DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Independent Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen James | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2026 | Jun 26, 2026 |
| Chase M Rosche | J. Hagan Capital, Inc. independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2026 | Dec 3, 2025 |
| Ronald Rowell | Kestra Advisory Services, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 10, 2026 |
| Graham Henry Vanhorn | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 5, 2026 |
| Aaron Lawrence Steele | Bedrock Investment Advisors independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2026 | May 7, 2026 |
| Tatum Steele | Bedrock Investment Advisors independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2026 | Apr 15, 2026 |
| Jeffrey Joseph Mcdonald | Kovack Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 27, 2026 |
| Dante Campos | Kovack Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 27, 2026 |
| Robert John Hanten | Pilot Capital Management Corp state registered | Independent Financial Partners BD affiliated | Other | Dec 31, 2025 | Jan 2, 2026 |
| Nicholas Thomas Lawton | Pilot Capital Management Corp state registered | Independent Financial Partners BD affiliated | Other | Dec 31, 2025 | Jan 2, 2026 |
| Brent Thomas Schleicher | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Nov 28, 2025 |
| Jonathan A Miller | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 17, 2025 |
| Joseph M. Lazzaro | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Nov 28, 2025 |
| Patrick John Mahardy | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Nov 28, 2025 |
| Mark Andrew Burr | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Nov 28, 2025 |
| Jeffrey Mccabe | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Nov 28, 2025 |
| James Gazis | Balanced Asset Strategies, Ltd. independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Oct 10, 2025 | Aug 21, 2025 |
| Micah John Lang | Choreo, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Oct 6, 2025 |
| David Andrew Griffith | Equitable Advisors, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 26, 2025 |
| George Molloy | Equitable Advisors, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Sep 26, 2025 |
| William Parker Tuck | Equitable Advisors, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 15, 2025 |
| John M Sammut | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Bryan Brenner Jordan | Censifi unclassified | Independent Financial Partners BD affiliated | Other | Aug 29, 2025 | Jul 1, 2025 |
| Mark Donald Verity | Equitable Advisors, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Aug 7, 2025 |
| Mark Joseph Kavaloski | Ameritrust Capital Management Ltd other | Independent Financial Partners BD affiliated | Other | Jul 12, 2025 | Dec 11, 2024 |
| Steven Reichert | Florida Financial Advisors, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2025 | Jul 15, 2025 |
| Michael Rosenthal | Upskill Wealth Management, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2025 | Jun 2, 2025 |
| Michael Lorin Ross | Riggs Capital Management, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | May 30, 2025 | Jun 16, 2025 |
| Robert Funk | Bespoke Investment Group, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2025 | Jan 2, 2026 (225 d) |
| Alexis E Rodriguez | Northwestern Mutual Investment Services,LLC no RAUM | Independent Financial Partners BD affiliated | Other | May 16, 2025 | Aug 12, 2025 (88 d) |
| Brian Rano Lueker | Osaic Advisory Services, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Apr 23, 2025 |
| Brooke Nicole Holden | LPL Financial LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 30, 2025 |
| Robert Leonard Kennerson | Advisory Services Network independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Mar 26, 2025 | Mar 6, 2025 |
| Jeffrey Mcdonald | Fiduciary Private Wealth unclassified | Independent Financial Partners BD affiliated | Other | Mar 10, 2025 | Sep 30, 2025 (204 d) |
| Barbara Blank Dugan | Invst, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2025 | Feb 27, 2025 |
| Marc Bernacchi | Cetera Investment Advisers LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Apr 30, 2025 (55 d) |
| Thomas Young | Tvamp, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2025 | Mar 4, 2025 |
| John Fisken Kapek | Onedigital institutional | Independent Financial Partners BD affiliated | Other | Feb 17, 2025 | Dec 12, 2024 |
| Andrew C Schorr | Advisory Services Network independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2025 | Feb 28, 2025 |
| Matthew Thomas Casey | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Feb 19, 2025 |
| Keith Joseph Furio | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 8, 2025 |
| Thomas John Alford | Onedigital institutional | Independent Financial Partners BD affiliated | Other | Jan 6, 2025 | Jan 7, 2025 |
| Darrell Thomas Alford | Onedigital institutional | Independent Financial Partners BD affiliated | Other | Jan 3, 2025 | Jul 1, 2025 (179 d) |
| Carol Jean Weems | Onedigital institutional | Independent Financial Partners BD affiliated | Other | Jan 3, 2025 | Dec 12, 2024 |
| Taylor Ryan Jones | Onedigital institutional | Independent Financial Partners BD affiliated | Other | Jan 3, 2025 | Oct 24, 2024 |
| Joshua Holin | Fuhrman Management Associates, Inc. independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | May 29, 2025 (149 d) |
| David Holin | Fuhrman Management Associates, Inc. independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Dec 24, 2024 | Aug 20, 2024 |
| Stacie E Lambert-Snooks | LPL Financial LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Mar 3, 2025 (77 d) |
| Robert E Davis | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Oct 14, 2024 |
| Patrick Andre Sier | Scf Investment Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Oct 23, 2024 |
| Ryan Mulligan | LPL Financial LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Oct 4, 2024 |
| James H Cosgriff | Osaic Wealth, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Sep 20, 2024 |
| Matthew Dwayne Rakerd | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Aug 28, 2024 |
| Gregg Michael Somerville | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Aug 28, 2024 |
| Sean Somerville | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Aug 23, 2024 |
| Erik Somerville | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Aug 23, 2024 |
| Chad Grover Gildig | Wells Fargo Advisors wirehouse | Independent Financial Partners BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2024 | Jul 16, 2024 |
| Mara Otley | Wells Fargo Advisors wirehouse | Independent Financial Partners BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2024 | Jul 16, 2024 |
| Jiahong Yan | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Aug 6, 2024 |
| Christopher Stephen Callaway | Steelpeak Wealth, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2024 | Nov 15, 2024 (102 d) |
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719 moves match.