| Thomas B. Eyers | Advice And Planning Services other | Usaa Financial Planning Services no RAUM | Other | Feb 12, 2008 | Aug 17, 2010 (917 d) |
| Charan J Khurana | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 8, 2008 | Mar 27, 2008 (48 d) |
| Dustin Gray Suttle | Wells Fargo Advisors wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 5, 2008 | Apr 10, 2008 (65 d) |
| James Lee Cook | LPL Financial LLC other | Usaa Financial Planning Services no RAUM | Other | Jan 31, 2008 | Mar 11, 2008 (40 d) |
| Robert Lee Wells | Citigroup Global Markets Inc. other | Usaa Financial Planning Services no RAUM | Other | Jan 25, 2008 | Feb 4, 2008 |
| Kathryne Elaine Micken | UBS Financial Services Inc. wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 24, 2008 | Jan 29, 2008 |
| Paul D Horn | Wells Fargo Advisors wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 15, 2008 | Aug 6, 2010 (934 d) |
| John Christopher Barnes | UBS Financial Services Inc. wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 9, 2008 | Feb 8, 2008 |
| Donald Ray Dupont | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Jan 2, 2008 | Jan 2, 2008 |
| Christopher Chapa | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Dec 31, 2007 | May 11, 2007 |
| Jose Miguel Martinez | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Dec 31, 2007 | May 14, 2007 |
| Bryan Anthony Wing | MML Investors Services, LLC other | Usaa Financial Planning Services no RAUM | Other | Dec 31, 2007 | Jan 14, 2008 |
| Alex Chisholm | Bb&T Investment Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Dec 14, 2007 | Jul 13, 2009 (577 d) |
| Michael James Klorer | UBS Financial Services Inc. wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 29, 2007 | Nov 30, 2007 |
| Lawrence Johnson | Morgan Stanley & Co. LLC unclassified | Usaa Financial Planning Services no RAUM | Other | Nov 28, 2007 | Apr 14, 2008 (138 d) |
| Bryan Patrick Theall | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Nov 7, 2007 | Nov 14, 2007 |
| Martin James Mata | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 22, 2007 | Oct 22, 2007 |
| John Lawrence Sullivan | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 22, 2007 | Oct 26, 2007 |
| James Kendrick Feldman | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 15, 2007 | Oct 15, 2007 |
| Richard William Rose | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 15, 2007 | Oct 8, 2007 |
| Michael Eugene Apolinar | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 15, 2007 | Oct 23, 2007 |
| Samin Mozaffari-Nejad | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 15, 2007 | Oct 23, 2007 |
| Christopher David Lord | Charles Schwab & Co., Inc. national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 21, 2007 | Oct 11, 2007 |
| Earl Thomas Weedon | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Sep 18, 2007 | Sep 27, 2007 |
| Jocelyn Cates | Wells Fargo Investments, LLC unclassified | Usaa Financial Planning Services no RAUM | Other | Sep 18, 2007 | Feb 15, 2008 (150 d) |
| Shannon Taylor | Advisors Asset Management, Inc. other | Usaa Financial Planning Services no RAUM | Other | Sep 11, 2007 | Nov 16, 2007 (66 d) |
| Edmund Allan Oliveros | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Sep 5, 2007 | Sep 13, 2007 |
| Daniel Meisenheimer | Bofa Advisors, LLC other | Usaa Financial Planning Services no RAUM | Other | Jul 27, 2007 | Aug 7, 2007 |
| Jacob George Adams | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 26, 2007 | Aug 10, 2007 |
| John Kendall Seedall | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 17, 2007 | Oct 2, 2007 (77 d) |
| Craig Patrick Morgan | Greenbook Investment Management, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Jul 16, 2007 | Mar 16, 2009 (609 d) |
