DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Justin Virgil Smith	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	Feb 7, 2008	Feb 4, 2008
Samantha W. Green	Wells Fargo Advisors wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jan 7, 2008	Jan 16, 2008
David Edison Cundey	Leucadia Asset Management LLC other	Credit Suisse Securities (USA) LLC other	Other	Jan 4, 2008	Dec 11, 2007
Natalia C. Manning	Morgan Stanley & Co. LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Jan 4, 2008	Jan 10, 2008
James P Brandau	Morgan Stanley & Co. LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Dec 31, 2007	Jul 30, 2009 (577 d)
Evan Kanarek	Morgan Stanley & Co. LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Dec 20, 2007	Sep 6, 2011 (1356 d)
John Sebastian Derosa	J.P. Morgan Securities LLC wirehouse	Credit Suisse Securities (USA) LLC other	Other	Dec 18, 2007	Dec 7, 2007
Christopher Wayne Tolman	J.P. Morgan Securities LLC wirehouse	Credit Suisse Securities (USA) LLC other	Other	Dec 18, 2007	Dec 7, 2007
Ryan Jeffrey Ziegler	Suntrust Investment Services, Inc. other	Credit Suisse Securities (USA) LLC other	Other	Dec 11, 2007	Dec 7, 2007
Alan Frederic Myers	Deutsche Bank Securities Inc. other	Credit Suisse Securities (USA) LLC other	Other	Nov 30, 2007	Nov 8, 2007
Thomas Joseph Boyd	William Blair & Company L.L.C. other	Credit Suisse Securities (USA) LLC other	Other	Nov 6, 2007	Nov 7, 2007
Prem Raniga	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Nov 5, 2007	Oct 18, 2007
Darren Ross Edwards	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Nov 5, 2007	Oct 18, 2007
Harry B Suh	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Nov 5, 2007	Oct 19, 2007
Thomas Focht Weissenborn	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Nov 5, 2007	Oct 18, 2007
John P O'Neil	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Oct 23, 2007	Oct 30, 2007
Michael Steven Nies	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Sep 17, 2007	Sep 26, 2007
James M Thornton	Morgan Stanley & Co. LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Jun 26, 2007	Jun 20, 2007
Daniel Philip Madura	Morgan Stanley & Co. LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Jun 20, 2007	Jun 20, 2007
Kevin William Burke	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	May 30, 2007	Jun 4, 2007
Steven Edward Ploder	Lehman Brothers Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	May 17, 2007	May 14, 2007
Jason Craig Holland	Fidelity Personal Trust Company, Fsb unclassified	Credit Suisse Securities (USA) LLC other	Other	Mar 28, 2007	Mar 4, 2011 (1437 d)
Christopher L. Williams	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Mar 2, 2007	Mar 14, 2007
Christopher Jacob Smith	Bear Stearns Asset Management Inc. other	Credit Suisse Securities (USA) LLC other	Other	Feb 15, 2007	Jul 15, 2011 (1611 d)
Tony Young	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jan 30, 2007	Apr 2, 2007 (62 d)
William Irvin Woodson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jan 9, 2007	Jan 22, 2007
Robert Andrew Hon	Great Lakes Advisors, LLC other	Credit Suisse Securities (USA) LLC other	Other	Dec 13, 2006	Nov 22, 2006
Cees-Jan Van Hoek	Credit Suisse Private Advisors other	Credit Suisse Securities (USA) LLC other	Other	Nov 1, 2006	Dec 4, 2006 (33 d)
Juan Manuel Diez De Bonilla	Clearbridge Investments, LLC other	Credit Suisse Securities (USA) LLC other	Other	Oct 24, 2006	Apr 28, 2009 (917 d)
Jennifer Jane Seidler	Pcbb Capital Markets, LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Aug 31, 2006	Jun 28, 2007 (301 d)
John Holland Ringgenberg	Mbsc, LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Jul 5, 2006	Oct 5, 2006 (92 d)
Michael King Degolian	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Jun 23, 2006	Jul 10, 2006
John Felix Kurutz	The L. Warner Companies, Inc other	Credit Suisse Securities (USA) LLC other	Other	Jun 23, 2006	Jun 20, 2007 (362 d)
Steven Soja	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Jun 22, 2006	Jun 22, 2006
Anthony Brookfield	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Jun 22, 2006	Jun 22, 2006
Bret Baker	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Jun 22, 2006	Jun 23, 2006
Linda Anne Chamberlain	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jun 15, 2006	Jun 7, 2006
Chad Lee Evans	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	May 26, 2006	May 23, 2006
Lisa Diane Frei	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	May 26, 2006	May 23, 2006
Lily Anand	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	May 26, 2006	May 23, 2006
Mohini M Mccormick	Lehman Brothers Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	May 24, 2006	May 16, 2006
James E. Cannon	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	May 2, 2006	Apr 27, 2006
Kelly Tse	Associated Planners Investment Advisory Inc unclassified	Credit Suisse Securities (USA) LLC other	Other	Jan 24, 2006	Jan 3, 2006
Mona Romanello Wilson	Legg Mason Wood Walker, Incorporated unclassified	Credit Suisse Securities (USA) LLC other	Other	Jan 13, 2006	Dec 19, 2005
Joseph T Monagle	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jan 12, 2006	Jan 26, 2006
Douglas A Scotti	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Jan 10, 2006	Jan 13, 2006
Mark T Childs	S & Y Asset Management LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Dec 31, 2005	Feb 2, 2006 (33 d)
John Thomas Sutton	Leucadia Asset Management LLC other	Credit Suisse Securities (USA) LLC other	Other	Dec 31, 2005	May 9, 2007 (494 d)
Denise Michele Long	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Nov 4, 2005	Aug 5, 2010 (1735 d)
Elaine Meyers	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	Oct 17, 2005	Sep 28, 2005
Anthony G Schmidt	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Sep 20, 2005	Sep 20, 2005
Robert Lewis Spencer	Morgan Stanley Dw Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Aug 16, 2005	Aug 19, 2005
John Fitzpatrick Delehanty	Lehman Brothers Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Jul 19, 2005	Jul 8, 2005
David Potter Wolfensperger	A. G. Edwards & Sons, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Jul 19, 2005	Aug 12, 2005
Alexander Scott Cushner	Lehman Brothers Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Jun 21, 2005	Jun 17, 2005
Kevin Scott Monaco	Oppenheimer Asset Management other	Credit Suisse Securities (USA) LLC other	Other	Jun 3, 2005	May 25, 2005
William Howard Eggers	Neuberger Berman Bd LLC other	Credit Suisse Securities (USA) LLC other	Other	May 26, 2005	May 17, 2005
Rafael Urquidi	UBS International Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	May 20, 2005	Nov 28, 2005 (192 d)
Travis Robert Kruse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	May 12, 2005	Mar 29, 2007 (686 d)
Steve Edward Kwong	Neuberger Berman Bd LLC other	Credit Suisse Securities (USA) LLC other	Other	Apr 22, 2005	Nov 2, 2006 (559 d)

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325 moves match.