DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at One Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Antonio Rhee | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Apr 22, 2026 |
| Daniel Kang | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Apr 22, 2026 (42 d) |
| Mark Jeffrey Binder | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2026 | Feb 9, 2026 (38 d) |
| Brady Edward Nance | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Mar 17, 2026 (83 d) |
| Ross Trevor Lloyd | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Feb 5, 2026 (43 d) |
| Michael John Chisick | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Feb 9, 2026 (48 d) |
| Jared Daniel Osborne | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Mar 16, 2026 (83 d) |
| Derek Michael Schwartz | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2025 | Sep 3, 2025 |
| Joel Richard Hahn | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2025 | Sep 15, 2025 |
| Audra Lynn Masche | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 | Sep 19, 2025 |
| Mark Daniel Dickamore | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2025 | Nov 17, 2025 (83 d) |
| Matthew S Stephenson | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2025 | Sep 3, 2025 |
| Nicholas Wesley Gardner | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2025 | Sep 3, 2025 |
| Timothy Patrick Sheldon | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2025 | Sep 3, 2025 |
| James Howard Nitchke | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2025 | Sep 3, 2025 |
| Zachary Logan Stein | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2025 | Sep 3, 2025 |
| Sarah E Slusher | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2025 | Sep 3, 2025 |
| Eric Edward Swanson | Ep Wealth Advisors independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | Jul 23, 2025 | Jun 5, 2025 |
| Liam O'Hara | Morton Wealth independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | Jun 16, 2025 | Nov 16, 2025 (153 d) |
| Jason Edward Thomas | Avantax Advisory Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2025 | Apr 11, 2025 |
| Sean P Righter | Morgan Stanley wirehouse | One Capital Management, LLC independent RIA | Wirehouse to independent RIA | Feb 12, 2025 | Feb 14, 2025 |
| Matthew James Kitzman | Edelman Financial Engines independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | Jun 7, 2024 | Jun 4, 2024 |
| Sheri Ann Takako Chang Yamaguchi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Mar 26, 2024 |
| Craig Valdes | J.P. Morgan Private Wealth Advisors LLC BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2024 | Mar 25, 2024 |
| Cranston Richard Gesell | Professional Planning independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | Sep 9, 2022 | Oct 30, 2020 |
| Kevin Garrett Johnson | Professional Planning independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | Sep 9, 2022 | Oct 28, 2020 |
| Brooks Allen | Mercer Global Advisors Inc. independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | May 5, 2022 | Apr 4, 2022 |
| Daniel Victor Cozano | Fundx Investment Group, LLC mixed wealth | One Capital Management, LLC independent RIA | RIA to RIA | May 4, 2022 | May 2, 2022 |
| Sean Mckeon | Fundx Investment Group, LLC mixed wealth | One Capital Management, LLC independent RIA | RIA to RIA | May 3, 2022 | May 2, 2022 |
| Martin Richard Devault | Fundx Investment Group, LLC mixed wealth | One Capital Management, LLC independent RIA | RIA to RIA | May 3, 2022 | May 2, 2022 |
| Rohan Ramesh Nayak | Fundx Investment Group, LLC mixed wealth | One Capital Management, LLC independent RIA | RIA to RIA | May 3, 2022 | May 2, 2022 |
| Janet Marie Brown | Fundx Investment Group, LLC mixed wealth | One Capital Management, LLC independent RIA | RIA to RIA | May 3, 2022 | May 2, 2022 |
| John Paul Mabini | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2022 | May 2, 2022 |
| Mark Herbert Miller | First Trust Advisors LP asset manager | One Capital Management, LLC independent RIA | Other | Feb 2, 2022 | May 11, 2022 (98 d) |
| Daniele Beasley | Apex Financial Advisors, Inc mixed wealth | One Capital Management, LLC independent RIA | RIA to RIA | Oct 25, 2021 | Nov 19, 2021 |
| John Douglas Clagett | Nations Financial Group, Inc. independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | Oct 13, 2021 | Oct 13, 2021 |
| Carl Edward Mueller | Nations Financial Group, Inc. independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | May 21, 2021 | Dec 7, 2022 (565 d) |
| Samantha Bakke | Wells Fargo Advisors wirehouse | One Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 7, 2021 | Apr 8, 2021 |
| Sheila Tuttle Cimini | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2021 | Mar 19, 2021 |
| Chad Michael Kessler | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2021 | Mar 22, 2021 |
| Gary Keith Dorfman | Beacon Pointe Advisors, LLC independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | Jan 14, 2020 | Jan 14, 2020 |
| Eric John Hamel | Beacon Pointe Advisors, LLC independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | Jan 13, 2020 | Jan 14, 2020 |
| Sara Kalsman | Beacon Pointe Advisors, LLC independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | Jan 2, 2020 | Jan 7, 2020 |
| Joshua M Bradburn | Charles Schwab & Co., Inc. national BD | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2019 | Jan 14, 2020 (32 d) |
| Tobie A Rodriguez | Hbw Advisory Services LLC independent RIA | One Capital Management, LLC independent RIA | RIA to RIA | Apr 18, 2019 | Jan 3, 2023 (1356 d) |
| Monica Schmidt Stempel | Assetmark, Inc. BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2018 | May 23, 2018 |
| Benjamin Russell Garvin | Lincap Management Company other | One Capital Management, LLC other | Other | Feb 5, 2018 | Mar 29, 2017 |
| Kevin Dennis Boden | Lincap Management Company other | One Capital Management, LLC other | Other | Jan 25, 2017 | Nov 15, 2016 |
| Jason Nahoul | Citigroup Global Markets Inc. other | One Capital Management, LLC independent RIA | Other | Feb 3, 2016 | Mar 19, 2021 (1871 d) |
| Brad Martin Barrett | Securities America Advisors, Inc. other | One Capital Management, LLC other | Other | Dec 16, 2011 | Dec 20, 2011 |
| Kenneth Alan Benedict | Daat Asset Management unclassified | One Capital Management, LLC other | Other | Feb 3, 2011 | Feb 14, 2011 |
| Laura Kathleen Zimmerman | Payden & Rygel other | One Capital Management, LLC other | Other | Nov 3, 2005 | Oct 18, 2010 (1810 d) |
| Donald Hugh Mcdonald | Cascade Financial Management, Inc. other | One Capital Management, LLC independent RIA | Other | Oct 28, 2005 | Jan 1, 2026 (7370 d) |
| Patrick Joseph Bowen | Oppenheimer Asset Management other | One Capital Management, LLC other | Other | Feb 4, 2004 | Jan 21, 2004 |
| Steven Robert Cowley | Oppenheimer & Co. Inc. other | One Capital Management, LLC other | Other | Jan 15, 2004 | Jan 21, 2004 |
Page 1 of 1
55 moves match.