DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Investment Professionals, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas BussoneEastern Investment Advisors, Inc. unclassifiedInvestment Professionals, Inc. otherOtherDec 31, 2011Jun 3, 2013 (520 d)
Jonathan PeytonStrategic Advisers LLC national BDInvestment Professionals, Inc. otherOtherDec 22, 2011Jan 27, 2012 (36 d)
Brandon Michael PrussPnc Wealth Management otherInvestment Professionals, Inc. otherOtherDec 13, 2011Feb 3, 2012 (52 d)
Jason MarcieskiPnc Wealth Management otherInvestment Professionals, Inc. otherOtherDec 12, 2011Dec 22, 2011
Kyle ScottEdward Jones national BDInvestment Professionals, Inc. otherOtherDec 2, 2011Nov 30, 2011
Jonathan Craig LewisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvestment Professionals, Inc. otherOtherNov 29, 2011Nov 28, 2011
Richard James VeenhovenFifth Third Securities, Inc. otherInvestment Professionals, Inc. otherOtherNov 10, 2011Mar 22, 2012 (133 d)
Sam G GarrardVsr Advisory Services otherInvestment Professionals, Inc. otherOtherAug 2, 2011Aug 2, 2011
Jeffrey Thomas DeeterPnc Wealth Management otherInvestment Professionals, Inc. otherOtherJul 29, 2011Aug 3, 2011
Donald SadaEssex National Securities, Inc. otherInvestment Professionals, Inc. otherOtherJul 21, 2011Aug 5, 2011
Alfred FuentesAdvisors Asset Management, Inc. otherInvestment Professionals, Inc. otherOtherJul 13, 2011Jun 7, 2012 (330 d)
Thomas Alan FlissEdward Jones national BDInvestment Professionals, Inc. otherOtherJul 8, 2011Nov 17, 2011 (132 d)
Adam Mark EisenhauerAdvisors Asset Management, Inc. otherInvestment Professionals, Inc. otherOtherJun 14, 2011Jun 13, 2011
Deborah Alexander Rolland1st Global Advisors Inc otherInvestment Professionals, Inc. otherOtherMay 24, 2011May 16, 2011
Wendy Whiffen HarperEdward Jones national BDInvestment Professionals, Inc. otherOtherMay 24, 2011May 20, 2011
Timothy L ChanceEdward Jones national BDInvestment Professionals, Inc. otherOtherMay 18, 2011May 16, 2011
Robert Thomas MastersSuntrust Investment Services, Inc. otherInvestment Professionals, Inc. otherOtherMay 2, 2011Jul 5, 2011 (64 d)
Douglas Antony GibsonMsi Financial Services, Inc. otherInvestment Professionals, Inc. otherOtherApr 14, 2011Apr 1, 2011
Andrew Charles InmanEdward Jones national BDInvestment Professionals, Inc. otherOtherMar 18, 2011Mar 21, 2011
William Aquilla Allen IIMorgan Stanley wirehouseInvestment Professionals, Inc. otherOtherJan 21, 2011Jan 14, 2011
David Andrew LaughlinLPL Financial LLC otherInvestment Professionals, Inc. otherOtherDec 23, 2010Dec 14, 2010
John CobleWells Fargo Advisors wirehouseInvestment Professionals, Inc. otherOtherDec 23, 2010Dec 22, 2010
Tracy Lynn HelmerLPL Financial LLC otherInvestment Professionals, Inc. otherOtherNov 3, 2010Sep 24, 2010
Dana Lauraine RoviraUsaa Financial Planning Services no RAUMInvestment Professionals, Inc. otherOtherOct 21, 2010Oct 3, 2012 (713 d)
Joseph Robert HerronMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvestment Professionals, Inc. otherOtherSep 13, 2010Sep 10, 2010
James Eric InmanAdvisors Asset Management, Inc. otherInvestment Professionals, Inc. otherOtherAug 10, 2010Jan 18, 2012 (526 d)
John Anthony MachongaMidwest Financial And Investment Services, Inc. unclassifiedInvestment Professionals, Inc. otherOtherJun 16, 2010Jul 16, 2010
Keith Charles PiscitelloSignator Investors, Inc. otherInvestment Professionals, Inc. otherOtherMay 28, 2010May 27, 2010
Robert Michael LovePnc Wealth Management otherInvestment Professionals, Inc. otherOtherApr 7, 2010Apr 5, 2010
