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Advisor moves
Arrivals at Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathleen A Fisher | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2020 | Jan 17, 2020 |
| Dawn Autin Dupre | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2020 | Jan 17, 2020 |
| Megan Elizabeth Dupre-Keating | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2020 | Jan 17, 2020 |
| Sarah Lindsay Stevens Smith | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2020 | Jan 17, 2020 |
| Timothy Smith Jones | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2020 | Dec 20, 2019 |
| Teresa Lynn Swimm | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 7, 2020 | Jan 2, 2020 |
| Amy Sue Murray | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 7, 2020 | May 10, 2021 (489 d) |
| Christopher Byron Graper | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2019 | Jan 6, 2020 |
| Maria Luisa Abrams | Osaic Fa, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2019 | Jan 6, 2020 |
| John Stephen Beloin | LPL Financial LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Nov 21, 2019 |
| Peter James Lamberti | Oppenheimer & Co. Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 11, 2019 |
| Melissa Hamilton | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2019 | Dec 5, 2019 |
| Edward Spann Reames | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2019 | Nov 15, 2019 |
| Lynn Suzanne Erskine | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2019 | Nov 11, 2019 |
| Elizabeth Ann Plunkett | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2019 | Oct 17, 2019 |
| Christopher James Ozazewski | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2019 | Oct 17, 2019 |
| Eric B. Decker | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2019 | Oct 17, 2019 |
| Edwin Gabriel Waingart | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2019 | Sep 3, 2019 |
| David Christian Luke | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 3, 2019 |
| George A Koutsioukis | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 3, 2019 |
| Charissa Ann Konz | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2019 | Sep 4, 2019 |
| Rishi Dev Anand | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2019 | Aug 19, 2019 |
| Brandon James Monahan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2019 | Aug 5, 2019 |
| Paul R Doupe | John Hancock Investment Management LLC asset manager | Janney Montgomery Scott LLC BD affiliated | Other | Jul 31, 2019 | Jun 4, 2024 (1770 d) |
| Allie Lynnette Gamble-Taylor | Raymond James Financial Services Advisors, Inc BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2019 | Nov 12, 2019 (124 d) |
| William Haslett Sewell | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Jul 20, 2019 |
| Charles Mark Willoughby | J.J.B. Hilliard, W.L. Lyons, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2019 | Jun 18, 2019 |
| Jorge Andres Kuri | Equitable Advisors, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2019 | Jun 25, 2019 |
| Steven Elliot Cooper | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2019 | Jun 19, 2019 |
| Granville Trey E Hastings | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2019 | Jun 19, 2019 |
| Ronald S Miller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2019 | Jun 19, 2019 |
| Oliver D Beck | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2019 | Jun 19, 2019 |
| Mary Anne Hartney | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 19, 2019 | Oct 18, 2019 (121 d) |
| Brett Aubrey Vetensky | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2019 | Jun 6, 2019 |
| Kenneth Mark Wapnitsky | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2019 | Jun 5, 2019 |
| Cody Ryan Demmel | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2019 | Jun 7, 2019 |
| Danielle Major | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 7, 2019 | Jun 24, 2019 |
| Stephen Mark Gansler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2019 | Jun 3, 2019 |
| Katherine L Bear | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2019 | Jun 3, 2019 |
| Colin P Burke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2019 | Jun 3, 2019 |
| Michael J Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2019 | Jun 3, 2019 |
| Lisa A Somers | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | Apr 16, 2019 |
| Brenda J Somers | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | Apr 16, 2019 |
| Julie Knight | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2019 | Apr 26, 2019 |
| David Christian Leavitt | Edward Jones national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2019 | Apr 24, 2019 |
| Jeffrey Thomas Schultz | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2019 | Apr 17, 2019 |
| Kevin P Mckane | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2019 | Apr 17, 2019 |
| Allison Odenthal | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2019 | May 1, 2019 |
| Gerald Zachary Brown | Ernst & Young Investment Advisers Llp no RAUM | Janney Montgomery Scott LLC BD affiliated | Other | Apr 3, 2019 | Apr 16, 2019 |
| Philip L Fried | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2019 | Mar 29, 2019 |
| Robert Vernon Mouro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2019 | Mar 28, 2019 |
| Donna Lorraine Judge | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2019 | Mar 27, 2019 |
| Scott Andrew Trevethan | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2019 | Mar 27, 2019 |
| Rachel Denise Sorrentino | Commonwealth Financial Network national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2019 | Mar 28, 2019 |
| Stacey Kea Altemus | Cuna Brokerage Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Feb 28, 2019 |
| Roberto Rosa | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2019 | Mar 5, 2019 |
| Karl Alvin Ernst | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2019 | Mar 5, 2019 |
| Susan A Miranda | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2019 | Mar 5, 2019 |
| Frederick Charles Leonard | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2019 | Mar 1, 2019 |
| Frederick Charles Leonard | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2019 | Mar 1, 2019 |
1,090 moves match.