DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan Glenn BradhamTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2022Oct 19, 2022
Brandon Carter LongMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAOct 18, 2022Oct 14, 2022
Joseph Fred PalenaRaymond James Financial Services Advisors, Inc BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2022Oct 5, 2022
Alyssa L SandersWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIASep 14, 2022Sep 15, 2022
David Richard WrightWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIASep 7, 2022Aug 31, 2022
Anthony Gerard LetoAmeriprise Financial Services, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2022Sep 2, 2022
William Thomas WalkerLPL Financial LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIAAug 17, 2022Aug 1, 2022
Michael Newport CreamerTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2022Aug 10, 2022
Heidi Lynne HawesTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2022Aug 10, 2022
Carrie Jean MccollimExodus Wealth, LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIAAug 4, 2022Aug 8, 2022
Maria Henline CraytonTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2022Jul 21, 2022
Don Randall CarterTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2022Jul 13, 2022
Chelsea Nichole VogtTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJul 14, 2022Jul 13, 2022
Anita RavaniStifel, Nicolaus & Company, Incorporated national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2022Jul 11, 2022
James Fremont WoodcockHilltop Securities Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2022May 24, 2022
John Steven MooreU.S. Bancorp Investments, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2022Jun 22, 2022
Jeffrey Joe BouchardB Riley Wealth Management BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2022May 17, 2022
Micaela StinsonAmeriprise Financial Services, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2022May 3, 2022
Patrick Robert FletcherParcion Private Wealth LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIAMar 24, 2022Aug 4, 2022 (133 d)
Kevin R TinkleLPL Financial LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIAMar 23, 2022Feb 23, 2022
Heidi Marie MclemoreRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAMar 22, 2022Mar 30, 2022
Traci Renee HendersonRBC Capital Markets, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAMar 16, 2022Mar 15, 2022
Tiffany Quach Lay LaoIndependent Financial Group, LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAMar 11, 2022Mar 16, 2022
Marcus Anderson NieldMoreton Asset Management, LLC institutionalD.A. Davidson & Co. independent RIAOtherFeb 28, 2022Mar 9, 2022
Luke John VinnolaEnvestnet Pmc independent RIAD.A. Davidson & Co. independent RIARIA to RIAFeb 16, 2022Feb 15, 2022
Julie Ann SchneiderManning & Napier Advisors, LLC mixed wealthD.A. Davidson & Co. independent RIARIA to RIAFeb 4, 2022Mar 16, 2022 (40 d)
Heidi Zajic EcklandLPL Financial LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2022Jan 3, 2022
Paula JuszczykRaymond James & Associates, Inc. national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2021Mar 29, 2022 (88 d)
Jamie Len HalversonLPL Financial LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2021Dec 6, 2021
Brenton Daniel CissonNext Financial Group, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2021Feb 3, 2022 (64 d)
Sabine BirlenbachSecurities America Advisors, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2021Dec 2, 2021
Sean Patrick HegartyHilltop Securities Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2021Oct 25, 2021
Thomas Warren DarilekHilltop Securities Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2021Oct 25, 2021
Seth Christian OwenPrivate Client Services, LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2021Dec 6, 2021
Christina Sun LeeLPL Financial LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2021Nov 15, 2021
Jordan Michelle HartJohn Hancock Investment Management LLC asset managerD.A. Davidson & Co. independent RIAOtherNov 17, 2021Nov 17, 2021
Jennifer Ann WintersHilltop Securities Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2021Oct 25, 2021
John Michael TownsendGwn Securities Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2021Dec 6, 2021 (46 d)
Thomas TaytonAe Wealth Management, LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2021Jul 26, 2022 (280 d)
Randy Christopher DomikisTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2021Nov 29, 2021 (60 d)
Marissa H HammerstromMorgan Stanley wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIASep 29, 2021Oct 5, 2021
Holly Hayden TuckTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 28, 2021Sep 22, 2021
Matthew Mitchell KrycinskiTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 28, 2021Sep 22, 2021
Michelle Elizabeth DockterAmeriprise Financial Services, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 28, 2021Sep 24, 2021
Ellen Sue DoyleTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2021Sep 22, 2021
Bradley Parr ArmstrongTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 22, 2021Sep 22, 2021
Marci C FunkUBS Financial Services Inc. wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIASep 20, 2021Sep 13, 2021
Kimberly Ann PerraultRBC Capital Markets, LLC national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2021Sep 1, 2021
Marquetta Annette StrattonMorgan Stanley wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAAug 24, 2021Aug 30, 2021
John Lowell WaiteWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAAug 13, 2021Aug 10, 2021
Tien CheekFidelity Personal And Workplace Advisors BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Sep 13, 2021 (39 d)
Michael CampopianoMorgan Stanley wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAAug 3, 2021May 4, 2022 (274 d)
Robert Shane SevcikMorgan Stanley wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAJul 28, 2021Jul 26, 2021
Ariel Elana JosephLPL Financial LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJul 26, 2021Jul 22, 2021
Ryan James HalleranParcion Private Wealth LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIAJul 1, 2021Jul 23, 2021
Daniel John CairnsRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAJun 29, 2021Jun 21, 2021
Johnathan Ryan TaylorEdward Jones national BDD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2021Jun 8, 2021
Cheryl Ann SquierWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMay 12, 2021May 6, 2021
Amy Brooke MartinezWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMay 12, 2021May 6, 2021
Clayton Coulter SquierWells Fargo Advisors wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAMay 12, 2021May 6, 2021
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472 moves match.