DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Exencial Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kyle Albert FoitoFidelity Personal And Workplace Advisors BD affiliatedExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2025Mar 20, 2025 (49 d)
George Alex CarlsonBeacon Pointe Advisors, LLC independent RIAExencial Wealth Advisors independent RIARIA to RIANov 11, 2024Dec 3, 2024
Matthew Carl WeinheimerAmeritas Advisory Services, LLC BD affiliatedExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2023Nov 14, 2023
David William BreggerAmeritas Advisory Services, LLC BD affiliatedExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2023Nov 14, 2023
Jasen Lee WallaceAmeritas Advisory Services, LLC BD affiliatedExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2023Nov 14, 2023
Patrick Mcleod SmithShoreline Financial Advisors, LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAMar 16, 2023Feb 2, 2023
Brendan Thomas SmithShoreline Financial Advisors, LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAMar 16, 2023Jan 18, 2023
Paul Michael RidleyPruco Securities, LLC BD affiliatedExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2022Apr 10, 2023 (192 d)
Bryan Adam RentschlerPruco Securities, LLC BD affiliatedExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 15, 2022Jun 23, 2022
Anthony August SaltarskiAvantax Advisory Services BD affiliatedExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 23, 2021Nov 18, 2021
Jonathon Durst McadamsMariner BD affiliatedExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2021Feb 11, 2022 (84 d)
Samuel Jacob RiceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseExencial Wealth Advisors independent RIAWirehouse to independent RIAAug 18, 2021Sep 9, 2021
Curtis Brandon ReeseKrilogy independent RIAExencial Wealth Advisors independent RIARIA to RIAJun 30, 2021Jul 9, 2021
Amanda Memoli DurbianoHefren-Tillotson, Inc. independent RIAExencial Wealth Advisors independent RIARIA to RIAJun 16, 2021Jul 29, 2021 (43 d)
Jacob DowningDimensional Fund Advisors LP asset managerExencial Wealth Advisors independent RIAOtherMay 12, 2021May 13, 2021
Michael Robert McglashenBucks County Financial Planning Group, Inc. unclassifiedExencial Wealth Advisors independent RIAOtherFeb 3, 2021Nov 24, 2020
Michael David WayasaminTd Ameritrade, Inc. no RAUMExencial Wealth Advisors independent RIAOtherJan 6, 2021Jan 11, 2021
Gianna Avila MossottiCharles Schwab & Co., Inc. national BDExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2020Mar 12, 2021 (114 d)
Derrick Anthony LongoIntercarolina Financial Services, Inc. mixed wealthExencial Wealth Advisors independent RIARIA to RIANov 6, 2020Nov 25, 2020
James Andrew BaileyWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
Lewis Michael KayesWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
Craig Matthew WezenskiWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
Christopher Jason BrownWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
Jeffrey Brian HibbelerWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
Pete TrontisWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
Kaye Haverstock TahilianiWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
Karen Lynn BoschertWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
Peter James HuntWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
David Clayton PoudrierWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
Sean KayesWillingdon Wealth Management LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJul 10, 2020Jun 9, 2020
Jeffrey Lee Ou BatyEide Bailly Advisors, LLC independent RIAExencial Wealth Advisors independent RIARIA to RIANov 14, 2019Nov 13, 2019
Kristoffer Alexander KlingelhoefferCharles Schwab & Co., Inc. national BDExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2019Nov 27, 2019
Michael L SuellentropFrontier Wealth Management, LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJan 31, 2019Dec 23, 2021 (1057 d)
Lori Christine StephensonStrategic Advisers LLC national BDExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2017Sep 24, 2018 (353 d)
John Forrest BrownBush O'Donnell Investment Advisors, Inc otherExencial Wealth Advisors otherOtherAug 11, 2017Aug 9, 2017
Ralph Taylor RiglerJ.P. Morgan Securities LLC wirehouseExencial Wealth Advisors otherOtherMar 1, 2017Apr 11, 2017 (41 d)
Caleb John DillardWomack Investment Advisers, Inc otherExencial Wealth Advisors otherOtherFeb 7, 2017Oct 29, 2015
Michelle Renae ScarverNetting & Pace Cpas otherExencial Wealth Advisors otherOtherApr 27, 2016Apr 12, 2016
Kristin Renee CarltonNetting & Pace Cpas otherExencial Wealth Advisors otherOtherApr 27, 2016Apr 12, 2016
Suzanne Marie FitzgeraldEagle Strategies LLC otherExencial Wealth Advisors otherOtherJan 13, 2016Dec 23, 2015
Matthew Joseph VenturaFrontier Investment Management Co otherExencial Wealth Advisors otherOtherJan 12, 2016Jan 18, 2016
Robert Charles KnodeWeaver Wealth Management otherExencial Wealth Advisors otherOtherApr 6, 2015Apr 29, 2015
Monica Marie SipesAct Wealth Management, LLC otherExencial Wealth Advisors otherOtherApr 6, 2015Apr 22, 2015
Jared Brandon SniderTrinity Portfolio Advisors, LLC otherExencial Wealth Advisors otherOtherApr 7, 2014Apr 15, 2014
Neil KrishnaswamyInvestors Asset Management, Inc. otherExencial Wealth Advisors otherOtherApr 3, 2013Mar 27, 2013
Eric NelsonCharles Schwab & Co., Inc. national BDExencial Wealth Advisors otherOtherDec 21, 2007Mar 7, 2008 (77 d)
Morgan Holton SmithMiller/Russell & Associates, Inc. unclassifiedExencial Wealth Advisors otherOtherSep 11, 2007Oct 10, 2007
Paul Joseph HynesCitigroup Global Markets Inc. otherExencial Wealth Advisors otherOtherMay 13, 2006May 8, 2006
Gary Bruce FraleyCavanal Hill Investment Management, Inc. otherExencial Wealth Advisors otherOtherDec 8, 2005Jun 7, 2013 (2738 d)
John Forrest BurnsCambridge Investment Research, Inc. unclassifiedExencial Wealth Advisors otherOtherOct 7, 2004Feb 9, 2004
Keri Lyn JamesWells Fargo Advisors wirehouseExencial Wealth Advisors otherOtherMay 3, 2004Jun 8, 2004 (36 d)
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51 moves match.