DFX Intelligence
Advisor moves
Arrivals at J.P. Morgan Private Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christina Wolfe | Hightower Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2020 | Apr 13, 2020 |
| Thomas Steven Glamuzina | Dynasty Wealth Management, LLC asset manager | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Apr 8, 2020 | Apr 8, 2020 |
| Peter Chak | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2020 | Apr 9, 2020 |
| Nichole Eileen Heidrick | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2020 | Feb 14, 2020 |
| Leigh Flor | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2020 | Feb 14, 2020 |
| Brendan Matthew Cronin | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2020 | Mar 19, 2020 (34 d) |
| Carlos F Herrera | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2020 | Feb 21, 2020 |
| Kang Lee | Miramontes Capital, LLC independent RIA | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2020 | Sep 30, 2019 |
| Salvatore Anthony Tiano | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2020 | Jan 17, 2020 |
| Jenna Celina Trolson | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2020 | Jan 24, 2020 |
| John Emery Smyth | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2020 | Jan 17, 2020 |
| Kristin Marie Kochanski | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2020 | Mar 3, 2020 (46 d) |
| Julie A Wilbus | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2020 | Jan 30, 2020 |
| Jason O'Brien | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2020 | Jan 17, 2020 |
| Daniel Tumba | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2020 | Jan 17, 2020 |
| Gregory Paul Saville | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2020 | Jan 17, 2020 |
| Peter Brotherton | M Holdings Securities, Inc. BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2020 | Apr 18, 2023 (1188 d) |
| Ronald Weckbacher | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 1, 2019 |
| Gregory James Webster | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 1, 2019 |
| Lilta Talavat | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 5, 2019 |
| Ramya Sreepathi | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 5, 2019 |
| Eric Yizheng Lee | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2019 | Oct 7, 2019 |
| Gina Messina | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 9, 2019 | Oct 4, 2019 |
| Simona Solomos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 9, 2019 | Oct 4, 2019 |
| John P Ver Bockel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2019 | Oct 4, 2019 |
| Maureen Raihle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2019 | Oct 4, 2019 |
| Neil Koricanac | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2019 | Oct 4, 2019 |
| Samuel Drever | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2019 | Oct 4, 2019 |
| Sanah Chung | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2019 | Sep 20, 2019 |
| Joseph Patrick Lally | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2019 | Sep 20, 2019 |
| John Breckenridge Barnes | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2019 | Sep 20, 2019 |
| J. Joseph Lally | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2019 | Sep 20, 2019 |
| Jared Abraham Goldman | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2019 | Sep 20, 2019 |
| Allison Mcadam | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 5, 2019 | Sep 13, 2019 |
| Kathleen Fortoul | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2019 | Aug 15, 2019 |
| Kieran J Lynch | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2019 | Aug 9, 2019 |
| Craig Kaufman | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2019 | Aug 9, 2019 |
| Joel Kaufman | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2019 | Aug 9, 2019 |
| Mark Beach | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 29, 2019 | Jul 26, 2019 |
| Richard Jason Dupont | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 29, 2019 | Jul 26, 2019 |
| Gloria Infante | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 29, 2019 | Jul 26, 2019 |
| Tomas Erik Jansson | Newport Group Consulting, LLC institutional | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Jul 24, 2019 | Aug 26, 2019 (33 d) |
| Christina G Verzino | Shepherd Kaplan LLC asset manager | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Jul 9, 2019 | Aug 15, 2019 (37 d) |
| Samuel Haggis Hodgson | Natixis Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Aug 6, 2019 |
| Jennifer Lam | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 26, 2019 | Jul 10, 2019 |
| Tracey Graziosa | Foresters Advisory Services, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2019 | Sep 10, 2019 (82 d) |
| Claudia Rea Lovell | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 19, 2019 | May 15, 2019 |
| Joseph C Park | Waypoint Wealth Partners independent RIA | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2019 | Jul 1, 2019 |
| Arif Ahmed | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2019 | May 24, 2019 |
| Grant Bartlett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2019 | May 24, 2019 |
| Kaitlyn Fanaroff | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2019 | May 24, 2019 |
| Jeremy Parsels | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2019 | May 24, 2019 |
| Brian J Mulholand | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | Jun 29, 2020 (413 d) |
| Jenna Steinhauer | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2019 | Apr 25, 2019 |
| David Schulman | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Feb 21, 2019 | Feb 15, 2019 |
| George Fuchs | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Feb 21, 2019 | Feb 15, 2019 |
| Chad Laurence Cohen | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Feb 21, 2019 | Feb 15, 2019 |
| Gregory A Carafello | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Feb 21, 2019 | Feb 15, 2019 |
| Alan So | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Feb 20, 2019 | Feb 15, 2019 |
| John Robert Borum | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wirehouse to independent RIA | Feb 20, 2019 | Feb 15, 2019 |
601 moves match.