| Gerard Matthew Hempstead | Northwestern Mutual Wealth Management Company unclassified | Northwestern Mutual Investment Services,LLC other | Other | Feb 28, 2007 | Dec 1, 2005 |
| Katherine Louise Withrite | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Feb 5, 2007 | Apr 27, 2015 (3003 d) |
| Scott Owen Conwell | Northwestern Mutual Wealth Management Company unclassified | Northwestern Mutual Investment Services,LLC other | Other | Feb 2, 2007 | Feb 12, 2007 |
| Sarah J Hooley | J.P. Morgan Securities Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jan 19, 2007 | Feb 16, 2007 |
| Andrew K Morehouse | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Jan 17, 2007 | May 2, 2007 (105 d) |
| Jennifer Lynn Bender | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC other | Other | Jan 5, 2007 | Jun 4, 2007 (150 d) |
| Trent Terrell Riddle | Valic Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Dec 12, 2006 | Jan 23, 2007 (42 d) |
| William Storm Tippet | Northwestern Mutual Wealth Management Company unclassified | Northwestern Mutual Investment Services,LLC other | Other | Nov 17, 2006 | Feb 22, 2006 |
| Brian Neal Bollman | Rivernorth Capital Management, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Nov 7, 2006 | May 11, 2007 (185 d) |
| Natalie Petrice Hammond | Citigroup Global Markets Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Oct 16, 2006 | Nov 8, 2006 |
| Paul Rine Pigman | Solenture Advisors LLC other | Northwestern Mutual Investment Services,LLC other | Other | Sep 7, 2006 | Aug 18, 2008 (711 d) |
| Lisa Marie Passwater | A. G. Edwards & Sons, Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Sep 6, 2006 | Jan 9, 2008 (490 d) |
| Steven Mccabe Bruce | Allspring Funds Management, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Aug 31, 2006 | Sep 12, 2007 (377 d) |
| Robert Schneider | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Aug 26, 2006 | Oct 20, 2006 (55 d) |
| Katie Marie Mckee | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Aug 26, 2006 | Dec 19, 2006 (115 d) |
| Morris Lee Brill | Robert W. Baird & Co. Incorporated other | Northwestern Mutual Investment Services,LLC other | Other | Aug 25, 2006 | Sep 11, 2006 |
| Sharon Marie Letendre | Catamount Investment Strategies, Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jul 25, 2006 | Nov 17, 2006 (115 d) |
| Matthew Nicholas Witkowski | Cuna Brokerage Services, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jun 28, 2006 | Jul 14, 2006 |
| Stephan Lars Hodge | City Securities Corporation other | Northwestern Mutual Investment Services,LLC other | Other | Jun 19, 2006 | Feb 1, 2007 (227 d) |
| Linda Joyce James | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Jun 9, 2006 | Jul 10, 2006 (31 d) |
| Kyle Robert Tatro | Morgan Stanley Dw Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jun 7, 2006 | Sep 12, 2006 (97 d) |
| Henry W Sladek | Waddell & Reed other | Northwestern Mutual Investment Services,LLC other | Other | May 25, 2006 | Sep 11, 2015 (3396 d) |
| Benjamin Adam Whitacre | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | May 10, 2006 | Dec 1, 2011 (2031 d) |
| Jennifer Cortner Pizzi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Apr 21, 2006 | Nov 29, 2006 (222 d) |
| Kolleen Lynn Freudiger | LPL Financial LLC other | Northwestern Mutual Investment Services,LLC other | Other | Apr 3, 2006 | May 24, 2006 (51 d) |
| Anthony Kisang Cha | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Mar 9, 2006 | May 23, 2006 (75 d) |
| Sharon Denise Gerlach | LPL Financial LLC other | Northwestern Mutual Investment Services,LLC other | Other | Feb 24, 2006 | Mar 21, 2006 |
| Christian T Barrett | Citigroup Global Markets Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Feb 9, 2006 | Apr 19, 2006 (69 d) |
| Nikolaas Daby Schuurmans | Msi Financial Services, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Feb 9, 2006 | Apr 3, 2007 (418 d) |
| Calvin Cornelius Hunt | United Securities Alliance, Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Feb 2, 2006 | Apr 9, 2008 (797 d) |
