DFX Intelligence
Advisor moves
Arrivals at Hightower Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,009 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Giangrande | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| David Siegel | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Gregory Slater | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Mitchell Scott Brill | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| James John Dowling | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Conor Ryan | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Scott Tasch | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Courtney Ingraham | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Todd Stewart Levy | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Charles Paksi | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Ryan Darmofal | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Brennian Antell | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Adam Nalewajek | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Anthony Croce | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Michael Buonassisi | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Dylan Curran | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Jeffrey Wu | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Tyler Bisack | Altium Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Apr 21, 2023 |
| Brandon Paolillo | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | Apr 25, 2023 |
| Ellen Clarke Bradford | Wells Fargo Advisors wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2023 | May 19, 2023 |
| Jocelyn Lea Childs | Ameriprise Financial Services, LLC national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2023 | Nov 24, 2025 (929 d) |
| Adam Scharf | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Aug 15, 2023 (106 d) |
| Paul Justen Hensley | Creative Planning independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2023 | Sep 13, 2023 (135 d) |
| Kevin Paul Vidrine | Brian Low Financial Group, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 26, 2023 | May 19, 2023 |
| Dorothy Inez Bickling | Bickling Financial Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Apr 19, 2023 |
| Bruce Neil Goodman | Bickling Financial Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Apr 25, 2023 |
| Robin Jeanne Urciouli | Bickling Financial Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Apr 5, 2023 |
| Michele Pasqualina | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2023 | Apr 14, 2023 |
| Paul Allan Mcfeeley | Oppenheimer & Co. Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Jan 1, 2025 (625 d) |
| Mark Libby Puryear | Janney Montgomery Scott LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2023 | Jul 6, 2023 (85 d) |
| Austin Grant Sweet | LPL Financial LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Mar 23, 2023 |
| Ziying Zhou | Hub Investment Partners, LLC other | Hightower Advisors, LLC BD affiliated | Other | Mar 30, 2023 | Sep 21, 2023 (175 d) |
| Iran Guerrero Harvell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2023 | May 4, 2023 (38 d) |
| David Anthony Piccirilli | Choreo, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2023 | Aug 27, 2024 (525 d) |
| Bryan Ernest Leake | Ameriprise Financial Services, LLC national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Jan 18, 2024 (337 d) |
| Blaine Robbi Carver | Jdl Advisers independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 13, 2023 | Jan 1, 2025 (688 d) |
| Alex Ray Hoveln | Valmark Advisers, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2023 | Feb 10, 2023 |
| Sergio Gerardo Garcia | Bfs Advisory Group, LLC unclassified | Hightower Advisors, LLC BD affiliated | Other | Jan 30, 2023 | Feb 9, 2023 |
| Nicholas Andrew Stumpo | Vanguard Advisers, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2023 | Jan 26, 2023 |
| Brendon Winkler | Moneta Group Investment Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 26, 2023 | Jan 7, 2025 (712 d) |
| Bridget Quigley Casher | Conrad Siegel Investment Advisors institutional | Hightower Advisors, LLC BD affiliated | Other | Jan 11, 2023 | Jan 23, 2023 |
| Yvette Aileen Fernandez | Ameriprise Financial Services, LLC national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Jan 11, 2023 |
| Scott Allen Sheffield | Sovereign Wealth Advisors, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2022 | Dec 9, 2022 |
| Tara Johnson | Sovereign Wealth Advisors, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2022 | Dec 9, 2022 |
| Sharon Lailey | Sovereign Wealth Advisors, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2022 | Dec 9, 2022 |
| Kenneth Floyd Fox | LPL Financial LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2022 | Dec 16, 2022 |
| Douglas Christopher Harkins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2022 | Dec 8, 2022 |
| Sean Matthew Ullrich | Cambridge Investment Research Advisors, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2022 | Jan 5, 2026 (1127 d) |
| Joena Nicole Bartolini Mitchell | Raymond James & Associates, Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Jul 30, 2026 (1338 d) |
| Joseph J Trainor | Municrest Investment Management Company, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 28, 2022 | Aug 1, 2023 (246 d) |
| Michael Edwards | Municrest Investment Management Company, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 28, 2022 | Aug 1, 2023 (246 d) |
| Miles Jay Johnson | Ipsen Advisor Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 23, 2022 | Nov 29, 2022 |
| Trevor Lawerence Phillippi | Hightower 6m Holding, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2022 | Oct 31, 2022 |
| Timothy John Lynch | Hightower 6m Holding, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2022 | Oct 31, 2022 |
| Jordan M Swisher | Hightower 6m Holding, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2022 | Oct 31, 2022 |
| Joshua Aaron Buffolino | Hightower 6m Holding, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2022 | Oct 31, 2022 |
| Amber Helms | Hightower 6m Holding, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2022 | Oct 31, 2022 |
| Jason Mayers | Hightower 6m Holding, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2022 | Oct 31, 2022 |
| John Swanson | Sheppard Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2022 | Sep 2, 2022 |
| Yu Oen | Optimal Portfolio, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 11, 2022 | Oct 31, 2022 |