DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Brookstone Investment Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bradley Jay CureEquitable Advisors, LLC national BDBrookstone Investment Advisory Services otherOtherFeb 16, 2012Feb 15, 2012
Raymond Guillermo AriasInvest Financial Corporation otherBrookstone Investment Advisory Services otherOtherJul 29, 2011Aug 8, 2011
Forrest Wayne CookEsi Financial Advisors otherBrookstone Investment Advisory Services otherOtherJan 28, 2011Jan 20, 2011
Nicolas Shane ToadvineInvestors Capital Advisory otherBrookstone Investment Advisory Services otherOtherDec 31, 2010Jan 10, 2012 (375 d)
Steven ReardonWells Fargo Advisors wirehouseBrookstone Investment Advisory Services otherOtherApr 5, 2010Jun 7, 2010 (63 d)
Kyong H KimCetera Advisors LLC otherBrookstone Investment Advisory Services otherOtherMar 1, 2010Mar 9, 2010
Roger Alan ToelkeToelke & Associates, Inc. unclassifiedBrookstone Investment Advisory Services otherOtherDec 31, 2009Apr 3, 2008
Ron AdelsteinGunnallen Financial, Inc unclassifiedBrookstone Investment Advisory Services otherOtherOct 2, 2009Nov 23, 2009 (52 d)
Edgar Allen ThomasIngram Advisory Services, LLC otherBrookstone Investment Advisory Services otherOtherAug 21, 2009Sep 10, 2009
Keith Lindell HaskellAvantax Advisory Services otherBrookstone Investment Advisory Services otherOtherFeb 13, 2009Sep 23, 2008
Warren Alan MarmorsteinIndependent Financial Group, LLC otherBrookstone Investment Advisory Services otherOtherOct 7, 2008Feb 26, 2009 (142 d)
John Anthony MeloLPL Financial LLC otherBrookstone Investment Advisory Services otherOtherJul 9, 2008Jul 2, 2008
Robert Layton1st Discount Brokerage, Inc. otherBrookstone Investment Advisory Services otherOtherMay 22, 2008Jun 2, 2008
Robert Alan WilberR & L Financial Services, Inc. unclassifiedBrookstone Investment Advisory Services otherOtherApr 24, 2008Jan 17, 2007
Paul Grant TruesdellAssociated Securities Corp. unclassifiedBrookstone Investment Advisory Services otherOtherDec 17, 2007Dec 21, 2007
Tilden Lester SowdonCetera Advisors LLC otherBrookstone Investment Advisory Services otherOtherNov 27, 2007Dec 1, 2007
Timothy John StearnsLasalle St. Investment Advisors, L.L.C. otherBrookstone Investment Advisory Services otherOtherJul 23, 2007Jul 24, 2007
Michael James KickhamSecurities America Advisors, Inc. otherBrookstone Investment Advisory Services otherOtherJul 9, 2007Jul 3, 2007
Michael John MartinezGunnallen Financial, Inc unclassifiedBrookstone Investment Advisory Services otherOtherJun 29, 2007Jun 22, 2007
Mark John O'ConnellFsc Securities Corporation otherBrookstone Investment Advisory Services otherOtherJun 8, 2007May 29, 2009 (721 d)
Lamont Percell ParkerFmsi Advisers otherBrookstone Investment Advisory Services otherOtherApr 2, 2007Apr 2, 2007
Scott David WerlingCharles Schwab & Co., Inc. national BDBrookstone Investment Advisory Services otherOtherMar 23, 2007Mar 20, 2009 (728 d)
Allen Ray MontgomeryCetera Advisor Networks LLC otherBrookstone Investment Advisory Services otherOtherSep 18, 2006Sep 28, 2006
Gregory Alfredo ChonaRaymond James Financial Services, Inc. unclassifiedBrookstone Investment Advisory Services otherOtherApr 27, 2006Aug 7, 2006 (102 d)
Paul Reid RichardsonSalomon Grey Financial Corporation unclassifiedBrookstone Investment Advisory Services otherOtherFeb 17, 2006Jun 6, 2011 (1935 d)
Daniel DisimileGunnallen Financial, Inc unclassifiedBrookstone Investment Advisory Services otherOtherAug 8, 2005Feb 7, 2008 (913 d)
Paul Michael BalogArcher Alexander Securities Corporation unclassifiedBrookstone Investment Advisory Services otherOtherApr 12, 2005Mar 20, 2012 (2534 d)
Christopher Dean KlineGunnallen Financial, Inc unclassifiedBrookstone Investment Advisory Services otherOtherApr 21, 2003Jan 17, 2007 (1367 d)
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28 moves match.