DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

1,142 moves
AdvisorFromToTypeLeftRegistered
Jason Robert BrownVanguard Advisers, Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJun 27, 2018Oct 16, 2018 (111 d)
Jennifer Suzanne MillsWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJun 21, 2018Jun 19, 2018
Megan M AllenThrivent Investment Management Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJun 19, 2018Jun 18, 2018
Thai-Vi Nguyen PhamWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 23, 2018May 18, 2018
Robert Kyle MccreaMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 22, 2018May 18, 2018
Kevin Albert RollwagenMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 22, 2018May 18, 2018
Ethan Joseph WarrenWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 22, 2018May 18, 2018
John Paul MatheyWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 21, 2018May 18, 2018
Karla E Olson-BellfiWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 21, 2018May 22, 2018
Frank Daniel MirabellaWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 21, 2018May 18, 2018
Irving MindesWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 9, 2018May 4, 2018
William S FedorWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 9, 2018May 4, 2018
Christy E MedeirosWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 9, 2018May 4, 2018
Cassidy Mccrea BurnsRiverbridge mixed wealthRobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMay 7, 2018Apr 30, 2018
Staci Eileen AllenLPL Financial LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMay 7, 2018Apr 24, 2018
Nicholas John AugustMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 7, 2018May 4, 2018
Jaime Nicole EllerbrockWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 30, 2018Apr 27, 2018
Barbara Bergen PaneralWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 27, 2018Apr 26, 2018
Mark Alan NicoletLPL Financial LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAApr 17, 2018Jun 24, 2025 (2625 d)
Jonathan Alfred GriegoTd Ameritrade, Inc. no RAUMRobert W. Baird & Co. Incorporated mixed wealthOtherApr 16, 2018Apr 16, 2018
Morgan R FordMoney Concepts Advisory Service BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAApr 13, 2018Sep 15, 2026 (3077 d)
Breanna Marie LowryCuso Financial Services, L.P. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAMar 19, 2018Mar 14, 2018
Richard Lee BingamanEdward Jones national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 27, 2018Feb 22, 2018
Richard Allen ChojnackiMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAFeb 12, 2018Feb 12, 2018
Michael George RatkovitchB. C. Ziegler And Company otherRobert W. Baird & Co. Incorporated mixed wealthOtherFeb 9, 2018Feb 9, 2018
Caroline Sullivan SpencerStrategic Advisers LLC national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 4, 2018Apr 18, 2018 (73 d)
Shawna Joy HurstRaymond James & Associates, Inc. national BDRobert W. Baird & Co. Incorporated otherOtherJan 26, 2018Jan 22, 2018
John V MelickWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherJan 24, 2018Jan 13, 2018
Robert Paul JacobsenInvest Financial Corporation otherRobert W. Baird & Co. Incorporated otherOtherJan 12, 2018Jan 2, 2018
Scott Kenneth DerusWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJan 11, 2018Feb 20, 2018 (40 d)
Nathan William RumelyMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated otherOtherJan 3, 2018Jan 4, 2018
Roger Edward GodinPnc Wealth Management BD affiliatedRobert W. Baird & Co. Incorporated otherOtherJan 2, 2018Jan 8, 2018
Grant Fredrick ShearerWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherDec 5, 2017Nov 30, 2017
Sarah K SpringerWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherDec 5, 2017Nov 30, 2017
Timothy Robert FreyWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherDec 5, 2017Nov 30, 2017
Rachel K BunnellWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherDec 5, 2017Nov 30, 2017
Damon Deshawn DarbyWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherDec 5, 2017Nov 30, 2017
Kristina L SimpsonWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherDec 5, 2017Nov 30, 2017
Kelly Christine RuoffThrivent Investment Management Inc. otherRobert W. Baird & Co. Incorporated mixed wealthOtherNov 7, 2017Oct 31, 2019 (723 d)
Cecil Gene JesterMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated otherOtherOct 30, 2017Oct 27, 2017
Tracie Ann LeggMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated otherOtherOct 30, 2017Oct 27, 2017
Bert Lester BennettMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated otherOtherOct 30, 2017Oct 27, 2017
Emma Elizabeth JacksonMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated otherOtherOct 30, 2017Oct 27, 2017
Kirk Wayne DillerMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated otherOtherOct 17, 2017Oct 16, 2017
Scott William RandolphWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherOct 3, 2017Sep 29, 2017
Thomas Lawrence MarchalMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated otherOtherSep 18, 2017Sep 15, 2017
Thomas Michael SwofferAsset Planning & Management, Inc. otherRobert W. Baird & Co. Incorporated otherOtherSep 12, 2017Sep 13, 2017
Melissa Jo SanchezMpc Advisers, LLC otherRobert W. Baird & Co. Incorporated otherOtherSep 8, 2017Mar 16, 2017
Rebecca Lynn SchusterMpc Advisers, LLC otherRobert W. Baird & Co. Incorporated otherOtherSep 8, 2017Mar 16, 2017
Burton Peter StreetRBC Capital Markets, LLC national BDRobert W. Baird & Co. Incorporated otherOtherAug 30, 2017Aug 22, 2017
Ken Alan WilliamsWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherAug 29, 2017Aug 18, 2017
Heath Edward ScottRaymond James & Associates, Inc. national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJul 25, 2017Oct 18, 2019 (815 d)
Aurailla GustWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherJul 24, 2017Jul 14, 2017
Kyle Regan EngWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated otherOtherJul 24, 2017Jul 14, 2017
Jorge H DiazMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated otherOtherJul 24, 2017Jul 21, 2017
Adam William WhiteEaton Vance Management otherRobert W. Baird & Co. Incorporated otherOtherJul 21, 2017Aug 9, 2017
Linda Ellen Grant-SmithSignator Investors, Inc. otherRobert W. Baird & Co. Incorporated otherOtherJul 17, 2017Jul 10, 2017
Peter Nickel AugustinMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated otherOtherJun 29, 2017Jun 28, 2017
Jeffrey Brian TolbertUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated otherOtherJun 8, 2017May 12, 2017
Marilyn F SmithU.S. Bancorp Investments, Inc. otherRobert W. Baird & Co. Incorporated otherOtherMay 26, 2017May 11, 2017
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