DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Cadaret Grant & Co Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott William KriznerFinancial Designs & Systems Co., LLC unclassifiedCadaret Grant & Co Inc otherOtherJan 22, 2010Mar 26, 2007
Robert DiamondSignator Investors, Inc. otherCadaret Grant & Co Inc otherOtherOct 23, 2009Aug 17, 2010 (298 d)
Nathan Wayne MurphyNfp Advisor Services, LLC otherCadaret Grant & Co Inc otherOtherSep 2, 2009Sep 1, 2009
John Robert ResslerMutual Service Corporation unclassifiedCadaret Grant & Co Inc otherOtherAug 18, 2009Aug 18, 2009
Jude StamboneWells Fargo Advisors wirehouseCadaret Grant & Co Inc otherOtherJul 13, 2009Jun 26, 2009
Mark LuchesaWoodbury Financial Services, Inc. otherCadaret Grant & Co Inc otherOtherJul 7, 2009Jul 2, 2009
David Eaton RathgebCetera Investment Services LLC otherCadaret Grant & Co Inc otherOtherMay 26, 2009Jul 1, 2009 (36 d)
Donald Chris HubertSagepoint Financial, Inc. otherCadaret Grant & Co Inc otherOtherMay 6, 2009May 6, 2009
Kevin Renzie SullivanUvest Financial Services Group, Inc. unclassifiedCadaret Grant & Co Inc otherOtherApr 21, 2009Feb 15, 2011 (665 d)
Wendell David MarshallSagepoint Financial, Inc. otherCadaret Grant & Co Inc otherOtherFeb 19, 2009Mar 2, 2009
Robert William JohnsonAmeriprise Financial Services, LLC national BDCadaret Grant & Co Inc otherOtherFeb 11, 2009Feb 11, 2009
Peter A FranzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCadaret Grant & Co Inc otherOtherDec 22, 2008Jan 20, 2009
James John DinapoliSagepoint Financial, Inc. otherCadaret Grant & Co Inc otherOtherDec 19, 2008Dec 23, 2008
Bryant Charles NorthRaymond James Financial Services, Inc. unclassifiedCadaret Grant & Co Inc otherOtherDec 11, 2008Dec 23, 2008
Gary Lee SteerAmeritas Advisory Services otherCadaret Grant & Co Inc otherOtherNov 17, 2008Nov 7, 2008
Ralph Donald DexterRaymond James Financial Services, Inc. unclassifiedCadaret Grant & Co Inc otherOtherOct 31, 2008Nov 3, 2008
Anthony Joseph BarreseEquitable Advisors, LLC national BDCadaret Grant & Co Inc otherOtherSep 23, 2008Sep 22, 2008
Shane Michael AlsworthSocha Financial Group otherCadaret Grant & Co Inc otherOtherSep 23, 2008May 3, 2016 (2779 d)
Stephen R PratolaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCadaret Grant & Co Inc BD affiliatedWirehouse to affiliated broker-dealer or bankSep 3, 2008May 20, 2020 (4277 d)
Kevin Gerard MullinsAmerican General Securities Incorporated unclassifiedCadaret Grant & Co Inc otherOtherJul 1, 2008Jun 30, 2008
Adrian W ShuteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCadaret Grant & Co Inc otherOtherApr 30, 2008Aug 27, 2009 (484 d)
William James PrenticeGunnallen Financial, Inc unclassifiedCadaret Grant & Co Inc otherOtherFeb 8, 2008Feb 4, 2008
Frank Arthur Giorgio IVMorgan Stanley & Co. LLC unclassifiedCadaret Grant & Co Inc BD affiliatedOtherJan 9, 2008Sep 10, 2019 (4262 d)
Matthew L. BroadPutnam Investment Management, LLC otherCadaret Grant & Co Inc otherOtherJan 8, 2008Jul 27, 2011 (1296 d)
Lloyd George FixThrivent Investment Management Inc. otherCadaret Grant & Co Inc BD affiliatedOtherDec 31, 2007May 4, 2021 (4873 d)
Donald William ElliottWp Advisors, LLC otherCadaret Grant & Co Inc BD affiliatedOtherOct 16, 2007Sep 14, 2023 (5812 d)
Darren Matthew MorganInvestment Advisors International, Inc. unclassifiedCadaret Grant & Co Inc otherOtherAug 21, 2007Aug 14, 2007
Stephen Patrick TopleyWharton Asset Management, Inc. unclassifiedCadaret Grant & Co Inc otherOtherAug 14, 2007Feb 23, 2007
Eric Steven FordMML Investors Services, LLC otherCadaret Grant & Co Inc otherOtherJul 10, 2007Aug 31, 2007 (52 d)
Joseph Robert Calandra1717 Capital Management Company unclassifiedCadaret Grant & Co Inc otherOtherJul 9, 2007Jul 9, 2007