| James Lentz Erb | Network Planning Advisors, L.L.C. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jan 31, 2006 | Feb 11, 2005 |
| Louis H Lazaron | Network Planning Advisors, L.L.C. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jan 31, 2006 | Aug 15, 2008 (927 d) |
| William Robert Johnson | Network Planning Advisors, L.L.C. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jan 30, 2006 | Aug 10, 2005 |
| Gregory Alan Wambolt | Network Planning Advisors, L.L.C. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jan 27, 2006 | Aug 14, 2007 (564 d) |
| Michael John Kearns | Network Planning Advisors, L.L.C. unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 17, 2006 | Jan 1, 2026 (7289 d) |
| Kevin Robert Kent | Northwestern Mutual Wealth Management Company unclassified | Northwestern Mutual Investment Services,LLC other | Other | Dec 31, 2005 | Apr 16, 2007 (471 d) |
| Raymond James North | R. J. North & Associates, Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Dec 8, 2005 | May 12, 2006 (155 d) |
| Laurie Ellen Madenfort | Deutsche Bank Securities Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Nov 21, 2005 | Mar 9, 2006 (108 d) |
| Paul Stephen Merrick | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Oct 14, 2005 | Dec 1, 2006 (413 d) |
| Frank P Echelmeyer | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Oct 5, 2005 | Apr 28, 2009 (1301 d) |
| Lisa Jo Rabatin | Morgan Stanley Dw Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Aug 29, 2005 | Oct 4, 2005 (36 d) |
| Eric Lee Smith | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Aug 18, 2005 | Oct 20, 2005 (63 d) |
| Mary Evelyn Levar | Robert W. Baird & Co. Incorporated other | Northwestern Mutual Investment Services,LLC other | Other | Aug 12, 2005 | Sep 1, 2005 |
| David Gerhard Kopittke | Osaic Wealth, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Aug 5, 2005 | Jun 16, 2014 (3237 d) |
| David Martin Valcich | Citicorp Investment Services unclassified | Northwestern Mutual Investment Services,LLC other | Other | Aug 4, 2005 | Dec 5, 2013 (3045 d) |
| Kristine Dawn Lantz | Wells Fargo Investments, LLC unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jul 26, 2005 | Sep 28, 2005 (64 d) |
| David Olsen | Morgan Stanley Dw Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jul 21, 2005 | Jan 13, 2006 (176 d) |
| John M Moran | Mesirow Financial, Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jul 14, 2005 | Dec 8, 2008 (1243 d) |
| Marie Schulz Marks | Planned Investment Co., Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jul 5, 2005 | Oct 7, 2005 (94 d) |
| Mark Andrew Gregory | Fifth Third Securities, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jun 24, 2005 | Mar 22, 2006 (271 d) |
| Lance Dwight Greco | A. G. Edwards & Sons, Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | May 26, 2005 | May 20, 2005 |
| Michael Don Morrow | MML Investors Services, LLC other | Northwestern Mutual Investment Services,LLC other | Other | May 26, 2005 | Jun 24, 2005 |
| Brenda Arriaga | Hitherlane Partners, LLC unclassified | Northwestern Mutual Investment Services,LLC other | Other | May 11, 2005 | Nov 2, 2006 (540 d) |
| Dominic B Schioppo | New England Securities Corporation other | Northwestern Mutual Investment Services,LLC other | Other | Apr 28, 2005 | Jun 14, 2005 (47 d) |
| Jonathan Laird Yarger | Northwestern Mutual Wealth Management Company unclassified | Northwestern Mutual Investment Services,LLC other | Other | Apr 7, 2005 | Feb 1, 2006 (300 d) |
| Patricia A White | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Apr 5, 2005 | Jun 30, 2005 (86 d) |
| Orlow Medwin Walstad | Walstad Investment Counsel, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Mar 23, 2005 | Aug 22, 2014 (3439 d) |
| Kevin William Wolnik | Mony Securities Corporation unclassified | Northwestern Mutual Investment Services,LLC other | Other | Mar 9, 2005 | Apr 11, 2005 (33 d) |
| Dejan Milev | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Mar 9, 2005 | May 13, 2005 (65 d) |
| Benson Patrick Mathews | First Allied Securities, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Feb 24, 2005 | Mar 19, 2010 (1849 d) |