| Melissa Marie Clements | Fifth Third Securities, Inc. other | Regal Investment Advisors LLC BD affiliated | Other | Nov 19, 2010 | Sep 12, 2024 (5046 d) |
| Dewey Alan Engelsma | New England Securities Corporation other | Regal Investment Advisors LLC other | Other | Nov 12, 2010 | Nov 8, 2010 |
| James Jay Schipper | Sagepoint Financial, Inc. other | Regal Investment Advisors LLC other | Other | Nov 2, 2010 | Jan 7, 2011 (66 d) |
| Steve Mark Osterink | Sagepoint Financial, Inc. other | Regal Investment Advisors LLC other | Other | Nov 2, 2010 | Nov 1, 2010 |
| Mark Christopher Connell | Mark-Christopher unclassified | Regal Investment Advisors LLC BD affiliated | Other | Oct 1, 2010 | May 6, 2026 (5696 d) |
| John Joseph Brais | Capital Guardian Wealth Management, LLC other | Regal Investment Advisors LLC other | Other | Sep 29, 2010 | Oct 11, 2010 |
| Larry Dale Roby | Integrity Alliance, LLC other | Regal Investment Advisors LLC other | Other | Sep 17, 2010 | Nov 12, 2010 (56 d) |
| Douglas A Clancy | Horter Investment Management, LLC other | Regal Investment Advisors LLC other | Other | Sep 2, 2010 | Jan 12, 2011 (132 d) |
| H. Terry Martine | Planmember Securities Corporation other | Regal Investment Advisors LLC other | Other | Aug 31, 2010 | Jan 5, 2011 (127 d) |
| Scott Dunning Walker | Wells Fargo Advisors wirehouse | Regal Investment Advisors LLC other | Other | Jul 19, 2010 | Jul 6, 2011 (352 d) |
| Michael Shannon Trent | Rh Financial Group, LLC other | Regal Investment Advisors LLC other | Other | Jul 9, 2010 | Jul 9, 2010 |
| Ivan Michael Nalibotsky | Eagle Strategies LLC other | Regal Investment Advisors LLC BD affiliated | Other | Apr 1, 2010 | Aug 31, 2023 (4900 d) |
| Hans Eckart Scheil | Uvest Financial Services Group, Inc. unclassified | Regal Investment Advisors LLC other | Other | Mar 15, 2010 | Feb 15, 2011 (337 d) |
| David Nelson Harper | Envision Investment Advisors, LLC unclassified | Regal Investment Advisors LLC other | Other | Jul 22, 2009 | Nov 18, 2016 (2676 d) |
| Cory Crawford Stilp | Edward Jones national BD | Regal Investment Advisors LLC other | Other | Jun 25, 2009 | Apr 24, 2017 (2860 d) |
| Michael John Sloan | Cetera Advisors LLC other | Regal Investment Advisors LLC other | Other | Jun 17, 2009 | Feb 19, 2014 (1708 d) |
| Melissa Rene Harper | Morgan Stanley & Co. LLC unclassified | Regal Investment Advisors LLC other | Other | Dec 3, 2008 | Jul 19, 2017 (3150 d) |
| Richard Anthony Berry | Questar Asset Management, Inc. other | Regal Investment Advisors LLC other | Other | Oct 7, 2008 | Jul 29, 2010 (660 d) |
| Terry Lee Tyler | Synergy Investment Group, LLC other | Regal Investment Advisors LLC other | Other | Sep 30, 2008 | Mar 4, 2013 (1616 d) |
| James Stephen Baudreau | Osaic Wealth, Inc. other | Regal Investment Advisors LLC other | Other | Jan 30, 2008 | May 10, 2014 (2292 d) |
| Patricia Dailey | Msi Financial Services, Inc. other | Regal Investment Advisors LLC other | Other | May 14, 2007 | Jan 27, 2018 (3911 d) |
| Brian Allen Kerber | Natcity Investments, Inc. unclassified | Regal Investment Advisors LLC BD affiliated | Other | Feb 13, 2006 | Oct 6, 2023 (6444 d) |
| Robin Miller Drews | UBS Financial Services Inc. wirehouse | Regal Investment Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2005 | Jul 24, 2024 (7040 d) |
| Bilal Ali Aquil | Planmember Securities Corporation other | Regal Investment Advisors LLC other | Other | May 27, 2004 | Jun 19, 2017 (4771 d) |
| Kimball Thomas Kistler | Kimball T. Kistler Inc. unclassified | Regal Investment Advisors LLC other | Other | Dec 5, 2003 | Mar 13, 2013 (3386 d) |
| Richard Orlando Ahumada | Pruco Securities, LLC other | Regal Investment Advisors LLC BD affiliated | Other | Oct 18, 2002 | Jan 27, 2021 (6676 d) |