Advisor moves

Arrivals at On Investment Management Co

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul Michael CostaCetera Advisors LLC otherOn Investment Management Co otherOtherMay 16, 2013May 16, 2013
Jeffrey Alan DuncanLPL Financial LLC otherOn Investment Management Co otherOtherJan 28, 2013Jan 14, 2013
Micah John WebbMsi Financial Services, Inc. otherOn Investment Management Co otherOtherNov 29, 2012Dec 11, 2012
Stephen Joseph AgristaNpa Asset Management, LLC otherOn Investment Management Co otherOtherOct 24, 2012Oct 22, 2012
Joseph HurleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOn Investment Management Co otherOtherOct 10, 2012May 30, 2013 (232 d)
Roger Joseph BetcherNew England Securities Corporation otherOn Investment Management Co otherOtherOct 3, 2012Oct 1, 2012
Aaron Edward StewartThe America Group Financial Advisory Services, LLC unclassifiedOn Investment Management Co otherOtherAug 28, 2012Aug 28, 2012
Robert Eugene WalkerMML Investors Services, LLC otherOn Investment Management Co otherOtherMay 9, 2012Jan 4, 2013 (240 d)
Thomas Scott WidenerJ.J.B. Hilliard, W.L. Lyons, LLC otherOn Investment Management Co otherOtherMay 8, 2012May 19, 2014 (741 d)
Christopher Nicholas Van HornLincoln Investment otherOn Investment Management Co otherOtherApr 24, 2012Apr 26, 2012
Nathan James FurnissPruco Securities, LLC otherOn Investment Management Co otherOtherApr 20, 2012Aug 27, 2012 (129 d)
Shawn Michael WyattAmeriprise Financial Services, LLC national BDOn Investment Management Co otherOtherApr 2, 2012Jul 10, 2014 (829 d)
Randall Wayne FowlerFowler, Hart & Associates, L.L.C. unclassifiedOn Investment Management Co otherOtherMar 22, 2012Jan 9, 2013 (293 d)
Tilden Lester SowdonBrookstone Investment Advisory Services otherOn Investment Management Co otherOtherFeb 10, 2012Mar 8, 2012
George Joseph RandallPruco Securities, LLC otherOn Investment Management Co otherOtherFeb 3, 2012Apr 1, 2013 (423 d)
Richard Paul BoccaccioPark Avenue Securities LLC otherOn Investment Management Co otherOtherJan 26, 2012Jan 24, 2012
Steven Michael MilliganMsi Financial Services, Inc. otherOn Investment Management Co otherOtherJan 18, 2012Jan 3, 2012
Fernando Patricio RomeroPruco Securities, LLC otherOn Investment Management Co otherOtherJan 10, 2012Nov 2, 2012 (297 d)
Donald R AyersInternational Planning Alliance, LLC unclassifiedOn Investment Management Co otherOtherDec 31, 2011Aug 27, 2015 (1335 d)
Michael G RomanelloIndependence Capital Co., Inc. independent RIAOn Investment Management Co otherOtherDec 31, 2011Jan 22, 2016 (1483 d)
Nelson Jay MerwitzerEsi Financial Advisors otherOn Investment Management Co otherOtherDec 31, 2011Jan 3, 2012
Marvin Henry DennardWoodbury Financial Services, Inc. otherOn Investment Management Co otherOtherNov 23, 2011Dec 9, 2011
Scott Lavell CluffQuestar Asset Management, Inc. otherOn Investment Management Co otherOtherNov 7, 2011Nov 8, 2011
Nathan Liang WongQuestar Asset Management, Inc. otherOn Investment Management Co otherOtherNov 4, 2011Nov 4, 2011
Matthew Atanacio TrujilloMML Investors Services, LLC otherOn Investment Management Co otherOtherNov 2, 2011Dec 8, 2011 (36 d)
Theresa Ann ShermanNew England Securities Corporation otherOn Investment Management Co otherOtherOct 12, 2011Oct 17, 2012 (371 d)
Dennis M BurnsMML Investors Services, LLC otherOn Investment Management Co otherOtherOct 7, 2011Oct 24, 2011
Mary Katherine BrimerPark Avenue Securities LLC otherOn Investment Management Co otherOtherAug 31, 2011Aug 18, 2011
William Edward HussonHusson Financial Advisory Services, LLC unclassifiedOn Investment Management Co otherOtherAug 19, 2011Sep 15, 2011
