DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Integrated Wealth Concepts LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Alan Haug | LPL Financial LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Feb 2, 2023 | Feb 2, 2023 |
| Adrian A Duran | Cetera Advisors LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Mar 10, 2023 (149 d) |
| Ashley E Plante | The Patriot Financial Group, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Sep 16, 2022 | Feb 27, 2023 (164 d) |
| Mark Kruspodin | Kestra Advisory Services, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2022 | Jan 11, 2023 (195 d) |
| Austin Lancer Nold | Stifel, Nicolaus & Company, Incorporated national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | Apr 19, 2022 |
| Christian David Bryant | Stifel, Nicolaus & Company, Incorporated national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | Apr 19, 2022 |
| Kelly Ann Petersen | Stifel, Nicolaus & Company, Incorporated national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | Apr 19, 2022 |
| William Behling | Creative Planning independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Feb 4, 2022 | Oct 17, 2023 (620 d) |
| Matthew Gordon Robertson Quattlebaum | Grove Point Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2021 | Dec 20, 2021 |
| Phylyp Arthur Wagner | Grove Point Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2021 | Dec 20, 2021 |
| Caitlyn E Frament | Morgan Stanley wirehouse | Integrated Wealth Concepts LLC independent RIA | Wirehouse to independent RIA | Dec 3, 2021 | Jan 11, 2022 (39 d) |
| Taylor A Orlando | Charles Schwab & Co., Inc. national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2021 | Apr 5, 2022 (141 d) |
| Elizabeth Coburn Derway | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Nov 10, 2021 | May 4, 2022 (175 d) |
| William Thomas Schoffelman | Osaic Fa, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2021 | Nov 23, 2021 (35 d) |
| Jason M Catlender | LPL Financial LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2021 | Sep 3, 2021 |
| John Joseph Spaeth | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2021 | Aug 10, 2021 |
| Timothy Robert Mahieu | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 5, 2021 |
| Benjamin Payton | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 5, 2021 |
| Darren Michael Fabric | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2021 | Aug 3, 2021 |
| Sean Francis Flaherty | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 31, 2021 | Jul 12, 2021 |
| Penny Gale Nasiatka | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 31, 2021 | Jul 13, 2021 |
| Joel Franklin Vlasnik | Waddell & Reed BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2021 | May 28, 2026 (1772 d) |
| David Scott Coburn | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Martin Stephen Bodner | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Robert John Conaty | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 13, 2021 |
| Andrew Seymour Adil | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Douglas Michael Turner | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Leslie Erica Archambault | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Bernard Gerard Sandford | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 13, 2021 |
| David Ross Neal | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Robert Edward Mulhaul | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 13, 2021 |
| John Seaford Derway | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Hunter Wayne Hargraves | Wells Fargo Advisors wirehouse | Integrated Wealth Concepts LLC independent RIA | Wirehouse to independent RIA | Jul 7, 2021 | Jul 1, 2021 |
| Brian Richard Tarro | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2021 | Jun 15, 2021 |
| Thomas Eugene Davis | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | May 25, 2021 |
| Matthew Robert Barrette | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | May 25, 2021 |
| Jeff Lee Macy | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | May 25, 2021 |
| Craig Joseph Horvath | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | Apr 30, 2021 |
| Sherman J Fernandes | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2021 | Apr 28, 2021 |
| Todd Alan Bessey | Wintrust Investments mixed wealth | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 20, 2021 | Apr 16, 2021 |
| Sharon Marie Santopadre | Wintrust Investments mixed wealth | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 20, 2021 | Apr 27, 2021 |
| Russell Scott Gorman | Osaic Fa, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2021 | Jul 30, 2021 (116 d) |
| Joe Hall | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2021 | Feb 23, 2021 |
| Lindsay B Blaney | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2021 | Feb 26, 2021 |
| Peter Randall Zierhut | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2021 | Feb 23, 2021 |
| David Munho Choi | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2021 | Mar 15, 2022 (382 d) |
| Whitney Christine Massey | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2021 | Feb 23, 2021 |
| Carly Marie Jeavons | Level Four Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2021 | Mar 18, 2021 |
| Robert Scott Vedder | Northwestern Mutual Investment Services,LLC no RAUM | Integrated Wealth Concepts LLC independent RIA | Other | Feb 12, 2021 | Jan 28, 2021 |
| Hector Del Castillo | Wells Fargo Advisors wirehouse | Integrated Wealth Concepts LLC independent RIA | Wirehouse to independent RIA | Feb 12, 2021 | Mar 11, 2021 |
| Teresa E King | Edward Jones national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Apr 21, 2021 (75 d) |
| Christopher Michael Whalen | Signature Resources Capital Management, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jan 29, 2021 | Jan 11, 2021 |
| Lisa Miyako Sakai | Signature Resources Capital Management, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jan 29, 2021 | Jan 11, 2021 |
| Stephen Joseph Carrigg | Commonwealth Financial Network national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2021 | Jan 4, 2021 |
| Chad Dilisio | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Integrated Wealth Concepts LLC independent RIA | Wirehouse to independent RIA | Dec 7, 2020 | May 13, 2021 (157 d) |
| Pamela Ann Rodriguez | LPL Financial LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2020 | Apr 26, 2019 |
| Matthew Jerry Ferguson | Bankers Life Advisory Services, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2020 | Aug 14, 2020 |
| Melissa Laura Cournyer | Bankers Life Advisory Services, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2020 | Aug 21, 2020 |
| Kyle Martin Fritz | Northwestern Mutual Investment Services,LLC no RAUM | Integrated Wealth Concepts LLC independent RIA | Other | Jul 27, 2020 | Jul 7, 2020 |
| Joseph Edward Johnston | Northwestern Mutual Investment Services,LLC no RAUM | Integrated Wealth Concepts LLC independent RIA | Other | Jul 9, 2020 | Jul 2, 2020 |
274 moves match.