DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Travis Robert HensleyLPL Financial LLC BD affiliatedCapital Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2025Mar 11, 2025 (48 d)
Michael James BaerFluent Financial, LLC independent RIACapital Advisors, Inc. independent RIARIA to RIAOct 22, 2024Nov 15, 2024
Bradford Taylor HardyFidelity Personal And Workplace Advisors BD affiliatedCapital Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2024Aug 29, 2024
Dejan DimitrijevicAdvice And Planning Services BD affiliatedCapital Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 25, 2023Jun 30, 2023 (36 d)
James Harrison RandallNorthwestern Mutual Investment Services,LLC no RAUMCapital Advisors, Inc. independent RIAOtherNov 3, 2022Oct 31, 2022
Heidi Ann CollinsMorgan Stanley wirehouseCapital Advisors, Inc. independent RIAWirehouse to independent RIAJul 26, 2022Jun 27, 2023 (336 d)
Jordan Bradford PetersonSkyoak Capital, Inc. independent RIACapital Advisors, Inc. independent RIARIA to RIAJul 13, 2022Aug 4, 2022
Joshua Hunter BarditchMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Advisors, Inc. independent RIAWirehouse to independent RIAApr 18, 2022May 23, 2022 (35 d)
Ryan Daniel EberlyCambridge Investment Research Advisors, Inc. BD affiliatedCapital Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2021Apr 29, 2025 (1390 d)
Julie Kay NielsenPer Stirling Capital Management, LLC independent RIACapital Advisors, Inc. independent RIARIA to RIAJun 25, 2021Sep 21, 2021 (88 d)
Cullen Tarlac WilliamsJ.P. Morgan Securities LLC wirehouseCapital Advisors, Inc. independent RIAWirehouse to independent RIAJun 8, 2021Jul 13, 2021 (35 d)
Nathan David StewartE*Trade Capital Management, LLC independent RIACapital Advisors, Inc. independent RIARIA to RIAMar 19, 2021Apr 6, 2021
Aaron Robert DayAdvice And Planning Services BD affiliatedCapital Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Dec 23, 2020 (40 d)
Jason T. PercyRaymond James & Associates, Inc. national BDCapital Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 21, 2020Aug 24, 2020 (34 d)
Vivian La BangE*Trade Capital Management, LLC independent RIACapital Advisors, Inc. independent RIARIA to RIAApr 1, 2020Jun 10, 2020 (70 d)
Linda Ann YoungerMorgan Stanley wirehouseCapital Advisors, Inc. independent RIAWirehouse to independent RIAMar 18, 2020Apr 30, 2020 (43 d)
George Enrique HaasMercer Global Advisors Inc. independent RIACapital Advisors, Inc. independent RIARIA to RIANov 5, 2019Nov 13, 2019
Aubrey Jean SochaFidelity Personal And Workplace Advisors BD affiliatedCapital Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 15, 2019Nov 7, 2019
Danny Y. LaTd Ameritrade, Inc. no RAUMCapital Advisors, Inc. independent RIAOtherJan 3, 2019Feb 7, 2019 (35 d)
Patrick Kenneth BurdickBelpointe Asset Management LLC independent RIACapital Advisors, Inc. independent RIARIA to RIADec 20, 2018Jan 2, 2019
Simon Mark BeresfordTd Ameritrade, Inc. no RAUMCapital Advisors, Inc. independent RIAOtherJul 20, 2018Aug 1, 2018
Grant David ClaryWilliam Blair & Company L.L.C. BD affiliatedCapital Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2018Jan 3, 2020 (533 d)
Wil Patrick DedmonDoucet Asset Management, LLC otherCapital Advisors, Inc. otherOtherSep 12, 2017Dec 7, 2017 (86 d)
Kelcy T FloresBok Financial Advisors otherCapital Advisors, Inc. independent RIAOtherJan 23, 2017Apr 10, 2018 (442 d)
Steven SorannoAmeriprise Financial Services, LLC national BDCapital Advisors, Inc. otherOtherDec 31, 2016May 2, 2017 (122 d)
David A HathawaySii Investments, Inc. otherCapital Advisors, Inc. otherOtherMay 10, 2016Jun 24, 2016 (45 d)
Joseph A Alton HawesUBS Financial Services Inc. wirehouseCapital Advisors, Inc. otherOtherMay 3, 2016May 4, 2016
David Patrick BannonCharles Schwab & Co., Inc. national BDCapital Advisors, Inc. otherOtherFeb 18, 2016Apr 27, 2016 (69 d)
Catherine Bernice YoungCharles Schwab & Co., Inc. national BDCapital Advisors, Inc. otherOtherAug 18, 2014Oct 21, 2014 (64 d)
Brigette Lee ParnellJ.P. Morgan Securities LLC wirehouseCapital Advisors, Inc. otherOtherAug 13, 2014Jul 16, 2015 (337 d)
Kenzie L ConwaySouth Texas Money Management, Ltd. otherCapital Advisors, Inc. otherOtherJul 14, 2014Nov 10, 2014 (119 d)
Bradley Scott PriestBok Financial Advisors otherCapital Advisors, Inc. otherOtherMar 31, 2014Apr 4, 2014
Tracy Lyn GallmanLPL Financial LLC otherCapital Advisors, Inc. otherOtherMar 11, 2013Jul 5, 2013 (116 d)
Jonathan Dean AlthageLPL Financial LLC otherCapital Advisors, Inc. otherOtherJul 19, 2010Jul 28, 2010
Mark Aaron SymmCharles Schwab & Co., Inc. national BDCapital Advisors, Inc. otherOtherJan 3, 2005Mar 8, 2005 (64 d)
Don Robert GuessCharles Schwab & Co., Inc. national BDCapital Advisors, Inc. otherOtherMay 5, 2004May 13, 2004
Jamie Lynn WilsonGibraltar Capital Management, Inc. otherCapital Advisors, Inc. otherOtherJun 17, 2003Oct 1, 2003 (106 d)
Page 1 of 1
37 moves match.