Joseph Peter HatfieldCitigroup Global Markets Inc. otherCadaret Grant & Co Inc otherOtherJun 5, 2007Aug 31, 2007 (87 d)
Mark Ernest AdamHsbc Securities (USA) Inc. otherCadaret Grant & Co Inc otherOtherApr 26, 2007Apr 25, 2007
Adriane Cathleen ConwayAmeriprise Financial Services, LLC national BDCadaret Grant & Co Inc otherOtherApr 17, 2007Aug 23, 2007 (128 d)
James DeeWells Fargo Advisors wirehouseCadaret Grant & Co Inc otherOtherMar 19, 2007Mar 16, 2007
John Brian MccarthyHsbc Securities (USA) Inc. otherCadaret Grant & Co Inc BD affiliatedOtherJan 4, 2007May 4, 2021 (5234 d)
Ronald AllenBts Asset Management, Inc. otherCadaret Grant & Co Inc otherOtherDec 31, 2006Mar 12, 2018 (4089 d)
Brenda Laura Isabel MonkKey Investment Services LLC otherCadaret Grant & Co Inc BD affiliatedOtherDec 31, 2006May 4, 2021 (5238 d)
Laurence James SchnallKey Investment Services LLC otherCadaret Grant & Co Inc BD affiliatedOtherDec 31, 2006May 4, 2021 (5238 d)
Johnny Michael LavigneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCadaret Grant & Co Inc otherOtherDec 31, 2006Sep 4, 2008 (613 d)
Mark Anthony SayaKey Investment Services LLC otherCadaret Grant & Co Inc BD affiliatedOtherDec 31, 2006May 4, 2021 (5238 d)
Derrick HandwerkH. Beck, Inc. otherCadaret Grant & Co Inc otherOtherDec 20, 2006Jan 19, 2007
Dee Ann PriceInvestors Capital Advisory otherCadaret Grant & Co Inc otherOtherDec 5, 2006Dec 5, 2006
Michael Steven WelgerAmerican Portfolios Advisors, Inc otherCadaret Grant & Co Inc otherOtherNov 17, 2006Feb 13, 2007 (88 d)
Jesse Dean MurphySagepoint Financial, Inc. otherCadaret Grant & Co Inc otherOtherAug 7, 2006Aug 9, 2006
Michael Christopher PolacekKey Investment Services LLC otherCadaret Grant & Co Inc otherOtherJul 31, 2006Jul 9, 2008 (709 d)
Seth Becker1717 Capital Management Company unclassifiedCadaret Grant & Co Inc otherOtherJul 17, 2006Jul 11, 2006
John Kevin MckentyCetera Advisor Networks LLC otherCadaret Grant & Co Inc otherOtherMay 9, 2006Aug 28, 2014 (3033 d)
Marcin UrbanowiczMorgan Stanley Dw Inc. unclassifiedCadaret Grant & Co Inc otherOtherMar 13, 2006Aug 31, 2007 (536 d)
Brian Patrick ClarkMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCadaret Grant & Co Inc BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 22, 2006Jul 26, 2023 (6363 d)
Matthew SmolskyLPL Financial LLC otherCadaret Grant & Co Inc otherOtherJan 5, 2006Aug 31, 2007 (603 d)
Gary Raymond BarnesLPL Financial LLC otherCadaret Grant & Co Inc otherOtherDec 31, 2005Jan 26, 2006
Derek Michael BellUBS Financial Services Inc. wirehouseCadaret Grant & Co Inc otherOtherNov 22, 2005Apr 17, 2007 (511 d)
David Joseph MihlonEquitable Advisors, LLC national BDCadaret Grant & Co Inc otherOtherOct 13, 2005Oct 17, 2005
James John BonaccorsiBonaccorsi & Zabloski Financial & Tax Consultants unclassifiedCadaret Grant & Co Inc otherOtherSep 28, 2005May 1, 2006 (215 d)
George Clayton NardoneBanc Of America Investment Services, Inc. unclassifiedCadaret Grant & Co Inc otherOtherJun 2, 2005Feb 7, 2007 (615 d)
Terence Patrick Coholan1717 Capital Management Company unclassifiedCadaret Grant & Co Inc BD affiliatedOtherFeb 23, 2005May 4, 2021 (5914 d)
Paul Scott LevisAllianz Global Investors Managed Accounts LLC otherCadaret Grant & Co Inc otherOtherJan 20, 2005Feb 27, 2015 (3690 d)
Charles James WetzelGilman + Ciocia, Inc. unclassifiedCadaret Grant & Co Inc otherOtherDec 31, 2004Oct 3, 2008 (1372 d)
David Patrick ReschKeybanc Capital Markets Inc. unclassifiedCadaret Grant & Co Inc otherOtherNov 30, 2004Mar 7, 2011 (2288 d)
R Patricia GrenierGrenier Baker & Associates, Inc unclassifiedCadaret Grant & Co Inc otherOtherSep 23, 2004May 1, 2006 (585 d)
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371 moves match.