| Stephen Anthony Calderara | LPL Financial LLC other | Alliancebernstein L.P. other | Other | Oct 12, 2006 | Oct 11, 2006 |
| Alexander T. Fokides | Equitable Advisors, LLC national BD | Alliancebernstein L.P. other | Other | Oct 11, 2006 | Nov 9, 2006 |
| Joseph R. Mclean | Lord, Abbett & Co. LLC other | Alliancebernstein L.P. other | Other | Oct 5, 2006 | Oct 31, 2006 |
| Joseph Thomas Haag | Allianz Global Investors Managed Accounts LLC other | Alliancebernstein L.P. other | Other | Oct 3, 2006 | Oct 6, 2006 |
| Aaron Byrd | Weik Capital Management other | Alliancebernstein L.P. other | Other | Sep 6, 2006 | Oct 3, 2006 |
| Jeffrey D Leclair | A. G. Edwards & Sons, Inc. unclassified | Alliancebernstein L.P. asset manager | Other | Aug 4, 2006 | Dec 12, 2023 (6339 d) |
| Thomas Carl Pfeifer | Lord, Abbett & Co. LLC other | Alliancebernstein L.P. other | Other | Jul 17, 2006 | Jul 27, 2006 |
| Jason Paul Stevens | Bofa Advisors, LLC other | Alliancebernstein L.P. other | Other | Jul 12, 2006 | Aug 7, 2006 |
| Jose Rolando Garcia | Banc Of America Investment Services, Inc. unclassified | Alliancebernstein L.P. other | Other | Jul 5, 2006 | Jul 28, 2006 |
| David Erick Crowdus | Citigroup Global Markets Inc. other | Alliancebernstein L.P. other | Other | May 26, 2006 | Jun 9, 2006 |
| Adam F Epstein | Merrill Lynch Investment Managers LP unclassified | Alliancebernstein L.P. other | Other | May 3, 2006 | May 3, 2006 |
| Robert E Emrich | Lord, Abbett & Co. LLC other | Alliancebernstein L.P. other | Other | Apr 10, 2006 | Apr 17, 2006 |
| John Angus Lubbock | Morgan Stanley Dw Inc. unclassified | Alliancebernstein L.P. other | Other | Feb 23, 2006 | May 30, 2006 (96 d) |
| Carlos Narvaez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. other | Other | Feb 16, 2006 | Mar 7, 2006 |
| Jerel Rodney Llanto Ona | Ameriprise Financial Services, LLC national BD | Alliancebernstein L.P. other | Other | Feb 1, 2006 | Feb 22, 2006 |
| Brian David Stokes | Morgan Stanley Dw Inc. unclassified | Alliancebernstein L.P. other | Other | Jan 11, 2006 | Jan 20, 2006 |
| Rodney Andrew Kehler | Chase Investment Services Corp. other | Alliancebernstein L.P. other | Other | Jan 3, 2006 | Feb 1, 2006 |
| Jared Mark Piche | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. other | Other | Jan 3, 2006 | Jan 11, 2006 |
| Kevin Gang | Federated Investment Counseling other | Alliancebernstein L.P. other | Other | Sep 26, 2005 | Sep 28, 2005 |
| Ivan Miguel Mendoza | Pruco Securities, LLC other | Alliancebernstein L.P. other | Other | Aug 15, 2005 | Feb 28, 2012 (2388 d) |
| Allison Judson Romm | Vestor Capital Securities, LLC unclassified | Alliancebernstein L.P. other | Other | Aug 2, 2005 | Jan 8, 2013 (2716 d) |
| Justin William Jack Wollman | Ameriprise Financial Services, LLC national BD | Alliancebernstein L.P. other | Other | Jun 29, 2005 | Sep 28, 2005 (91 d) |
| Joseph James Proscia | Allianz Global Investors Managed Accounts LLC other | Alliancebernstein L.P. other | Other | Jun 7, 2005 | Jun 21, 2005 |
| Adam Scott Levy | Ernst & Young Investment Advisers Llp no RAUM | Alliancebernstein L.P. other | Other | Jun 6, 2005 | Oct 17, 2005 (133 d) |
| Richard Sokol | Kesef Financial Group unclassified | Alliancebernstein L.P. other | Other | Jun 2, 2005 | Aug 16, 2005 (75 d) |
| James M Broderick | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. other | Other | May 27, 2005 | Mar 8, 2006 (285 d) |
