DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Mutual Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Edward ManleyWaddell & Reed BD affiliatedMutual Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2018Aug 22, 2018
Flavio PandoWaddell & Reed BD affiliatedMutual Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2018Aug 22, 2018
Laura L. WamreCloak Advisors state registeredMutual Advisors, LLC BD affiliatedOtherJul 11, 2018Apr 25, 2018
Brent David JohnsonLPL Financial LLC independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 8, 2018Jun 4, 2018
Jeffrey David WrightLPL Financial LLC independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 8, 2018Jun 4, 2018
Ross Anthony MuellerLPL Financial LLC independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 11, 2018May 3, 2018
Joshua Robert William TarrTd Ameritrade Investment Management, LLC independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 19, 2018Apr 13, 2018
John Lewis OwenFirst Heartland Consultants, Inc. BD affiliatedMutual Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2018Apr 25, 2018
Alan Dale SimmsFirst Heartland Consultants, Inc. BD affiliatedMutual Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2018Apr 13, 2018
David Alan SentnorFirst Heartland Consultants, Inc. BD affiliatedMutual Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2018Apr 13, 2018
Brendan Diarmuid ConnaughtonClearpath Capital Partners LLC independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 4, 2018Jan 8, 2018
John Brenton DoddClearpath Capital Partners LLC independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 4, 2018Jan 8, 2018
Mitchell Lawrence SandsClearpath Capital Partners LLC independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 4, 2018Jan 8, 2018
Bryan David WilsonClearpath Capital Partners LLC independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 4, 2018Jan 8, 2018
Zahid SadiqMercer Global Advisors Inc. otherMutual Advisors, LLC BD affiliatedOtherMar 9, 2018Mar 14, 2018
Brad Allan HermanInvestacorp Advisory Services Inc otherMutual Advisors, LLC BD affiliatedOtherFeb 9, 2018Feb 12, 2018
Mark Douglas HermanPlatinum Wealth Partners otherMutual Advisors, LLC BD affiliatedOtherJan 11, 2018Jan 2, 2018
David Reilly HendersonPlatinum Wealth Partners otherMutual Advisors, LLC BD affiliatedOtherJan 11, 2018Jan 9, 2018
Robert Lomax DobbsPlatinum Wealth Partners otherMutual Advisors, LLC BD affiliatedOtherJan 10, 2018Jan 8, 2018
Alexander James CrossPlatinum Wealth Partners otherMutual Advisors, LLC BD affiliatedOtherJan 10, 2018Jan 8, 2018
Dennis Gerard HennessyFirst Heartland Consultants, Inc. otherMutual Advisors, LLC BD affiliatedOtherDec 21, 2017Mar 2, 2018 (71 d)
Scott David BiermannFirst Heartland Consultants, Inc. otherMutual Advisors, LLC BD affiliatedOtherNov 17, 2017Nov 17, 2017
Lawrence Richard StoneFinancial Security Management, Inc otherMutual Advisors, LLC BD affiliatedOtherNov 2, 2017Nov 3, 2017
Steven A DownFinancial Security Management, Inc otherMutual Advisors, LLC BD affiliatedOtherNov 2, 2017Nov 3, 2017
Renee DubaStevens Wealth Management LLC otherMutual Advisors, LLC BD affiliatedOtherOct 19, 2017Dec 1, 2017 (43 d)
David Michael SchuttigEquitable Advisors, LLC national BDMutual Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2017Oct 10, 2017
Jeremy Andrew DoddInvestment Centers Of America, Inc. otherMutual Advisors, LLC BD affiliatedOtherOct 12, 2017Oct 12, 2017
John T McphersonInvestment Centers Of America, Inc. otherMutual Advisors, LLC BD affiliatedOtherOct 12, 2017Oct 12, 2017
