| Scott Wesley Foster | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Sep 19, 2008 | Sep 16, 2008 |
| Todd Jonathan Feintuch | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 15, 2008 | Sep 23, 2008 |
| David Mcpherson | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 11, 2008 | Sep 14, 2010 (733 d) |
| Aaron M Brown | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 5, 2008 | Feb 18, 2010 (531 d) |
| Elizabeth Ann Updike | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 3, 2008 | Dec 16, 2013 (1930 d) |
| Ralph S Munroe | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 19, 2008 | Aug 29, 2008 |
| Jeffrey Scott Hatton | First Horizon Advisors, Inc other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 14, 2008 | Aug 20, 2008 |
| Chad Everette Reynolds | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 10, 2008 | Jul 15, 2008 |
| Christopher Michael Heilman | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 17, 2008 | Jun 17, 2008 |
| David Bryan Leigh | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 13, 2008 | Jul 1, 2008 |
| Charles Scott Estes | Banc Of America Investment Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jun 9, 2008 | Jul 28, 2008 (49 d) |
| Christopher S Freddo | Pnc Wealth Management other | Bb&T Investment Services, Inc. other | Other | Jun 5, 2008 | Jul 3, 2017 (3315 d) |
| Jennifer Hatcher Beaulieu | Scott & Stringfellow, LLC other | Bb&T Investment Services, Inc. no RAUM | Other | May 16, 2008 | May 20, 2008 |
| Lee Christopher | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | May 9, 2008 | Apr 17, 2008 |
| James Gray Spencer | Bi Investments, LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Apr 15, 2008 | Aug 28, 2008 (135 d) |
| Karyn C Talarico | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 2, 2008 | Apr 7, 2008 |
| Cody Bryan Tellis | Waddell & Reed other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 14, 2008 | Apr 22, 2008 (39 d) |
| Ronald S Pricenor | Uvest Financial Services Group, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 12, 2008 | Apr 11, 2008 |
| Afua Kusiwah Bandoh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 11, 2008 | Jun 20, 2008 (101 d) |
| Christina Johnson Lane | Lanark Financial, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 4, 2008 | Mar 25, 2008 |
| Matthew Adam Day | LPL Financial LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 4, 2008 | Mar 19, 2008 |
| Timothy Allen Watson | UBS Financial Services Inc. wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 3, 2008 | Nov 9, 2009 (616 d) |
| Robert Gerard Howard | New England Securities Corporation other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 27, 2008 | Feb 20, 2008 |
| Thomas Moffett Sowers | Citigroup Global Markets Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 21, 2008 | Feb 20, 2008 |
| Charles Manuel Burdette | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 29, 2008 | Aug 12, 2008 (196 d) |
| Keith Alan Johnson | Morgan Stanley & Co. LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jan 25, 2008 | Mar 18, 2008 (53 d) |
| Robert Horowitz | Citigroup Global Markets Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 15, 2008 | Jul 9, 2008 (176 d) |
| Mark Anthony Grunder | First Horizon Advisors, Inc other | Bb&T Investment Services, Inc. other | Other | Jan 2, 2008 | Feb 1, 2016 (2952 d) |
| Gregory Neil Mayes | Sterne Agee Investment Advisor Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 31, 2007 | Aug 25, 2008 (238 d) |
| Brian Thomas Brunick | Uvest Financial Services Group, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Dec 4, 2007 | Jan 22, 2008 (49 d) |
| James L. Spickard | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 20, 2007 | Mar 8, 2011 (1204 d) |
| Philip Polito | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 16, 2007 | Dec 4, 2007 |
| Alex Chisholm | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Oct 31, 2007 | Nov 26, 2007 |
| Anne Fievet Lamb | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 12, 2007 | Jan 7, 2008 (87 d) |
| Karen Esposito Cole | Provise Management Group, LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Sep 25, 2007 | Nov 25, 2009 (792 d) |
| Charles David Mitchell | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 21, 2007 | Dec 5, 2007 (75 d) |
| Kevin Lee Loftin | Uvest Financial Services Group, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Aug 28, 2007 | Dec 17, 2007 (111 d) |
| Michael Stuart Freeman | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 27, 2007 | Aug 21, 2007 |
| Justin Brooks Bunting | Morgan Stanley & Co. LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Aug 16, 2007 | Jul 16, 2008 (335 d) |
| Max Lloyd Barnhardt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 7, 2007 | Oct 11, 2007 (65 d) |
| Joseph William Rahall | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2007 | Jul 15, 2008 (350 d) |
| Ronald Edward Schroeter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 20, 2007 | Aug 21, 2007 (32 d) |
| Allison M Taylor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 28, 2007 | Oct 22, 2007 (116 d) |
| John Everett Bennett | J.J.B. Hilliard, W.L. Lyons, LLC other | Bb&T Investment Services, Inc. no RAUM | Other | May 21, 2007 | Sep 19, 2007 (121 d) |
| Vincent Dewayne Whatley | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 21, 2007 | May 25, 2007 |
| Monica Yates Harrison-Church | Chase Investment Services Corp. other | Bb&T Investment Services, Inc. no RAUM | Other | May 15, 2007 | Jun 13, 2007 |
| Michael Thomas Gilmartin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 15, 2007 | May 31, 2007 |
| Dustin Mychael Vanweerdhuizen | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 3, 2007 | Jun 6, 2007 (34 d) |
| Patrycja Plucinski | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 2, 2007 | Jan 23, 2008 (266 d) |
| Erin Hershey Serrate | U.S. Bancorp Investments, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 19, 2007 | Jan 23, 2007 |
| Jeffrey Scott Hughes | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 12, 2007 | Jan 11, 2010 (1095 d) |
| Melissa Holding | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jan 8, 2007 | Mar 20, 2007 (71 d) |
| Michael Keith Graham | John Hancock Distributors LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Dec 31, 2006 | Jan 5, 2010 (1101 d) |
| Candice Owens Howell | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 11, 2006 | Dec 18, 2006 |
| James Creath Ridley | Amsouth Investment Management Company LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Nov 2, 2006 | Nov 14, 2006 |
| Geoffrey Colin Turner | LPL Financial LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Oct 26, 2006 | Oct 17, 2006 |
| William Clay Tucker | Ironstone Securities, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Oct 12, 2006 | Oct 24, 2006 |
| Emily Blair Dunstan | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Oct 6, 2006 | Dec 20, 2006 (75 d) |
| Charles Edwin Snyder | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Sep 28, 2006 | May 29, 2007 (243 d) |
| Jeffery Michael Keczan | Bi Investments, LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Sep 6, 2006 | Sep 18, 2006 |