Advisor moves

Arrivals at Usaa Financial Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas B. EyersAdvice And Planning Services otherUsaa Financial Planning Services no RAUMOtherFeb 12, 2008Aug 17, 2010 (917 d)
Charan J KhuranaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Feb 8, 2008Mar 27, 2008 (48 d)
Dustin Gray SuttleWells Fargo Advisors wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Feb 5, 2008Apr 10, 2008 (65 d)
James Lee CookLPL Financial LLC otherUsaa Financial Planning Services no RAUMOtherJan 31, 2008Mar 11, 2008 (40 d)
Robert Lee WellsCitigroup Global Markets Inc. otherUsaa Financial Planning Services no RAUMOtherJan 25, 2008Feb 4, 2008
Kathryne Elaine MickenUBS Financial Services Inc. wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 24, 2008Jan 29, 2008
Paul D HornWells Fargo Advisors wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 15, 2008Aug 6, 2010 (934 d)
John Christopher BarnesUBS Financial Services Inc. wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 9, 2008Feb 8, 2008
Donald Ray DupontUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherJan 2, 2008Jan 2, 2008
Christopher ChapaUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherDec 31, 2007May 11, 2007
Jose Miguel MartinezUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherDec 31, 2007May 14, 2007
Bryan Anthony WingMML Investors Services, LLC otherUsaa Financial Planning Services no RAUMOtherDec 31, 2007Jan 14, 2008
Alex ChisholmBb&T Investment Services, Inc. no RAUMUsaa Financial Planning Services no RAUMOtherDec 14, 2007Jul 13, 2009 (577 d)
Michael James KlorerUBS Financial Services Inc. wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 29, 2007Nov 30, 2007
Lawrence JohnsonMorgan Stanley & Co. LLC unclassifiedUsaa Financial Planning Services no RAUMOtherNov 28, 2007Apr 14, 2008 (138 d)
Bryan Patrick TheallUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherNov 7, 2007Nov 14, 2007
Martin James MataUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherOct 22, 2007Oct 22, 2007
John Lawrence SullivanUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherOct 22, 2007Oct 26, 2007
James Kendrick FeldmanUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherOct 15, 2007Oct 15, 2007
Richard William RoseUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherOct 15, 2007Oct 8, 2007
Michael Eugene ApolinarUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherOct 15, 2007Oct 23, 2007
Samin Mozaffari-NejadUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherOct 15, 2007Oct 23, 2007
Christopher David LordCharles Schwab & Co., Inc. national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 21, 2007Oct 11, 2007
Earl Thomas WeedonUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherSep 18, 2007Sep 27, 2007
Jocelyn CatesWells Fargo Investments, LLC unclassifiedUsaa Financial Planning Services no RAUMOtherSep 18, 2007Feb 15, 2008 (150 d)
Shannon TaylorAdvisors Asset Management, Inc. otherUsaa Financial Planning Services no RAUMOtherSep 11, 2007Nov 16, 2007 (66 d)
Edmund Allan OliverosUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherSep 5, 2007Sep 13, 2007
Daniel MeisenheimerBofa Advisors, LLC otherUsaa Financial Planning Services no RAUMOtherJul 27, 2007Aug 7, 2007
Jacob George AdamsAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 26, 2007Aug 10, 2007
John Kendall SeedallMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 17, 2007Oct 2, 2007 (77 d)
Craig Patrick MorganGreenbook Investment Management, Inc. unclassifiedUsaa Financial Planning Services no RAUMOtherJul 16, 2007Mar 16, 2009 (609 d)