Brian James HaysWfg Advisors, LP otherMutual Advisors, LLC otherOtherAug 1, 2017Aug 1, 2017
William Patrick GreeneStrategic Advisers LLC national BDMutual Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2017Jun 12, 2018 (335 d)
Thomas TaylorMorgan Stanley wirehouseMutual Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 15, 2017Jan 12, 2026 (3164 d)
Gerard Paul MlinarYield Advisory unclassifiedMutual Advisors, LLC otherOtherMar 31, 2017Jan 19, 2017
Jill Ann HendersonFinancial West Group otherMutual Advisors, LLC otherOtherFeb 17, 2017Feb 22, 2017
Susan Carol AgiertFinancial West Group otherMutual Advisors, LLC BD affiliatedOtherJan 24, 2017May 9, 2023 (2296 d)
Sasiwipa NakdeeAmeriprise Financial Services, LLC national BDMutual Advisors, LLC otherOtherJan 23, 2017Jan 30, 2017
Thomas Elliot WeedWhitehouse Wealth Management unclassifiedMutual Advisors, LLC BD affiliatedOtherJan 19, 2017Jun 1, 2018 (498 d)
Alexander Douglas WhitehouseWhitehouse Wealth Management unclassifiedMutual Advisors, LLC BD affiliatedOtherJan 19, 2017Jun 1, 2018 (498 d)
Charles Russell BorquistSummit Advisor Solutions otherMutual Advisors, LLC BD affiliatedOtherNov 30, 2016Oct 5, 2018 (674 d)
Clayton Monroe HolcombLPL Financial LLC otherMutual Advisors, LLC otherOtherNov 9, 2016Jan 27, 2017 (79 d)
Debra Sue BellCetera Advisor Networks LLC otherMutual Advisors, LLC otherOtherSep 26, 2016Sep 26, 2016
David GordonCetera Advisor Networks LLC otherMutual Advisors, LLC otherOtherSep 26, 2016Sep 26, 2016
David Codd BoydellConcert Wealth Management otherMutual Advisors, LLC otherOtherAug 12, 2016Aug 16, 2016
Edward Joseph BuntingBeverly Hills Wealth Management, LLC otherMutual Advisors, LLC otherOtherMar 3, 2016Mar 1, 2016
Julia Ramona ShilesBeverly Hills Wealth Management, LLC otherMutual Advisors, LLC otherOtherMar 3, 2016Mar 1, 2016
Bradley Scott SullivanBeverly Hills Wealth Management, LLC otherMutual Advisors, LLC otherOtherMar 3, 2016Mar 1, 2016
Patricia T FloresNorthwest Asset Management Corp unclassifiedMutual Advisors, LLC otherOtherFeb 3, 2016Mar 2, 2015
Jeffrey Kim LorenzLPL Financial LLC otherMutual Advisors, LLC otherOtherJan 22, 2016Jan 15, 2016
Eddie Benjamin RiveraPlanmember Securities Corporation otherMutual Advisors, LLC otherOtherMar 2, 2015Mar 2, 2015
William Wheeler MckinleyEsg Wealth Management, LLC unclassifiedMutual Advisors, LLC otherOtherAug 6, 2013May 29, 2013
Mary Agnes BaroneMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 19, 2013Jul 10, 2013
Jacob Ray KageleMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 19, 2013Jul 1, 2013
Warren Wayne LockeMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jul 1, 2013
Steven Samuel WittenbergMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jul 1, 2013
Jeffry Jess JohnsonMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jul 1, 2013
Patricia Elizabeth PhippsMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jul 1, 2013
Richard Wayne PlamondonMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jul 1, 2013
Richard Benjamin LevinMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jul 2, 2013
Gary Lyle PeveyMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jul 1, 2013
Robert Reed LindermanMutual Securities, Inc. otherMutual Advisors, LLC BD affiliatedOtherJul 9, 2013Feb 10, 2023 (3503 d)
Bruce Steven TerryMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jul 1, 2013
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193 moves match.