DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Putnam Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Curtis M SahlerMorgan Stanley wirehousePutnam Investment Management, LLC asset managerOtherMay 18, 2023May 31, 2023
Benjamin M DecoteauMorgan Stanley wirehousePutnam Investment Management, LLC asset managerOtherMay 12, 2023Jun 14, 2023 (33 d)
Thomas Edward ZanellatoNuveen Asset Management, LLC otherPutnam Investment Management, LLC asset managerOtherSep 23, 2022Oct 18, 2022
Marc J ZampantiSentinel Pension Advisors, LLC. institutionalPutnam Investment Management, LLC asset managerOtherAug 19, 2022Oct 25, 2022 (67 d)
Brett Brian Abilheira-CargillMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePutnam Investment Management, LLC asset managerOtherJun 20, 2022Aug 16, 2022 (57 d)
Asad A ElmiCharles Schwab & Co., Inc. national BDPutnam Investment Management, LLC asset managerOtherMay 20, 2022Jul 7, 2022 (48 d)
William Arthur OneilAmundi Asset Management US, Inc. asset managerPutnam Investment Management, LLC asset managerOtherMay 6, 2022May 25, 2022
Angela T CaggianoGoldman Sachs Wealth Services, L.P. BD affiliatedPutnam Investment Management, LLC asset managerOtherAug 18, 2021Aug 31, 2021
Marie Ellen SparksTd Ameritrade Investment Management, LLC independent RIAPutnam Investment Management, LLC asset managerOtherJan 11, 2021Mar 2, 2021 (50 d)
Stacy Lynn ZengerWaddell & Reed BD affiliatedPutnam Investment Management, LLC asset managerOtherMar 25, 2020Apr 8, 2020
Thomas Jerome SchmidtCetera Advisor Networks LLC BD affiliatedPutnam Investment Management, LLC asset managerOtherFeb 21, 2020Apr 12, 2022 (781 d)
Patrick ScanlonJohn Hancock Investment Management LLC asset managerPutnam Investment Management, LLC asset managerOtherJan 10, 2020Jan 23, 2020
Thomas M MingerDelaware Capital Management Advisers, Inc no RAUMPutnam Investment Management, LLC otherOtherMay 12, 2015Jun 1, 2015
Matthew BrownNeuberger Berman Bd LLC otherPutnam Investment Management, LLC otherOtherMar 25, 2015Apr 17, 2015
John Francis KornAmundi Pioneer Institutional Asset Management, Inc. otherPutnam Investment Management, LLC otherOtherJan 14, 2015Feb 17, 2015 (34 d)
Andrew Leo HumberdNatixis Advisors, LLC otherPutnam Investment Management, LLC otherOtherAug 5, 2014Aug 12, 2014
Timothy Michael BuickLogan Capital Management, Inc. otherPutnam Investment Management, LLC asset managerOtherJun 2, 2014Jun 24, 2021 (2579 d)
Brian Arnold HickoxCambridge Investment Research Advisors, Inc. otherPutnam Investment Management, LLC otherOtherJun 21, 2013Jul 1, 2013
Kelly A ReeyManning & Napier Advisory Advantage Company, LLC otherPutnam Investment Management, LLC otherOtherMar 20, 2013Apr 8, 2013
David Gerald TaylorEdward Jones national BDPutnam Investment Management, LLC otherOtherNov 28, 2011Dec 12, 2011
Bryan Allen SchwarzLord, Abbett & Co. LLC otherPutnam Investment Management, LLC otherOtherSep 22, 2011Feb 7, 2012 (138 d)
Peter Allan SykesGuggenheim Investments otherPutnam Investment Management, LLC otherOtherAug 24, 2011Jul 25, 2012 (336 d)
Jason Barrett MoorePrincipal Securities, Inc. otherPutnam Investment Management, LLC otherOtherNov 10, 2010Dec 11, 2015 (1857 d)
James Andrew O'BrienVan Kampen Advisors Inc unclassifiedPutnam Investment Management, LLC otherOtherJun 4, 2010Jul 6, 2015 (1858 d)
William OlsonAmeriprise Financial Services, LLC national BDPutnam Investment Management, LLC otherOtherMay 17, 2010Feb 1, 2012 (625 d)
Michel George BoulosMorgan Stanley wirehousePutnam Investment Management, LLC asset managerOtherSep 14, 2009Feb 23, 2022 (4545 d)
David Lee SpenceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePutnam Investment Management, LLC otherOtherFeb 12, 2009Mar 18, 2009 (34 d)
Jeffrey Alan ChurbaAdvisors Asset Management, Inc. otherPutnam Investment Management, LLC otherOtherNov 17, 2008Aug 4, 2016 (2817 d)
David Charles FischerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePutnam Investment Management, LLC otherOtherDec 12, 2007Oct 5, 2015 (2854 d)
Matthew FrenchA. G. Edwards & Sons, Inc. unclassifiedPutnam Investment Management, LLC asset managerOtherJan 24, 2007Oct 25, 2022 (5753 d)
Jeffrey Wright LaynInvesco Aim Private Asset Management, Inc. unclassifiedPutnam Investment Management, LLC otherOtherAug 11, 2005Apr 18, 2007 (615 d)
Gabriela Sanchez HeffernanPrudential Retirement Brokerage Services, Inc. unclassifiedPutnam Investment Management, LLC otherOtherDec 3, 2004Feb 28, 2013 (3009 d)
Alexander David HayesNew York Life Investment Management LLC otherPutnam Investment Management, LLC otherOtherOct 18, 2004Jun 2, 2006 (592 d)
Anthony Michael IskandarCharter One Securities, Inc. unclassifiedPutnam Investment Management, LLC otherOtherSep 11, 2003Oct 29, 2008 (1875 d)
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34 moves match.