DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at William Blair & Company L.L.C.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Andrew Thomas Flis	Robert W. Baird & Co. Incorporated other	William Blair & Company L.L.C. other	Other	Oct 14, 2014	Oct 15, 2014
James P Brandau	Morgan Stanley wirehouse	William Blair & Company L.L.C. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Aug 27, 2014	Mar 7, 2023 (3114 d)
William Frank Melka	Calamos Wealth Management LLC other	William Blair & Company L.L.C. other	Other	Aug 13, 2014	Aug 27, 2014
Scott Anthony Krzeminski	Morgan Stanley wirehouse	William Blair & Company L.L.C. other	Other	Jul 14, 2014	Aug 6, 2014
Malinda Helen Distefano	Citigroup Global Markets Inc. other	William Blair & Company L.L.C. other	Other	Jul 3, 2014	Jul 10, 2014
Molly T. Piech	UBS Financial Services Inc. wirehouse	William Blair & Company L.L.C. other	Other	Oct 1, 2013	Oct 7, 2013
Edward James Dunphy	Morgan Stanley wirehouse	William Blair & Company L.L.C. other	Other	Aug 5, 2013	Jul 11, 2013
Daniel Blakesly Maude	Edward Jones national BD	William Blair & Company L.L.C. other	Other	Apr 29, 2013	Apr 29, 2013
John Joseph Zielinski	Capital Guardian Trust Company other	William Blair & Company L.L.C. other	Other	Apr 8, 2013	Apr 1, 2013
John Patrick Hering	Morgan Stanley wirehouse	William Blair & Company L.L.C. other	Other	Apr 2, 2013	Mar 13, 2013
John Baker Welch	Rothschild Investment other	William Blair & Company L.L.C. other	Other	Mar 14, 2013	May 1, 2013 (48 d)
Brian Michael Gilmore	Pnc Wealth Management other	William Blair & Company L.L.C. BD affiliated	Other	Mar 8, 2013	Dec 10, 2022 (3564 d)
Andrew Thomas Feichter	Morgan Stanley wirehouse	William Blair & Company L.L.C. other	Other	Dec 19, 2012	Dec 14, 2012
Mark More Mckinley	Cibc Private Wealth Advisors, Inc. other	William Blair & Company L.L.C. other	Other	Oct 16, 2012	Nov 26, 2012 (41 d)
Ryan Jacob Devore	Morgan Stanley wirehouse	William Blair & Company L.L.C. other	Other	Oct 10, 2012	Sep 19, 2012
Eliza Laura Simsic	Morgan Stanley wirehouse	William Blair & Company L.L.C. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jun 5, 2012	Jun 21, 2019 (2572 d)
Jacqueline Elizabeth Moss	J.P. Morgan Securities LLC wirehouse	William Blair & Company L.L.C. other	Other	May 15, 2012	Jul 30, 2014 (806 d)
Monica Lynn Kaminski	J.P. Morgan Securities LLC wirehouse	William Blair & Company L.L.C. BD affiliated	Wirehouse to affiliated broker-dealer or bank	May 15, 2012	Jun 21, 2022 (3689 d)
Anastasia Thermos	Guggenheim Investment Advisors, LLC other	William Blair & Company L.L.C. other	Other	Mar 15, 2012	Sep 12, 2012 (181 d)
William Christopher Collins	J.P. Morgan Securities LLC wirehouse	William Blair & Company L.L.C. other	Other	Jul 27, 2011	Aug 3, 2011
Rebecca Falco	Citigroup Global Markets Inc. other	William Blair & Company L.L.C. other	Other	Jun 15, 2011	Oct 20, 2011 (127 d)
Kristan Michelle Rowland	Mesirow Financial Investment Management, Inc. other	William Blair & Company L.L.C. other	Other	May 10, 2011	Jul 14, 2011 (65 d)
Perry S. Meyers	Chase Investment Services Corp. other	William Blair & Company L.L.C. other	Other	May 3, 2011	May 3, 2011
Jessica Edythe Scime	UBS Financial Services Inc. wirehouse	William Blair & Company L.L.C. other	Other	May 3, 2011	May 3, 2011
Lauren Brittany Messervey	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	William Blair & Company L.L.C. other	Other	Apr 19, 2011	Apr 29, 2011
Ronadev Timothy Mitra	Morgan Stanley & Co. LLC unclassified	William Blair & Company L.L.C. other	Other	Dec 31, 2010	Aug 27, 2014 (1335 d)
Kathleen Louise Hegyi	Amg Funds LLC other	William Blair & Company L.L.C. other	Other	Aug 26, 2010	Aug 24, 2010
James Alverson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	William Blair & Company L.L.C. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Aug 5, 2010	Jan 28, 2022 (4194 d)
Andrew Michael Combs	Van Kampen Advisors Inc unclassified	William Blair & Company L.L.C. other	Other	Jun 4, 2010	Jun 28, 2011 (389 d)
Christopher John Brathwaite	UBS Financial Services Inc. wirehouse	William Blair & Company L.L.C. other	Other	Apr 30, 2010	May 11, 2010
