Arrivals at Osaic Fs, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Joseph Charles Randazzo	Sterne Agee Investment Advisor Services, Inc. other	Osaic Fs, Inc. other	Other	Dec 31, 2004	Jan 12, 2005
Kevin Mcdermott	Esi Financial Advisors other	Osaic Fs, Inc. other	Other	Dec 10, 2004	Aug 21, 2006 (619 d)
Jeremy Jason Gassman	Informed Resources, Inc. unclassified	Osaic Fs, Inc. other	Other	Dec 9, 2004	Jun 10, 2004
Sean Michael Shea	Pruco Securities, LLC other	Osaic Fs, Inc. other	Other	Nov 11, 2004	Aug 29, 2005 (291 d)
Michael Jon Macdonald	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Oct 14, 2004	Jan 31, 2000
Lesley Brian Wilson	Mony Securities Corporation unclassified	Osaic Fs, Inc. other	Other	Sep 14, 2004	Sep 17, 2004
Gregory Scott Norris	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fs, Inc. other	Other	Jul 1, 2004	Nov 17, 2005 (504 d)
Danny Nash Hankins	Voya Financial Advisors, Inc. other	Osaic Fs, Inc. other	Other	Jun 30, 2004	Jul 2, 2004
Jonathan Webber Marvin	Ws Griffith Securities, Inc. unclassified	Osaic Fs, Inc. other	Other	Jun 18, 2004	May 24, 2004
Stephen Takashi Sugai	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Jun 11, 2004	Aug 6, 2004 (56 d)
Donald Lee Garton	Ameriprise Financial Services, LLC national BD	Osaic Fs, Inc. other	Other	Jun 4, 2004	Jun 4, 2004
Simler Creig Batcheler	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Jun 3, 2004	Jan 31, 2007 (972 d)
Linda Kay Rachel	Denk Strategic Wealth Partners other	Osaic Fs, Inc. other	Other	May 11, 2004	May 17, 2004
Thomas B Sim	Securian Financial Services, Inc. other	Osaic Fs, Inc. other	Other	May 5, 2004	May 27, 2004
Michael Kevin Kortz	Securian Financial Services, Inc. other	Osaic Fs, Inc. other	Other	May 5, 2004	May 27, 2004
Christopher Bradley Milton	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Mar 18, 2004	Jun 14, 2002
Mark Joseph Setaro	Spire Wealth Management, LLC other	Osaic Fs, Inc. other	Other	Feb 27, 2004	May 18, 2004 (81 d)
Macgregor Maitland	Eastern Point Advisors Inc. unclassified	Osaic Fs, Inc. other	Other	Feb 3, 2004	Mar 17, 2011 (2599 d)
Robert Lindsey Baumann	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Feb 2, 2004	Mar 11, 2004 (38 d)
Marc Barton	Wells Fargo Advisors wirehouse	Osaic Fs, Inc. other	Other	Jan 14, 2004	Jan 8, 2004
Joseph Eugene Chory	Cetera Investment Advisers LLC other	Osaic Fs, Inc. other	Other	Dec 31, 2003	Feb 1, 2005 (398 d)
Steven Yoshihiro Kira	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Dec 31, 2003	Sep 13, 2004 (257 d)
David Lee Miller	1717 Capital Management Company unclassified	Osaic Fs, Inc. other	Other	Dec 18, 2003	Feb 11, 2004 (55 d)
David Michael Odonnell	New England Securities Corporation other	Osaic Fs, Inc. other	Other	Dec 1, 2003	Jul 15, 2005 (592 d)
Edgar A Wade	Equitable Advisors, LLC national BD	Osaic Fs, Inc. other	Other	Nov 24, 2003	Nov 22, 2005 (729 d)
Mark Christopher Spooner	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fs, Inc. other	Other	Nov 17, 2003	Nov 11, 2005 (725 d)
Duane Michael Hirsch	Uwharrie Investment Advisors, Inc. other	Osaic Fs, Inc. other	Other	Oct 31, 2003	Apr 12, 2004 (164 d)
Gene M Croom	Charles Schwab & Co., Inc. national BD	Osaic Fs, Inc. other	Other	Oct 31, 2003	Apr 23, 2004 (175 d)
William Albert Martin	Martin & Associates unclassified	Osaic Fs, Inc. other	Other	Aug 29, 2003	Sep 17, 2003
William Herbert Phillips	New England Securities Corporation other	Osaic Fs, Inc. other	Other	Jul 3, 2003	Jul 28, 2003
Dwight Lamont Ferguson	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Jun 26, 2003	Oct 30, 2002
Jon Charles Hutchison	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Jun 10, 2003	Feb 13, 2014 (3901 d)
Daniel John Mcdermott	New England Securities Corporation other	Osaic Fs, Inc. other	Other	Jun 5, 2003	Sep 15, 2014 (4120 d)
Anthony Fred Morgillo	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fs, Inc. other	Other	May 5, 2003	May 5, 2003
Kenneth W. Carone	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fs, Inc. other	Other	May 5, 2003	May 5, 2003
Marc Stephen Becker	Aura Financial Services, Inc. unclassified	Osaic Fs, Inc. other	Other	Apr 8, 2003	Jun 25, 2003 (78 d)
Brian Harding Dawahare	Veravest Investment Advisors, Inc. unclassified	Osaic Fs, Inc. other	Other	Apr 1, 2003	Aug 7, 2003 (128 d)
Donna Marie Rivera	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 31, 2003	Mar 11, 2003
Stephen James Resch	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 31, 2003	Mar 10, 2003
Eugene William Harris	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 31, 2003	Mar 21, 2003
David S. Long	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 31, 2003	Mar 21, 2003
David Scott Chorney	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 31, 2003	Mar 10, 2003
Brian Howard Saranovitz	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 31, 2003	Mar 25, 2003
William Theodore Brice	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 31, 2003	Mar 10, 2003
Christopher Joseph Dwyer	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 27, 2003	Mar 21, 2003
Steven Craig Sovde	Veravest Investment Advisors, Inc. unclassified	Osaic Fs, Inc. other	Other	Mar 26, 2003	Apr 4, 2003
Douglas Paul Harrigan	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 25, 2003	Mar 14, 2003
Frank Eugene Metrusky	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 25, 2003	Mar 14, 2003
Chester Miller Mccord	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 21, 2003	Mar 12, 2003
Carl Kaliszewski	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 21, 2003	Mar 12, 2003
Lawrence Jay Agler	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 11, 2003	Aug 18, 1999
Lee James Couture	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 11, 2003	Mar 7, 2003
Karl Thomas Crytser	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Mar 3, 2003	Feb 28, 2003
Mario Anthony Giovannucci	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Feb 26, 2003	Feb 26, 2003
Paul Joseph Smith	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Feb 26, 2003	Feb 18, 2003
Mark Elmer Stevenson	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Feb 14, 2003	Feb 13, 2003
Joseph Julius Bublewicz	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Feb 14, 2003	Feb 13, 2003
Morris Francis Licciardello	Polaris Advisory Services Inc unclassified	Osaic Fs, Inc. other	Other	Feb 14, 2003	Feb 13, 2003
Michael Anthony Mooney	Equitable Advisors, LLC national BD	Osaic Fs, Inc. other	Other	Jan 29, 2003	Oct 28, 2003 (272 d)
James Edmond Dortch	Veravest Investment Advisors, Inc. unclassified	Osaic Fs, Inc. other	Other	Jan 22, 2003	Aug 7, 2003 (197 d)

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490 moves match.