| David Allen Wasson | Wasson Retirement Services, LLC unclassified | Brookstone Capital Management LLC other | Other | Dec 14, 2009 | Jan 15, 2010 (32 d) |
| Richard Alan Leasure | USA Wealth Management LLC other | Brookstone Capital Management LLC other | Other | Dec 10, 2009 | Jan 4, 2010 |
| James Edward Van Meter | Tahoe Financial Planning LLC unclassified | Brookstone Capital Management LLC other | Other | Nov 23, 2009 | Mar 6, 2013 (1199 d) |
| Anita Lynne Wiggins | UBS Financial Services Inc. wirehouse | Brookstone Capital Management LLC other | Other | Oct 6, 2009 | Jun 18, 2010 (255 d) |
| Laura Helen Stover | Sterne Agee Investment Advisor Services, Inc. other | Brookstone Capital Management LLC other | Other | Sep 28, 2009 | Oct 7, 2009 |
| Nadim "Dean" Zayed | Waterstone Financial Group, Inc. unclassified | Brookstone Capital Management LLC other | Other | Aug 18, 2009 | Aug 21, 2006 |
| Donald James Traugott | Equitable Advisors, LLC national BD | Brookstone Capital Management LLC other | Other | Aug 4, 2009 | Feb 2, 2011 (547 d) |
| Dennis Gerald Stokley | Financial Security Advisory Inc other | Brookstone Capital Management LLC other | Other | Jun 30, 2009 | Sep 29, 2009 (91 d) |
| David Angus Dickens | Cu Investment Solutions LLC state registered | Brookstone Capital Management LLC other | Other | Feb 10, 2009 | Apr 12, 2010 (426 d) |
| Kenneth James New | USA Financial Securities LLC other | Brookstone Capital Management LLC other | Other | Feb 4, 2009 | Apr 16, 2009 (71 d) |
| John Fulton Evans | Greenbook Investment Management, Inc. unclassified | Brookstone Capital Management LLC other | Other | Jan 16, 2009 | Feb 23, 2007 |
| Marsha G Harris | Oneamerica Securities, Inc. other | Brookstone Capital Management LLC other | Other | Jan 14, 2009 | Mar 25, 2009 (70 d) |
| James Dennis Underwood | Valic Financial Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Jan 7, 2009 | Jul 6, 2010 (545 d) |
| David Morgan | Reap In Wealth Management, LLC state registered | Brookstone Capital Management LLC other | Other | Dec 31, 2008 | Jun 11, 2008 |
| Michael Jerry Snasel | Voya Financial Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Dec 31, 2008 | Dec 22, 2010 (721 d) |
| Kevin Todd Clark | Spc other | Brookstone Capital Management LLC other | Other | Dec 31, 2008 | Feb 8, 2018 (3326 d) |
| Scott Perry Carter | American Investment Services other | Brookstone Capital Management LLC other | Other | Oct 28, 2008 | Oct 7, 2009 (344 d) |
| Jeffrey Allen Barnard | Woodstock Financial Group, Inc. other | Brookstone Capital Management LLC other | Other | Oct 24, 2008 | Jan 7, 2009 (75 d) |
| Jason John Glisczynski | Glisczynski & Associates, Inc. unclassified | Brookstone Capital Management LLC other | Other | Aug 20, 2008 | Feb 5, 2008 |
| Patrick Lee Marcell | Glisczynski & Associates, Inc. unclassified | Brookstone Capital Management LLC other | Other | Aug 20, 2008 | Feb 11, 2008 |
| Ed L Pennington | Senior Times LLC unclassified | Brookstone Capital Management LLC other | Other | Jun 24, 2008 | Feb 27, 2008 |
| Angelica Roxas | Financial Leadership Advisors, Inc. unclassified | Brookstone Capital Management LLC other | Other | Jun 17, 2008 | Nov 30, 2009 (531 d) |
| Dustin Daniel Mundorf | Planmember Securities Corporation other | Brookstone Capital Management LLC other | Other | Feb 5, 2008 | Jun 6, 2016 (3044 d) |
| Radon Newton Stancil | Diversified Estate Services, LLC unclassified | Brookstone Capital Management LLC other | Other | Jan 16, 2008 | Jan 18, 2008 |
| David Aaron Lee | C. W. "Chuck" Beale & Associates Retirement Planning, LLC unclassified | Brookstone Capital Management LLC other | Other | Dec 18, 2007 | Jan 7, 2008 |
| Matthew Alan Taylor | Next Financial Group, Inc. other | Brookstone Capital Management LLC other | Other | Sep 27, 2007 | Oct 2, 2007 |
| Russell T Amsden | New England Securities Corporation other | Brookstone Capital Management LLC other | Other | Sep 5, 2007 | Feb 12, 2010 (891 d) |
| David Aaron Campbell | Morgan Keegan & Company, LLC other | Brookstone Capital Management LLC other | Other | Aug 21, 2007 | Sep 7, 2007 |
| Chad A Slagle | Kalos Management other | Brookstone Capital Management LLC other | Other | Dec 19, 2006 | Dec 13, 2006 |
| Jonathan Frank Mazur | Principal Securities, Inc. other | Brookstone Capital Management LLC other | Other | Oct 27, 2006 | Nov 14, 2006 |
| Jeremy Matthew Rettich | Kalos Management other | Brookstone Capital Management LLC other | Other | Oct 3, 2006 | Apr 10, 2007 (189 d) |
| Steven Lind Bowlds | Kalos Management other | Brookstone Capital Management LLC other | Other | Oct 2, 2006 | Jan 19, 2007 (109 d) |
| Lynn Seldon Bridges | New England Securities Corporation other | Brookstone Capital Management LLC other | Other | Jul 11, 2005 | Jan 4, 2018 (4560 d) |
| Mark David Perkins | Waterstone Financial Group, Inc. unclassified | Brookstone Capital Management LLC other | Other | Dec 31, 2004 | Aug 2, 2011 (2405 d) |
| Kenneth Eugene Plummer | Transamerica Financial Advisors, LLC other | Brookstone Capital Management LLC other | Other | Dec 31, 2003 | Feb 13, 2009 (1871 d) |
| John Walter Rodney Harris | New England Securities Corporation other | Brookstone Capital Management LLC independent RIA | Other | Oct 1, 2003 | Jun 18, 2018 (5374 d) |
| Gary John Shramuk | Securian Financial Services, Inc. other | Brookstone Capital Management LLC other | Other | Sep 19, 2003 | Jul 12, 2010 (2488 d) |
| Jeffrey Paul Vogan | 1st Global Advisors Inc other | Brookstone Capital Management LLC other | Other | Jul 29, 2003 | Jan 21, 2010 (2368 d) |
| Billy James Aycock | Quick & Reilly, Inc. unclassified | Brookstone Capital Management LLC other | Other | May 12, 2003 | Sep 26, 2013 (3790 d) |
| Paul Mitchell Tarins | Bny Mellon Securities Corporation other | Brookstone Capital Management LLC other | Other | Apr 2, 2003 | Oct 16, 2013 (3850 d) |
| George H Clougher | Mps-Loria Financial Planners,LLC other | Brookstone Capital Management LLC independent RIA | Other | Mar 31, 2003 | Jul 3, 2019 (5938 d) |
| Christopher Allen Graham | Ameriprise Financial Services, LLC national BD | Brookstone Capital Management LLC other | Other | Feb 18, 2003 | Jun 26, 2008 (1955 d) |
| Joseph Edward Elsasser | Equitable Advisors, LLC national BD | Brookstone Capital Management LLC other | Other | Jan 7, 2003 | Oct 17, 2008 (2110 d) |