DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Michael O'Connor | M1 Advisory no RAUM | Janney Montgomery Scott LLC BD affiliated | Other | Sep 7, 2022 | Nov 14, 2022 (68 d) |
| Helen Kathleen Shaw | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2022 | Sep 6, 2022 |
| Branndon Zackary Nesspor | Barrister state registered | Janney Montgomery Scott LLC BD affiliated | Other | Aug 29, 2022 | Feb 6, 2024 (526 d) |
| Bradley Roger Kastan | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 29, 2022 |
| James Arthur Bowman | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 11, 2022 |
| Lareesa Haynes | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 11, 2022 |
| Katherine Mckinney Schiefelbein | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2022 | Aug 11, 2022 |
| Ronald Lee Shaw | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2022 | Aug 3, 2022 |
| John Fred Odell | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2022 | Aug 10, 2022 |
| Stephanie Louise Odell | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2022 | Aug 9, 2022 |
| Jarred Allen West | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 9, 2022 | Aug 10, 2022 |
| Mary Kane | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2022 | Jul 13, 2022 |
| Michelle Conley Hegarty | Mcdonald Partners LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2022 | Aug 1, 2022 |
| Brian Eric Glavin | Riverfront Investment Group, LLC mixed wealth | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2022 | Oct 18, 2022 (77 d) |
| Scott Wodzenski | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 29, 2022 | Jul 27, 2022 |
| Corey M Cahill | Edward Jones national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Jul 21, 2022 |
| Michael Cole Owen | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2022 | Jul 19, 2022 |
| Bruce Benjamin Milstein | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2022 | Jul 18, 2022 |
| Kwesi N Kittoe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2022 | Jun 13, 2022 |
| Christopher William Clavin | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 13, 2022 | Jun 9, 2022 |
| Scott Jay Kaminsky | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 13, 2022 | Jun 9, 2022 |
| Daniel V Marra | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 13, 2022 | Jun 28, 2022 |
| Stephanie L Wiseman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2022 | Jun 7, 2022 |
| Elizabeth A. Hanley | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2022 | Jun 7, 2022 |
| Brian John Delany | Moreton Capital Advisors, LLC unclassified | Janney Montgomery Scott LLC BD affiliated | Other | May 26, 2022 | Apr 8, 2024 (683 d) |
| Brent William Croonquist | Lord, Abbett & Co. LLC asset manager | Janney Montgomery Scott LLC BD affiliated | Other | May 10, 2022 | May 2, 2022 |
| Christian R Moore | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2022 | May 2, 2022 |
| Melissa Hall Mitchell | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 26, 2022 | Apr 19, 2022 |
| Amanda S. West | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 26, 2022 | Apr 19, 2022 |
| Brandon Santillo | Equitable Advisors, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2022 | Apr 26, 2022 |
| Christine Ann Taylor | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2022 | Apr 1, 2022 |
| John Robert Morris | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2022 | Apr 1, 2022 |
| Matthew Jerkovich | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2022 | Apr 1, 2022 |
| Mark Libby Puryear | Raymond James Financial Services Advisors, Inc BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 6, 2022 |
| Glenn Albert Hamler | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2022 | Mar 31, 2022 |
| Manly Koji Church | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2022 | Mar 30, 2022 |
| Jennifer Ghingher Snouffer | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 4, 2022 | Mar 29, 2022 |
| Joseph Elroy Snouffer | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 4, 2022 | Mar 29, 2022 |
| Michele Mcallister Peele | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 4, 2022 | Mar 29, 2022 |
| Chase J Harkness | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 3, 2022 |
| Erin Margaret Carpenter | Robert W. Baird & Co. Incorporated mixed wealth | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2022 | Mar 23, 2022 |
| Ellie Bockstie | T. Rowe Price Advisory Services, Inc. independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2022 | Mar 1, 2022 |
| Kevin Munoz | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Feb 8, 2022 |
| Ryan Santana | Hightower Advisors, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Mar 8, 2022 |
| Ronald Gerald Raines | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2022 | Feb 17, 2022 |
| Michael Corey Carson | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2022 | Feb 22, 2022 |
| Lindsay Kramer Chandler | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2022 | Feb 17, 2022 |
| Edward Francis Prendergast | Edward Jones national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Feb 18, 2022 |
| Liz Arza | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2022 | Feb 21, 2022 |
| Steven Archie Napier | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2022 | Jan 28, 2022 |
| Landon J Weeks | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2022 | Jan 28, 2022 |
| Laura Snyder | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2022 | Jan 11, 2022 |
| Raymond V Lamorgese | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 14, 2022 | Jan 7, 2022 |
| Matthew David O'Brien | Northwestern Mutual Investment Services,LLC no RAUM | Janney Montgomery Scott LLC BD affiliated | Other | Dec 22, 2021 | Apr 3, 2022 (102 d) |
| Austin Robert Mauk | Independence Wealth Advisors, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2021 | Aug 9, 2022 (231 d) |
| Sandra Lee Harper | Chapin Davis Asset Management independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2021 | Dec 15, 2021 |
| Tristan Papouyan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2021 | Nov 22, 2021 |
| William John Ryan | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 3, 2021 |
| Adam Bruce Butler | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Nov 12, 2021 |
| Anas Shraim | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2021 | Nov 1, 2021 |
1,088 moves match.