| Ellis James De Jesus | T. Rowe Price Advisory Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Jul 9, 2007 | Jul 7, 2010 (1094 d) |
| Luis Casian | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 17, 2007 | Jul 16, 2007 (60 d) |
| James Russell | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | May 14, 2007 | May 29, 2007 |
| Jason Andrew Gove | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 17, 2007 | May 29, 2007 (42 d) |
| Regina Jui Chieh Tsai | H. Beck, Inc. other | Usaa Financial Planning Services no RAUM | Other | Apr 9, 2007 | Dec 12, 2013 (2439 d) |
| Oliver Earl Matison | Fidelity Personal Trust Company, Fsb unclassified | Usaa Financial Planning Services no RAUM | Other | Mar 28, 2007 | Oct 19, 2011 (1666 d) |
| Mahmud Jetha | Bey-Douglas, LLC Investment Counsel other | Usaa Financial Planning Services no RAUM | Other | Mar 23, 2007 | Apr 5, 2007 |
| David Daniel Arvizu | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Mar 15, 2007 | Mar 28, 2007 |
| Jason Michael Gulosh | Banc Of America Investment Services, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Feb 28, 2007 | Mar 28, 2007 |
| Kenneth Kaj Haycraft | Chase Investment Services Corp. other | Usaa Financial Planning Services no RAUM | Other | Feb 21, 2007 | Mar 28, 2007 (35 d) |
| Dillon R Matheny | Wells Fargo Investments, LLC unclassified | Usaa Financial Planning Services no RAUM | Other | Feb 12, 2007 | Mar 21, 2007 (37 d) |
| Daniel A Baron | Uvest Financial Services Group, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Feb 10, 2007 | Mar 28, 2007 (46 d) |
| Robert Daniel Morales | Missionsquare Retirement other | Usaa Financial Planning Services no RAUM | Other | Jan 30, 2007 | Mar 9, 2007 (38 d) |
| Bryan Wiliiam Skoruppa | Investment Professionals, Inc. other | Usaa Financial Planning Services no RAUM | Other | Jan 24, 2007 | Feb 21, 2007 |
| Cade Rockwell Steen | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 19, 2007 | Feb 27, 2007 (39 d) |
| Macdonald Chukumah Etugbo | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Nov 6, 2006 | Nov 6, 2006 |
| Michael Jimenez | First Command Financial Planning, Inc. other | Usaa Financial Planning Services no RAUM | Other | Nov 1, 2006 | Nov 3, 2006 |
| Gina Renee Deutsch | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2006 | Oct 17, 2011 (1812 d) |
| Matthew Charles Wollick | Vanguard Advisers, Inc. other | Usaa Financial Planning Services no RAUM | Other | Oct 30, 2006 | Aug 17, 2011 (1752 d) |
| Steven Patrick Paris | Mutual Service Corporation unclassified | Usaa Financial Planning Services no RAUM | Other | Oct 19, 2006 | Nov 30, 2006 (42 d) |
| Nicholas James Brown | Wells Fargo Investments, LLC unclassified | Usaa Financial Planning Services no RAUM | Other | Oct 17, 2006 | Nov 6, 2006 |
| Derick Lee Kann | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 5, 2006 | Oct 5, 2006 |
| Robert John Wootton | Mason Investment Advisory Services Inc other | Usaa Financial Planning Services no RAUM | Other | Sep 28, 2006 | Aug 12, 2011 (1779 d) |
| Steven David Chafin | Securian Financial Services, Inc. other | Usaa Financial Planning Services no RAUM | Other | Sep 21, 2006 | Dec 1, 2006 (71 d) |
| Jason Wayne Dempsey | Berthel Fisher & Company Financial Services, Inc. other | Usaa Financial Planning Services no RAUM | Other | Aug 23, 2006 | Feb 6, 2007 (167 d) |
| Stephen Dolgos | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 3, 2006 | Jul 18, 2006 |
| Celia Kathleen Martel | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 29, 2006 | Apr 9, 2008 (650 d) |
| Laurie Kay Simons | Robert W. Baird & Co. Incorporated other | Usaa Financial Planning Services no RAUM | Other | Jun 8, 2006 | Apr 26, 2011 (1783 d) |
| Christopher Matthew Johnson | Advice And Planning Services other | Usaa Financial Planning Services no RAUM | Other | May 30, 2006 | Jun 21, 2013 (2579 d) |