DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Independent Advisers Group Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karen Jill HallOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherJan 24, 2025Sep 8, 2004
Ronald Lee FarrowOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherJan 24, 2025Jun 15, 2004
Robert Lindsey BaumannOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherJan 24, 2025Mar 25, 2004
Leonard W WarnerOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherJan 24, 2025May 20, 1998
Kurt Reif IIIOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherJan 24, 2025Sep 2, 2009
Kurt John ReifOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherJan 24, 2025Sep 2, 2009
Brian Vincent OnofrioSummit Planning Group, LLC state registeredIndependent Advisers Group Corp otherOtherDec 31, 2024Mar 28, 2001
Karl James ZirolliSummit Planning Group, LLC state registeredIndependent Advisers Group Corp otherOtherDec 31, 2024Aug 8, 1997
Charles David KonczSummit Planning Group, LLC state registeredIndependent Advisers Group Corp otherOtherDec 31, 2024Jun 24, 1997
Kyle William GraysonOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherMay 17, 2024Feb 4, 2002
James Michael RaftOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherMay 17, 2024Apr 30, 2001
Cecilia Beach BrownOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherMay 16, 2024Feb 14, 2006
Walter James ReynaOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherMar 18, 2022Jun 2, 2000
Michael Kevin KortzOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherApr 1, 2021Feb 13, 2008
Michael Alton HuttoOsaic Fs, Inc. BD affiliatedIndependent Advisers Group Corp otherOtherApr 1, 2019Dec 14, 2005
D William BergnerOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherDec 21, 2017Dec 19, 2005
Mark B AshfordOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherDec 17, 2017May 25, 2004
Jeremy Wade BenoitOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherDec 11, 2017May 6, 2002
Keith D NastOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherOct 12, 2017Oct 13, 2011
James Carlos ReedOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherSep 13, 2017Dec 15, 2005
Barry Matthew PittengerOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherSep 13, 2017Jun 21, 2004
Samuel Donahoo LechleiterOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherSep 13, 2017Jun 21, 2004
Louis Edward PerkinsOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherAug 29, 2017Jan 2, 1998
Howard Robert GorbachOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherJan 15, 2015Feb 21, 2003
James Spencer JonesOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherNov 4, 2014Sep 2, 2010
James Morgan ZielLPL Financial LLC otherIndependent Advisers Group Corp otherOtherOct 15, 2014Feb 19, 2013
Charles Philip ClarkOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherJul 22, 2014Sep 17, 2002
Joseph E. BiloonFinancial House, Inc. unclassifiedIndependent Advisers Group Corp otherOtherDec 31, 2013Apr 26, 2006
Becky Lynn WalkerOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherFeb 5, 2013Jan 9, 2001
Judith Watkins BlaisingOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherDec 3, 2012Sep 29, 1993
Christopher Mark StrehleOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherAug 21, 2012Sep 4, 2007
Matthew Gerard DellerOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherAug 21, 2012Sep 4, 2007
Brion Patrick HarrisOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherAug 6, 2012Jan 27, 2005
Patrick Charles HomanUvest Financial Services Group, Inc. unclassifiedIndependent Advisers Group Corp otherOtherAug 3, 2011Feb 15, 2011
Christopher Michael CiceOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherOct 14, 2010Apr 6, 2010
Diana Gayle DornLPL Financial LLC otherIndependent Advisers Group Corp otherOtherAug 30, 2010Apr 26, 2010
Michael Todd MartinOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherJun 22, 2010Jun 29, 2005
Scott Brian HinkleOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherMar 10, 2010Sep 16, 1999
Scott Charles SullivanOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherJan 29, 2010Sep 27, 2004
Martin Peter ReganOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherDec 31, 2009Dec 7, 2007
Christopher Peter ProvoOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherFeb 27, 2009May 21, 2002
Joseph Arthur GarciaOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherMar 31, 2008Jan 24, 2000
Robert Conover MillerThe Financial Advisors LLC unclassifiedIndependent Advisers Group Corp otherOtherMar 14, 2008Sep 14, 1997
Jchristopher BoydOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherMar 5, 2008Mar 30, 1998
William Samuel AllenOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherFeb 6, 2008Jul 20, 2007
Joseph Michael AndersenLPL Financial LLC otherIndependent Advisers Group Corp otherOtherOct 5, 2007Oct 12, 2007
Frederick Charles TaylorOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherMar 26, 2007Dec 16, 2005
Thane Michael BushongOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherApr 3, 2006Jan 15, 2002
Ronald Stephen RaderOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherApr 3, 2006Mar 27, 2002
Dustin Cane StiefelOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherDec 20, 2005Jul 6, 2000
John Bright RussellOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherJun 21, 2005Jun 9, 2004
Larry Eugene CrockerOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherApr 5, 2005Jun 21, 2004
William Ryan PoindexterOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherMar 15, 2005Jul 24, 1998
Joel Wayne JosephsWells Fargo Advisors wirehouseIndependent Advisers Group Corp otherOtherMar 14, 2005Jun 22, 2005 (100 d)
Robert Laurence KundeOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherNov 5, 2004Jul 19, 2000
Michael James DavidsonOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherAug 19, 2004Oct 24, 2002
Bradley Seth MayerOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherAug 17, 2004Nov 13, 2002
Kenneth Eugene VarndellOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherMar 31, 2004Dec 14, 2001
Robert Lindsey BaumannOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherJan 30, 2004Aug 22, 2002
Mitch Ira SilbermanOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherOct 29, 2003Jan 16, 2001
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63 moves match.