| Howard Moises Merkwan | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 7, 2026 |
| Cheryl Ann Bracamonte | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 7, 2026 |
| Teresa Lynn Esteb | Morgan Stanley wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2026 | Aug 19, 2026 (104 d) |
| Eric Paxton Niedermeyer | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 4, 2026 |
| Emily Jane Lapp | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 4, 2026 |
| Gage Thayer Hiebert | Morgan Stanley wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 6, 2026 | Jul 20, 2026 (75 d) |
| Michael Louis Nagy | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | Jun 5, 2026 (31 d) |
| Tyson Ronald Smith | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 4, 2026 |
| Joshua Andrew Schachner | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | Apr 30, 2026 |
| Michael Barry Smolko | USA Financial Securities LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 4, 2026 | May 4, 2026 |
| Rene Alberto Naranjo | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 4, 2026 |
| Marlies Schubiger | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 4, 2026 |
| Tyson Ronald Smith | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 6, 2026 |
| John Victor Ecklund | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 4, 2026 |
| Carolyn Sue Raftery | Morgan Stanley wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2026 | Apr 22, 2026 |
| Johnny Butler Campbell | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 16, 2026 |
| Kimberly Ann Shepherd | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | May 12, 2026 |
| Jason David Berk | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Apr 23, 2026 |
| Scott David Johnston | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Apr 23, 2026 |
| Christian Michael Taylor | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2026 | Apr 17, 2026 |
| John Henly Chaulklin | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 16, 2026 |
| Richard Charles Romano | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 23, 2026 |
| Brian Shawn Clayton | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 16, 2026 |
| Richard Walter Vanderpool | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 20, 2026 |
| Brian Thomas Collard | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 23, 2026 |
| Benjamin Todd Burklow | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 20, 2026 |
| Amanda Lynne Arcilesi Simmons | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 23, 2026 |
| Morgan T Burklow | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 20, 2026 |
| Kelsey Lee Haycock | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 23, 2026 |
| Tanner Seabourn | Valic Financial Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Mar 30, 2026 |
| Noah Matthew Oakes | Morgan Stanley wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2026 | May 13, 2026 |
| David Haden Blaylock | Strategic Advisers LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 27, 2026 |
| Troy Alan Arthur | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | Apr 20, 2026 |
| John Robert Holmes | Florida Financial Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | May 28, 2026 (37 d) |
| Garett Robert Perdue | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | May 11, 2026 |
| Bernard Vincent Franko | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Apr 16, 2026 |
| Beth Ann Sweeney | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Apr 14, 2026 |
| Eric Carl Dean Sweeney | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 14, 2026 |
| Kellan Donald Schulz | Charles Schwab & Co., Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 6, 2026 |
| Matthew Robert Migliaccio | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 2, 2026 |
| Brian Straub | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Jan 1, 2025 |
| James Henry Johnson | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 13, 2026 |
| Matthew Chase Johnson | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 13, 2026 |
| Benjamin Thomas Harris | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 1, 2026 |
| Bryan Costabile | LPL Enterprise, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 9, 2026 |
| Lawrence David Rolland | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 1, 2026 |
| Darryl Glenn Barnes | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 6, 2026 |
| Matthew Scott Pargin | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 6, 2026 |
| Kyra Ivania Montes | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2026 | Apr 16, 2026 |
| Carol Lynn Crowder | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 6, 2026 |
| Adriane Kyle Callinan | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 6, 2026 |
| Dianna Marie Steen Knudsen | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 9, 2026 |
| Mitchell Brian Seelinger | Strategic Advisers LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 2, 2026 |
| Shawn Andrew Monty | Financial Strategies Retirement Partners unclassified | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Apr 8, 2026 | May 4, 2026 |
| Alfred Arthur Gilbert | Financial Strategies Retirement Partners unclassified | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Apr 8, 2026 | May 4, 2026 |
| Daniel Joseph Fraser | Financial Strategies Retirement Partners unclassified | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Apr 8, 2026 | May 4, 2026 |
| Brian Joseph Lampron | Financial Strategies Retirement Partners unclassified | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Apr 8, 2026 | May 4, 2026 |
| Sarah Williams Whipps Kenda | Financial Strategies Retirement Partners unclassified | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Apr 8, 2026 | May 4, 2026 |
| Jennifer Lynn Haas | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 15, 2026 |
| Maria Louise Callaghan | Financial Strategies Retirement Partners unclassified | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Apr 8, 2026 | May 4, 2026 |