DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lombard Advisers Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Ira ReitarsStifel Independent Advisors, LLC BD affiliatedLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2026Jan 27, 2026
William Charles FoxEdward Jones national BDLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2025Feb 2, 2026 (55 d)
Leslie Marvin BoyceCetera Investment Advisers LLC BD affiliatedLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2024Dec 4, 2024
Richard Alan FogalPrimerica Advisors national BDLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2023Apr 5, 2023
Peter Graham WilkinsonMML Investors Services, LLC BD affiliatedLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2021Feb 28, 2023 (449 d)
Carrie Lynn BusseCetera Advisor Networks LLC BD affiliatedLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIANov 11, 2021Nov 8, 2021
Marilyn Lejeune WatkinsLPL Financial LLC BD affiliatedLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2020Jan 7, 2021
Kenneth Raymond KirkebyPrivate Client Services, LLC independent RIALombard Advisers Incorporated independent RIARIA to RIAAug 27, 2020Sep 16, 2020
Jack A. HeilAvantax Advisory Services BD affiliatedLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2019May 6, 2019
Harvey Clifford ByrdMML Investors Services, LLC BD affiliatedLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIAJun 5, 2018Jun 21, 2018
Jeffrey Darrin MurrayBenjamin F. Edwards & Company, Incorporated BD affiliatedLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2018May 25, 2018
Jon Mark DabareinerConcord Wealth Partners otherLombard Advisers Incorporated independent RIAOtherNov 15, 2017Sep 18, 2018 (307 d)
Eric GraupenspergerSb Advisory, LLC otherLombard Advisers Incorporated independent RIAOtherMay 3, 2017Apr 20, 2017
Stephen Harlowe PrindleSb Advisory, LLC otherLombard Advisers Incorporated independent RIAOtherApr 18, 2017Apr 21, 2017
Frank Dominic CortoSb Advisory, LLC otherLombard Advisers Incorporated independent RIAOtherApr 7, 2017Apr 25, 2017
Stanley Anthony KosackLPL Financial LLC otherLombard Advisers Incorporated independent RIAOtherMar 1, 2017Mar 13, 2017
Brandon Reed CroxtonEdelman Financial Services, LLC otherLombard Advisers Incorporated independent RIAOtherDec 27, 2016May 15, 2017 (139 d)
David Frederick GuenschGreat Valley Advisor Group, LLC otherLombard Advisers Incorporated independent RIAOtherAug 3, 2016Jul 20, 2016
Charles M JenkinsJanney Montgomery Scott LLC otherLombard Advisers Incorporated independent RIAOtherJan 29, 2016Feb 8, 2016
Thomas SweeneyPnc Wealth Management otherLombard Advisers Incorporated independent RIAOtherDec 3, 2015Dec 1, 2017 (729 d)
Percy Lemar HundleySecurities America Advisors, Inc. otherLombard Advisers Incorporated independent RIAOtherSep 24, 2013Nov 10, 2014 (412 d)
Trudy Ann FearonMML Investors Services, LLC otherLombard Advisers Incorporated independent RIAOtherMay 10, 2013May 7, 2013
Mark BurkhardtWestminster Financial Advisory Corp otherLombard Advisers Incorporated independent RIAOtherApr 17, 2012Apr 16, 2012
Don Andrew PriceWells Fargo Advisors wirehouseLombard Advisers Incorporated independent RIAWirehouse to independent RIAMay 27, 2009Jun 1, 2009
Johnny G BrownEdward Jones national BDLombard Advisers Incorporated independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2009Jan 1, 2025 (5712 d)
Gary Cleveland CollierA. G. Edwards & Sons, Inc. unclassifiedLombard Advisers Incorporated independent RIAOtherOct 4, 2007Sep 24, 2007
James L JohnsonWells Fargo Advisors wirehouseLombard Advisers Incorporated independent RIAWirehouse to independent RIADec 8, 2006Apr 21, 2022 (5613 d)
Michael Preston CoxWells Fargo Advisors wirehouseLombard Advisers Incorporated independent RIAWirehouse to independent RIADec 7, 2006Apr 21, 2022 (5614 d)
Raymond Ballard HarrisonUBS Financial Services Inc. wirehouseLombard Advisers Incorporated independent RIAWirehouse to independent RIAApr 2, 2003May 27, 2004 (421 d)
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29 moves match.