DFX Intelligence
Advisor moves
Arrivals at Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
7,113 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Scott Flamm | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 5, 2025 |
| Kurt Edward Decker | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 4, 2025 |
| William O Baumberger | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 4, 2025 |
| Kevin Patrick Smith | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 5, 2025 |
| Alexandria Paige Halstead | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 1, 2025 |
| Benjamin G Boros | Strategic Advisers LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 11, 2025 |
| Jasmine Monet Mcgimpsey | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Apr 16, 2026 (133 d) |
| Michael Joseph Alvini | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 1, 2025 |
| Wesley Trunell | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 1, 2025 |
| Zack Michael Walton | Empower Advisory Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 18, 2025 |
| Tamara Leigh Radice | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Nov 25, 2025 |
| Russell Sidney Johnson | Johnson Financial Services LLC unclassified | Ameriprise Financial Services, LLC national BD | Other | Nov 26, 2025 | Apr 11, 2025 |
| David Lettinga | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Dec 8, 2025 |
| Mark Richard Weibel | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 18, 2025 |
| Gail E Testa-Romano | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 17, 2025 |
| Carolyn D Verba | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 27, 2025 |
| Bruce Andrew Evans | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 17, 2025 |
| James Orchard | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Jan 14, 2026 (54 d) |
| Robin Patricia Lewandowski | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Jeffrey Shawn Matchett | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Matthew P Hume | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Toni Lynne Paup | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Tanya Lee Hoffman | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Dylan Mancuso | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Arris Magtibay | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Nov 20, 2025 | Jan 13, 2026 (54 d) |
| Charles Timothy Owens | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 8, 2025 |
| Christopher Thomas Clarke | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 14, 2025 |
| Nicholas Lenski | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Dec 1, 2025 |
| Gina Annette Lapiner | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 14, 2025 |
| Lauren Aylmer | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 25, 2025 |
| Kevin Ray Mcdevitt | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Dec 5, 2025 |
| John Peter Banks | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 7, 2025 |
| Caden Edward Thompson | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Nov 3, 2025 |
| Stephanie Hand Mcclain | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Nov 12, 2025 |
| Francisco Hernan Munoz Figueroa | Morgan Stanley wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Nov 11, 2025 | Oct 31, 2025 |
| William Vincent Canale | Quartz Partners Investment Management independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Jean Victoria Alexander Alessandrini | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 7, 2025 |
| Malcolm Rose | Truist Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Sep 3, 2026 (300 d) |
| Jeffrey Don Peace | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Oct 31, 2025 |
| Anthony Rudy Williams | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Oct 31, 2025 |
| Kevin Lee Sherman | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Oct 31, 2025 |
| Farnaz Tajadod | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 17, 2025 |
| Kenneth Belter | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2025 | Nov 3, 2025 |
| Xin Chen | Hsbc Securities (USA) Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Oct 30, 2025 |
| Christopher Michael Hall | Morgan Stanley wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2025 | Nov 11, 2025 |
| Nicholas Maximilian Seybold | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 31, 2025 |
| Sarah Renee Caruso | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 24, 2025 |
| Chad Ian Akselrad | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Jun 19, 2026 (228 d) |
| Stacy Mills | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 31, 2025 |
| Peter Ward Gooding | First Command Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 3, 2025 |
| Bernard Joseph Havey | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Joseph O Vigil | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 31, 2025 |
| Kale Everett Youtzy | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 31, 2025 |
| Charles Marc Shalmi | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 27, 2025 |
| Stephen Alan Jaffe | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 28, 2025 |
| Paul Mark Bonaccini | Wedbush Securities Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Nov 3, 2025 |
| Candia Rose Di Tonno | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 28, 2025 |
| John James Pescatore | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 29, 2025 |
| Sean Patrick Loveday | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 24, 2025 |
| Lance P Ross | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 27, 2025 |