| William Evans | Morgan Stanley Dw Inc. unclassified | Alliancebernstein L.P. other | Other | Feb 28, 2005 | Nov 30, 2010 (2101 d) |
| Cearull Jack Horgan | Banc Of America Investment Services, Inc. unclassified | Alliancebernstein L.P. other | Other | Feb 23, 2005 | Mar 21, 2005 |
| Joseph Nii Kpakpa Quartey | Wells Fargo Advisors wirehouse | Alliancebernstein L.P. other | Other | Jan 3, 2005 | Nov 21, 2006 (687 d) |
| Kevin Michael Winters | Tcw Investment Management Company LLC other | Alliancebernstein L.P. other | Other | Dec 1, 2004 | Dec 15, 2004 |
| Scott Brown | Fisher Investments other | Alliancebernstein L.P. other | Other | Sep 29, 2004 | Oct 8, 2004 |
| Matthew Scott Pritzkur | Ameriprise Financial Services, LLC national BD | Alliancebernstein L.P. other | Other | Sep 15, 2004 | Mar 15, 2013 (3103 d) |
| Paul Selby Dolcimascolo | Morgan Stanley Dw Inc. unclassified | Alliancebernstein L.P. other | Other | Aug 31, 2004 | Nov 23, 2004 (84 d) |
| Steven D Barbesh | New England Securities Corporation other | Alliancebernstein L.P. other | Other | Aug 23, 2004 | Aug 18, 2004 |
| Cory Matthew Dowell | Strategic Advisers LLC national BD | Alliancebernstein L.P. other | Other | Aug 6, 2004 | Aug 19, 2004 |
| Matthew Jon Teich | Banc Of America Investment Services, Inc. unclassified | Alliancebernstein L.P. other | Other | Jun 23, 2004 | Jul 12, 2004 |
| Michael Francis Connell | American Skandia Advisory Services, Inc. unclassified | Alliancebernstein L.P. other | Other | Mar 24, 2004 | Jun 16, 2004 (84 d) |
| Thomas Joel Cademartori | Placemark Investments, Inc. other | Alliancebernstein L.P. other | Other | Dec 31, 2003 | Mar 12, 2004 (72 d) |
| Richard Lindsay Newton Weaver | Wells Fargo Advisors wirehouse | Alliancebernstein L.P. other | Other | Dec 31, 2003 | Aug 22, 2015 (4252 d) |
| Dale Douglas Schroeder | Crossroads Capital Management LLC unclassified | Alliancebernstein L.P. other | Other | Dec 8, 2003 | Jan 2, 2007 (1121 d) |
| Daniel Lee Brunello | UBS Financial Services Inc. wirehouse | Alliancebernstein L.P. other | Other | Nov 26, 2003 | Apr 7, 2004 (133 d) |
| Francesco Martello | Morgan Stanley Dw Inc. unclassified | Alliancebernstein L.P. other | Other | Nov 14, 2003 | Jan 13, 2004 (60 d) |
| Joseph Donald Ochoa | Charles Schwab & Co., Inc. national BD | Alliancebernstein L.P. other | Other | Oct 27, 2003 | Jul 14, 2004 (261 d) |
| William J. Goldberg | Kpmg Investment Advisors unclassified | Alliancebernstein L.P. other | Other | Sep 22, 2003 | Jan 2, 2004 (102 d) |
| David Williams Gibbons | Quick & Reilly, Inc. unclassified | Alliancebernstein L.P. other | Other | Sep 11, 2003 | Dec 15, 2003 (95 d) |
| Eric Scott Holt | Carnick & Company, Incorporated unclassified | Alliancebernstein L.P. other | Other | Jul 10, 2003 | Mar 30, 2005 (629 d) |
| Andrew William Frevert | Morgan Stanley Dw Inc. unclassified | Alliancebernstein L.P. other | Other | Jun 20, 2003 | Dec 17, 2003 (180 d) |
| Adan S. Chavana | Ameriprise Financial Services, LLC national BD | Alliancebernstein L.P. asset manager | Other | May 8, 2003 | Oct 8, 2023 (7458 d) |
| Bradley Ellis Nassar | Natcity Investments, Inc. unclassified | Alliancebernstein L.P. other | Other | Apr 25, 2003 | Sep 29, 2011 (3079 d) |
| Amy Rebecca Frank Goldman | Strategic Advisers LLC national BD | Alliancebernstein L.P. other | Other | Feb 18, 2003 | Jun 21, 2004 (489 d) |
| Carolyn A Meske | Neuberger Berman Bd LLC other | Alliancebernstein L.P. other | Other | Oct 2, 2002 | Jan 1, 2006 (1187 d) |