DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Waldron Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Arthur Ryan RennertOsaic Wealth, Inc. BD affiliatedWaldron Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2026May 6, 2026
Zachary Arno GreenmanEquitable Advisors, LLC national BDWaldron Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2025Jul 31, 2025
Kelly Pettit CostelloRaymond James & Associates, Inc. national BDWaldron Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2024Jan 31, 2024
Nicholas J UrbanCg Advisory Services independent RIAWaldron Private Wealth independent RIARIA to RIAFeb 23, 2023Feb 15, 2023
Mary Elizabeth KeeganMoralis Technologies, LLC independent RIAWaldron Private Wealth independent RIARIA to RIASep 22, 2022Oct 20, 2022
Kaleigh Ann PriceCapital Analysts BD affiliatedWaldron Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2022Aug 17, 2022 (54 d)
Patrick CortazzoThe Wealth Consulting Group independent RIAWaldron Private Wealth independent RIARIA to RIAMay 13, 2022May 27, 2022
Patrick John EllsworthHbks Wealth Advisors independent RIAWaldron Private Wealth independent RIARIA to RIAMar 14, 2022Mar 2, 2022
Craig Aaron SlaubaughHbks Wealth Advisors independent RIAWaldron Private Wealth independent RIARIA to RIAMay 17, 2021Jun 21, 2021 (35 d)
Lindsay WilcoxWells Fargo Advisors wirehouseWaldron Private Wealth independent RIAWirehouse to independent RIAMay 10, 2021Aug 23, 2021 (105 d)
Alex Glenn HendricksonLegend Financial Advisors Inc independent RIAWaldron Private Wealth independent RIARIA to RIADec 17, 2020Oct 16, 2020
Nathaniel Louis EcoffTowers Watson Investment Services, Inc. institutionalWaldron Private Wealth independent RIAOtherJan 24, 2020May 17, 2019
Samantha Spitzer SheetzRaymond James Financial Services Advisors, Inc BD affiliatedWaldron Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2019Aug 15, 2019 (52 d)
Ali Cheri SwartStrategic Advisers LLC national BDWaldron Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2018Feb 6, 2018
Bradley Scott JurikCharles Schwab & Co., Inc. national BDWaldron Private Wealth otherOtherJun 24, 2017Jul 12, 2017
Lara Michelle DaltonUBS Financial Services Inc. wirehouseWaldron Private Wealth otherOtherNov 11, 2015Feb 24, 2016 (105 d)
William Richard WinkelerRBC Capital Markets, LLC national BDWaldron Private Wealth otherOtherMar 17, 2015Jul 31, 2015 (136 d)
Casey John RobinsonPnc Wealth Management otherWaldron Private Wealth otherOtherJun 11, 2014Jul 25, 2014 (44 d)
Won Son ErdmanHunter Associates LLC otherWaldron Private Wealth independent RIAOtherJan 14, 2014May 11, 2018 (1578 d)
Chase D ContiLegend Financial Advisors Inc otherWaldron Private Wealth otherOtherJul 19, 2013Aug 11, 2015 (753 d)
Christopher Mark KellerLPL Financial LLC otherWaldron Private Wealth otherOtherMar 13, 2013Nov 17, 2011
Michael Edward KrolLPL Financial LLC otherWaldron Private Wealth otherOtherMar 13, 2013Feb 10, 2009
Eric Christopher VogtLPL Financial LLC otherWaldron Private Wealth otherOtherMar 13, 2013Mar 31, 2008
Benjamin Michael GreenfeldLPL Financial LLC otherWaldron Private Wealth otherOtherMar 13, 2013Nov 11, 2011
Mark Anthony MorettiLPL Financial LLC otherWaldron Private Wealth otherOtherMar 13, 2013Apr 22, 2014 (405 d)
James Charles MendelsonLPL Financial LLC otherWaldron Private Wealth otherOtherMar 12, 2013Jan 20, 2006
Stacy Hanlon MchughLPL Financial LLC otherWaldron Private Wealth otherOtherMar 5, 2013Apr 2, 2012
John Joseph WaldronFragasso Financial Advisors otherWaldron Private Wealth otherOtherJan 7, 2013Oct 29, 2004
Michael Vincent WhalenLPL Financial LLC otherWaldron Private Wealth otherOtherDec 17, 2012Aug 31, 2010
Kathi Lynn ZimmerLPL Financial LLC otherWaldron Private Wealth otherOtherMay 10, 2012Dec 23, 2010
Christopher D. BurtonLPL Financial LLC otherWaldron Private Wealth otherOtherFeb 10, 2011Sep 23, 2009
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31 moves match.