Ellis James De JesusT. Rowe Price Advisory Services, Inc. no RAUMUsaa Financial Planning Services no RAUMOtherJul 9, 2007Jul 7, 2010 (1094 d)
Luis CasianAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 17, 2007Jul 16, 2007 (60 d)
James RussellUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherMay 14, 2007May 29, 2007
Jason Andrew GoveMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 17, 2007May 29, 2007 (42 d)
Regina Jui Chieh TsaiH. Beck, Inc. otherUsaa Financial Planning Services no RAUMOtherApr 9, 2007Dec 12, 2013 (2439 d)
Oliver Earl MatisonFidelity Personal Trust Company, Fsb unclassifiedUsaa Financial Planning Services no RAUMOtherMar 28, 2007Oct 19, 2011 (1666 d)
Mahmud JethaBey-Douglas, LLC Investment Counsel otherUsaa Financial Planning Services no RAUMOtherMar 23, 2007Apr 5, 2007
David Daniel ArvizuUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherMar 15, 2007Mar 28, 2007
Jason Michael GuloshBanc Of America Investment Services, Inc. unclassifiedUsaa Financial Planning Services no RAUMOtherFeb 28, 2007Mar 28, 2007
Kenneth Kaj HaycraftChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherFeb 21, 2007Mar 28, 2007 (35 d)
Dillon R MathenyWells Fargo Investments, LLC unclassifiedUsaa Financial Planning Services no RAUMOtherFeb 12, 2007Mar 21, 2007 (37 d)
Daniel A BaronUvest Financial Services Group, Inc. unclassifiedUsaa Financial Planning Services no RAUMOtherFeb 10, 2007Mar 28, 2007 (46 d)
Robert Daniel MoralesMissionsquare Retirement otherUsaa Financial Planning Services no RAUMOtherJan 30, 2007Mar 9, 2007 (38 d)
Bryan Wiliiam SkoruppaInvestment Professionals, Inc. otherUsaa Financial Planning Services no RAUMOtherJan 24, 2007Feb 21, 2007
Cade Rockwell SteenAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 19, 2007Feb 27, 2007 (39 d)
Macdonald Chukumah EtugboUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherNov 6, 2006Nov 6, 2006
Michael JimenezFirst Command Financial Planning, Inc. otherUsaa Financial Planning Services no RAUMOtherNov 1, 2006Nov 3, 2006
Gina Renee DeutschAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 31, 2006Oct 17, 2011 (1812 d)
Matthew Charles WollickVanguard Advisers, Inc. otherUsaa Financial Planning Services no RAUMOtherOct 30, 2006Aug 17, 2011 (1752 d)
Steven Patrick ParisMutual Service Corporation unclassifiedUsaa Financial Planning Services no RAUMOtherOct 19, 2006Nov 30, 2006 (42 d)
Nicholas James BrownWells Fargo Investments, LLC unclassifiedUsaa Financial Planning Services no RAUMOtherOct 17, 2006Nov 6, 2006
Derick Lee KannUsaa Investment Services Company otherUsaa Financial Planning Services no RAUMOtherOct 5, 2006Oct 5, 2006
Robert John WoottonMason Investment Advisory Services Inc otherUsaa Financial Planning Services no RAUMOtherSep 28, 2006Aug 12, 2011 (1779 d)
Steven David ChafinSecurian Financial Services, Inc. otherUsaa Financial Planning Services no RAUMOtherSep 21, 2006Dec 1, 2006 (71 d)
Jason Wayne DempseyBerthel Fisher & Company Financial Services, Inc. otherUsaa Financial Planning Services no RAUMOtherAug 23, 2006Feb 6, 2007 (167 d)
Stephen DolgosAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 3, 2006Jul 18, 2006
Celia Kathleen MartelAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 29, 2006Apr 9, 2008 (650 d)
Laurie Kay SimonsRobert W. Baird & Co. Incorporated otherUsaa Financial Planning Services no RAUMOtherJun 8, 2006Apr 26, 2011 (1783 d)
Christopher Matthew JohnsonAdvice And Planning Services otherUsaa Financial Planning Services no RAUMOtherMay 30, 2006Jun 21, 2013 (2579 d)
Page 9 of 10PreviousNext
589 moves match.