DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Garden State Investment Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jason Watson	Mcadam LLC independent RIA	Garden State Investment Advisory Services, LLC independent RIA	RIA to RIA	Jul 26, 2026	Jul 1, 2026
Ryan Christopher Hostnik	Cetera Investment Advisers LLC BD affiliated	Garden State Investment Advisory Services, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 15, 2026	Jul 27, 2026
Brian Dean Hanna	Fortis Capital Advisors, LLC independent RIA	Garden State Investment Advisory Services, LLC independent RIA	RIA to RIA	Mar 12, 2026	Mar 12, 2026
Baylis Jadamec	Esi Financial Advisors independent RIA	Garden State Investment Advisory Services, LLC independent RIA	RIA to RIA	Nov 7, 2024	Nov 6, 2024
Paul Jacques Stawinski	Summit Financial, LLC BD affiliated	Garden State Investment Advisory Services, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 22, 2023	Apr 13, 2023
Nabil Bouab	American Portfolios Advisors, Inc BD affiliated	Garden State Investment Advisory Services, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 1, 2022	Nov 1, 2022
Gregory George Calderaro	Private Advisor Group, LLC BD affiliated	Garden State Investment Advisory Services, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 3, 2021	May 19, 2021
Michael Joseph Azzato	Allstate Financial Advisors, LLC BD affiliated	Garden State Investment Advisory Services, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 24, 2019	Oct 1, 2019 (99 d)
Daniel Joseph Lombardozzi	First Allied Advisory Services, Inc. BD affiliated	Garden State Investment Advisory Services, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 15, 2019	Apr 12, 2019
Stephen B Leitzell	Questar Asset Management, Inc. BD affiliated	Garden State Investment Advisory Services, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 21, 2018	Nov 14, 2018
Michael Theodore Kuczinski	H. Beck, Inc. other	Garden State Investment Advisory Services, LLC other	Other	Mar 5, 2018	Mar 14, 2018
Michael Thomas Kuczinski	H. Beck, Inc. other	Garden State Investment Advisory Services, LLC other	Other	Mar 5, 2018	Mar 12, 2018
Kevin Noel Dolan	Cri Securities, LLC other	Garden State Investment Advisory Services, LLC other	Other	Nov 2, 2017	Nov 6, 2017
Brian Dean Hanna	Park Avenue Securities LLC other	Garden State Investment Advisory Services, LLC other	Other	Mar 2, 2016	Apr 18, 2017 (412 d)
Albert Vincent Pette	Rockwell Global Advisors, LLC other	Garden State Investment Advisory Services, LLC other	Other	May 12, 2015	Jun 3, 2015
Glenn Ward Leboeuf	Osaic Wealth, Inc. other	Garden State Investment Advisory Services, LLC other	Other	Jan 9, 2015	Mar 18, 2015 (68 d)
Anthony Richard Joslin	J P Turner & Company Capital Management, LLC other	Garden State Investment Advisory Services, LLC other	Other	Mar 13, 2014	Mar 25, 2014
Thomas Charles Matyola	Jhs Capital Advisors, LLC other	Garden State Investment Advisory Services, LLC independent RIA	Other	Dec 31, 2012	May 21, 2018 (1967 d)
Richard L Going	Cetera Advisor Networks LLC other	Garden State Investment Advisory Services, LLC other	Other	Jul 27, 2012	May 7, 2014 (649 d)
Brian Wayne Appel	First Allied Securities, Inc. other	Garden State Investment Advisory Services, LLC other	Other	Dec 31, 2011	Jan 10, 2012
Peter Nwabuokei Meme	Valic Financial Advisors, Inc. other	Garden State Investment Advisory Services, LLC other	Other	Feb 28, 2011	Jan 8, 2013 (680 d)
Terry Lee Brodt	Invest Financial Corporation other	Garden State Investment Advisory Services, LLC other	Other	Aug 13, 2010	Aug 12, 2010
Joseph Anthony Petrillo	Equitable Advisors, LLC national BD	Garden State Investment Advisory Services, LLC other	Other	May 20, 2010	May 12, 2014 (1453 d)
Jeffrey Aknew Wright	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Garden State Investment Advisory Services, LLC other	Other	May 12, 2010	Aug 15, 2012 (826 d)
Jason Eric Zwibel	Gunnallen Financial, Inc unclassified	Garden State Investment Advisory Services, LLC other	Other	Feb 2, 2010	Jun 16, 2010 (134 d)
Julie Ann Nawrocki	Morgan Stanley wirehouse	Garden State Investment Advisory Services, LLC other	Other	Oct 8, 2009	Mar 7, 2011 (515 d)
Donald Charles Madigan	Securities America Advisors, Inc. other	Garden State Investment Advisory Services, LLC other	Other	Sep 4, 2009	Sep 8, 2009
Ernest Mark Caponegro	First Montauk Securities Corp. unclassified	Garden State Investment Advisory Services, LLC other	Other	Nov 19, 2008	Jan 5, 2009 (47 d)
Anthony Joseph Caputo	Banc Of America Investment Services, Inc. unclassified	Garden State Investment Advisory Services, LLC other	Other	Dec 17, 2007	Jan 9, 2008
Christopher Matthew Puher	Ameriprise Financial Services, LLC national BD	Garden State Investment Advisory Services, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 12, 2005	Jan 6, 2026 (7483 d)
Steven David Trigili	International Planning Alliance, LLC unclassified	Garden State Investment Advisory Services, LLC other	Other	Feb 11, 2004	Jun 23, 2010 (2324 d)

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31 moves match.