Steven Mack GrayU.S. Bancorp Investments, Inc. otherInvestment Professionals, Inc. otherOtherMar 24, 2010Mar 30, 2010
William O BaumbergerFifth Third Securities, Inc. otherInvestment Professionals, Inc. otherOtherMar 8, 2010Mar 8, 2010
Daryl Durand BushMsi Financial Services, Inc. otherInvestment Professionals, Inc. otherOtherMar 2, 2010Feb 17, 2010
Kevin DaleyTd Wealth Management Services Inc. unclassifiedInvestment Professionals, Inc. otherOtherFeb 23, 2010Apr 21, 2010 (57 d)
Bradley Clifton BatesMorgan Stanley wirehouseInvestment Professionals, Inc. otherOtherJan 27, 2010Jan 15, 2010
Craig Scott SabloskyPark Avenue Securities LLC otherInvestment Professionals, Inc. otherOtherJan 26, 2010Jan 7, 2010
Garrett Thomas MaddoxWaddell & Reed otherInvestment Professionals, Inc. otherOtherDec 23, 2009Dec 18, 2009
Cindy HighWells Fargo Advisors wirehouseInvestment Professionals, Inc. otherOtherDec 21, 2009Jan 12, 2010
Matthew Park BestCetera Advisor Networks LLC otherInvestment Professionals, Inc. otherOtherDec 10, 2009Dec 9, 2009
Justin Alexander PonchakAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherNov 5, 2009Oct 30, 2009
Eric Scott CarlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvestment Professionals, Inc. otherOtherOct 29, 2009Dec 9, 2009 (41 d)
Todd EdmondsonColonial Asset Management Inc unclassifiedInvestment Professionals, Inc. otherOtherOct 28, 2009Oct 27, 2009
Raymond Arthur DahlmanAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherOct 28, 2009Oct 23, 2009
Kevin Paul LemmonAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherOct 28, 2009Oct 23, 2009
Mark S AlexanderWells Fargo Advisors wirehouseInvestment Professionals, Inc. otherOtherOct 19, 2009Feb 1, 2010 (105 d)
Eric Lawrence PhelpsCetera Investment Services LLC otherInvestment Professionals, Inc. otherOtherOct 15, 2009Oct 16, 2009
Christopher RawsonAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherOct 13, 2009Oct 9, 2009
Mark Robert SchubertAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherOct 13, 2009Oct 9, 2009
Mary Lauren SantiniAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherOct 12, 2009Oct 9, 2009
Srdjan BlumAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherSep 29, 2009Sep 25, 2009
Jeromy Austin WhiteAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherSep 29, 2009Sep 25, 2009
Patrick C DicksonAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherSep 14, 2009Sep 4, 2009
Lisa Anne PrezzanoAarp Financial unclassifiedInvestment Professionals, Inc. otherOtherAug 24, 2009Aug 8, 2011 (714 d)
Keith A. NineslingNew England Securities Corporation otherInvestment Professionals, Inc. otherOtherAug 6, 2009Dec 4, 2009 (120 d)
Donald David TomlinWells Fargo Advisors wirehouseInvestment Professionals, Inc. otherOtherAug 4, 2009Aug 7, 2009
Sara B OrtizAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherJul 31, 2009Jul 30, 2009
Robert Lawrence BohliAmeriprise Advisor Services, Inc. unclassifiedInvestment Professionals, Inc. otherOtherJul 30, 2009Sep 8, 2009 (40 d)
Clifton Scott Mc MillanAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherJul 16, 2009Jul 10, 2009
Harvey William DashInvest Financial Corporation otherInvestment Professionals, Inc. otherOtherJul 9, 2009Jul 15, 2009
Meghan Cox RowntreeWaddell & Reed otherInvestment Professionals, Inc. otherOtherJun 17, 2009Jun 16, 2009
Maria Adriana ValenciaAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherJun 12, 2009Jun 5, 2009
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270 moves match.