |
| Thomas Arthur Skees | LPL Financial LLC other | Pruco Securities, LLC other | Other | Oct 6, 2010 | Dec 24, 2015 (1905 d) |
| Nicholas Knudsen | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2010 | Oct 26, 2021 (4043 d) |
| Mark Ramos | LPL Financial LLC other | Pruco Securities, LLC other | Other | Sep 27, 2010 | Nov 5, 2010 (39 d) |
| Leonard Levi | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2010 | Aug 8, 2019 (3255 d) |
| Richard Roy Mckinley | Edward Jones national BD | Pruco Securities, LLC other | Other | Aug 20, 2010 | Nov 16, 2010 (88 d) |
| Erin Moldenhauer Dooley | Edward Jones national BD | Pruco Securities, LLC other | Other | Aug 20, 2010 | Apr 18, 2011 (241 d) |
| Robert J Nigro | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jul 21, 2010 | Jul 9, 2010 |
| Brenda Millhouse-Huebner | Security Capital Management other | Pruco Securities, LLC other | Other | Jul 1, 2010 | Jan 22, 2014 (1301 d) |
| Phillip D. Tronolone | Wall Street Financial Group, Inc other | Pruco Securities, LLC BD affiliated | Other | Jun 22, 2010 | Jun 7, 2021 (4003 d) |
| Michael John Osullivan | Securian Financial Services, Inc. other | Pruco Securities, LLC other | Other | May 3, 2010 | Dec 6, 2013 (1313 d) |
| Michael Kevin Lewallen | Concourse Financial Group Advisors other | Pruco Securities, LLC other | Other | Apr 30, 2010 | Jan 4, 2013 (980 d) |
| John Paul Fountain | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Apr 30, 2010 | May 7, 2010 |
| Michael Andrew Saccento | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Apr 26, 2010 | May 3, 2010 |
| Brad Arrington | Edward Jones national BD | Pruco Securities, LLC other | Other | Apr 6, 2010 | Apr 4, 2011 (363 d) |
| Eduardo Hernandez Vela | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Mar 19, 2010 | Apr 9, 2010 |
| Christopher Chad Soileau | Essex National Securities, Inc. other | Pruco Securities, LLC other | Other | Mar 11, 2010 | Apr 1, 2010 |
| Robert David Monkelis | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Mar 2, 2010 | Feb 8, 2011 (343 d) |
| Sean Patrick Loveday | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Feb 25, 2010 | Mar 24, 2010 |
| Eric D. Goldstein | Ameritas Advisory Services other | Pruco Securities, LLC other | Other | Feb 16, 2010 | Feb 17, 2010 |