Jeff Thomas Golden	Morgan Stanley wirehouse	William Blair & Company L.L.C. other	Other	Mar 1, 2010	Feb 10, 2010
Robert J Duwa	Demarche no RAUM	William Blair & Company L.L.C. other	Other	Feb 18, 2010	Mar 5, 2010
Joseph Daniel Mcmullen	UBS Financial Services Inc. wirehouse	William Blair & Company L.L.C. other	Other	Jan 15, 2010	Jan 5, 2010
James Robert Meixner	Shea John A Investment Advisor unclassified	William Blair & Company L.L.C. other	Other	Dec 31, 2009	Nov 13, 2009
Jeanne Ae Enright	Nuveen Fund Advisors, LLC other	William Blair & Company L.L.C. other	Other	Oct 29, 2009	Nov 17, 2009
Jeffrey Louis Pettiford	Natcity Investments, Inc. unclassified	William Blair & Company L.L.C. other	Other	Oct 2, 2009	Jul 27, 2011 (663 d)
Mark David Wheeler	J.P. Morgan Securities LLC wirehouse	William Blair & Company L.L.C. other	Other	Jun 11, 2009	Oct 21, 2009 (132 d)
Peter Michael Mott	Deutsche Bank Securities Inc. other	William Blair & Company L.L.C. other	Other	Apr 7, 2009	Apr 28, 2009
Brian Scott Schultz	Mesirow Financial Investment Management, Inc. other	William Blair & Company L.L.C. other	Other	Mar 20, 2009	Apr 7, 2009
Eve Elizabeth Ellis	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	William Blair & Company L.L.C. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 26, 2008	Jan 3, 2020 (4055 d)
Mirjana Nikolic	Citigroup Global Markets Inc. other	William Blair & Company L.L.C. other	Other	Jul 8, 2008	Jun 30, 2008
Marc Philippe Lacher	Ameriprise Financial Services, LLC national BD	William Blair & Company L.L.C. other	Other	Jan 9, 2007	Oct 7, 2013 (2463 d)
John A Cutler	UBS Financial Services Inc. wirehouse	William Blair & Company L.L.C. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 3, 2006	Jul 16, 2018 (4304 d)
Yan Krasov	Banc One Securities Corporation unclassified	William Blair & Company L.L.C. other	Other	Sep 14, 2006	Sep 20, 2006
Christine A Sperry	Banc Of America Investment Services, Inc. unclassified	William Blair & Company L.L.C. other	Other	Aug 29, 2006	Sep 11, 2006
Gail M Harris	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	William Blair & Company L.L.C. other	Other	Jul 31, 2006	Jul 19, 2006
Cecilia Brunetti	Great Lakes Advisors, LLC other	William Blair & Company L.L.C. other	Other	Apr 7, 2006	Apr 18, 2006
David Louis Kasperek	Morgan Stanley Dw Inc. unclassified	William Blair & Company L.L.C. other	Other	Dec 2, 2005	Jul 20, 2006 (230 d)
Mark Vincent Petersen	Cnl Institutional Advisors, Inc. unclassified	William Blair & Company L.L.C. other	Other	Oct 19, 2005	May 8, 2007 (566 d)
John W Mcauley	Bofa Advisors, LLC other	William Blair & Company L.L.C. other	Other	Sep 20, 2005	Oct 19, 2005
Beth Griffith	RBC Capital Markets, LLC national BD	William Blair & Company L.L.C. other	Other	Sep 1, 2005	Sep 14, 2017 (4396 d)
Kathleen Evans	Citigroup Global Markets Inc. other	William Blair & Company L.L.C. BD affiliated	Other	Jul 12, 2005	Mar 25, 2022 (6100 d)
Douglas James Trinkl	Allspring Funds Management, LLC other	William Blair & Company L.L.C. other	Other	Jun 1, 2005	Feb 6, 2007 (615 d)
Steven D'Alise	Morgan Stanley Dw Inc. unclassified	William Blair & Company L.L.C. other	Other	May 12, 2005	May 11, 2005
Izabela Hallett	Rorer Asset Management LLC unclassified	William Blair & Company L.L.C. other	Other	Dec 15, 2004	Jan 20, 2005 (36 d)
David William Neill	Mesirow Financial, Inc. unclassified	William Blair & Company L.L.C. other	Other	Nov 16, 2004	Mar 13, 2006 (482 d)
Roger Allen Hill	Wasatch Advisors LP other	William Blair & Company L.L.C. other	Other	Aug 18, 2004	Mar 1, 2007 (925 d)
Cary Ann Murphy	A. G. Edwards & Sons, Inc. unclassified	William Blair & Company L.L.C. other	Other	Jul 16, 2004	Mar 7, 2007 (964 d)
Anne Williams Coupe	J.P. Morgan Asset Management unclassified	William Blair & Company L.L.C. other	Other	Jun 11, 2004	May 12, 2005 (335 d)
Samuel C. Gross	Deutsche Bank Securities Inc. other	William Blair & Company L.L.C. other	Other	May 20, 2004	May 19, 2004

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191 moves match.