Jack BranchBranch Wealth Strategies unclassifiedOn Investment Management Co otherOtherAug 4, 2011Aug 5, 2011
Nickolas Paul SanchezGlobal Financial Private Capital, Inc. otherOn Investment Management Co otherOtherJun 29, 2011Jun 7, 2011
Christopher Powell HillIc Advisory Services, Inc. otherOn Investment Management Co otherOtherJun 23, 2011Jun 21, 2013 (729 d)
Kurt Allen BerryMML Investors Services, LLC otherOn Investment Management Co otherOtherMay 13, 2011May 10, 2011
Andrew J GersbachChase Investment Services Corp. otherOn Investment Management Co otherOtherMay 13, 2011Jun 14, 2017 (2224 d)
Bradley Dean EwerthEquitable Advisors, LLC national BDOn Investment Management Co otherOtherApr 18, 2011Nov 12, 2014 (1304 d)
Michael Ryan KrenPruco Securities, LLC otherOn Investment Management Co otherOtherApr 15, 2011Apr 20, 2012 (371 d)
Kevin John SnowEquity Design Advisors, LLC unclassifiedOn Investment Management Co otherOtherMar 31, 2011Aug 11, 2009
Jason Chris HohensteinEquity Design Advisors, LLC unclassifiedOn Investment Management Co otherOtherMar 31, 2011Aug 11, 2009
Craig Mark SiminskiEquity Design Advisors, LLC unclassifiedOn Investment Management Co otherOtherMar 31, 2011May 20, 2010
Randall Lloyd DiehlSecurian Financial Services, Inc. otherOn Investment Management Co otherOtherMar 21, 2011Mar 16, 2011
Michael Alan TheinThein Financial Group unclassifiedOn Investment Management Co otherOtherMar 21, 2011Sep 13, 2004
Phillip P. LawsonSecurian Financial Services, Inc. otherOn Investment Management Co otherOtherMar 21, 2011Mar 17, 2011
Norman G. WrightMsi Financial Services, Inc. otherOn Investment Management Co otherOtherMar 2, 2011Mar 7, 2011
Ross Daniel CochrellPnc Wealth Management otherOn Investment Management Co otherOtherFeb 28, 2011Feb 23, 2011
Jeffrey Keegan MartinSuntrust Investment Services, Inc. otherOn Investment Management Co otherOtherJan 21, 2011Aug 22, 2012 (579 d)
Theresa Jean YaroshInternational Planning Alliance, LLC unclassifiedOn Investment Management Co otherOtherJan 20, 2011Nov 1, 2010
Andrew Paul CharbonneauChase Investment Services Corp. otherOn Investment Management Co otherOtherDec 21, 2010Nov 16, 2017 (2522 d)
Dennis Lee TravisMsi Financial Services, Inc. otherOn Investment Management Co otherOtherDec 17, 2010Jan 26, 2011 (40 d)
John Hyrum KoyleD.A. Davidson & Co. otherOn Investment Management Co otherOtherNov 12, 2010Nov 15, 2010
Richard Andrew BorbaQa3 Financial LLC unclassifiedOn Investment Management Co otherOtherOct 29, 2010Nov 19, 2010
Brent Richard EwertLawing Financial Inc otherOn Investment Management Co otherOtherOct 26, 2010Jan 21, 2010
Kerry Richard WhalenSteele Capital Management, Inc. otherOn Investment Management Co otherOtherOct 25, 2010Aug 27, 2013 (1037 d)
Justin Michael StrubleWaddell & Reed otherOn Investment Management Co otherOtherSep 23, 2010Mar 12, 2012 (536 d)
Thomas Peter SchmidtkeWells Fargo Investments, LLC unclassifiedOn Investment Management Co otherOtherAug 24, 2010Aug 11, 2003
Dawn Marie SantorielloMsi Financial Services, Inc. otherOn Investment Management Co otherOtherMay 18, 2010May 21, 2010
Jason Paul HenrichB. C. Ziegler And Company otherOn Investment Management Co otherOtherMay 4, 2010Apr 19, 2010
Frank John CariolaCincinnati Analysts, Inc otherOn Investment Management Co otherOtherApr 13, 2010Apr 15, 2010
Trent Arthur YostSecurities America Advisors, Inc. otherOn Investment Management Co otherOtherApr 7, 2010Apr 6, 2010
Douglas Roger WoolleySecurities America Advisors, Inc. otherOn Investment Management Co otherOtherApr 7, 2010Apr 6, 2010
Richard Dale AlmondSecurities America Advisors, Inc. otherOn Investment Management Co otherOtherApr 7, 2010Apr 6, 2010
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316 moves match.