DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Convergent Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Alexander Slud	Gfo Advisory Services, LLC other	Convergent Wealth Advisors, LLC other	Other	Jul 8, 2015	Jul 9, 2015
Sheila Denise Stinson	Gfo Advisory Services, LLC other	Convergent Wealth Advisors, LLC other	Other	Jul 8, 2015	Jul 9, 2015
Janice Marie Powell	Cavanal Hill Investment Management, Inc. other	Convergent Wealth Advisors, LLC other	Other	Jun 17, 2015	Aug 4, 2016 (414 d)
Sumedha Malhotra	Citigroup Global Markets Inc. other	Convergent Wealth Advisors, LLC other	Other	Mar 5, 2014	Mar 18, 2014
Dawn Marie Page	Cordant Wealth Partners other	Convergent Wealth Advisors, LLC other	Other	Aug 7, 2013	Oct 25, 2014 (444 d)
Richard Leslie Wells	Fisher Investments other	Convergent Wealth Advisors, LLC other	Other	Feb 1, 2013	Jan 15, 2014 (348 d)
John Thomas Elmes	Gfo Advisory Services, LLC other	Convergent Wealth Advisors, LLC other	Other	Jan 18, 2013	Jun 26, 2015 (889 d)
Eric Louis Gabor	Goldman Sachs Wealth Services, L.P. other	Convergent Wealth Advisors, LLC other	Other	Feb 16, 2012	Feb 28, 2012
Max Joseph Meltzer	Nfp Advisor Services, LLC other	Convergent Wealth Advisors, LLC other	Other	Jan 30, 2012	Jan 12, 2012
Christopher Allan Owens	Wells Fargo Advisors wirehouse	Convergent Wealth Advisors, LLC other	Other	May 17, 2011	May 19, 2011
Gregory Edward Blake	Alliancebernstein L.P. other	Convergent Wealth Advisors, LLC other	Other	Mar 28, 2011	May 9, 2012 (408 d)
Scott Debeck	Morgan Stanley wirehouse	Convergent Wealth Advisors, LLC other	Other	Mar 15, 2010	Feb 19, 2010
Kevin Wallace Smith	Royal Oak Capital Management, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	Oct 22, 2009	Oct 7, 2009
David Michael Sotsky	UBS Financial Services Inc. wirehouse	Convergent Wealth Advisors, LLC other	Other	May 19, 2009	Jul 2, 2009 (44 d)
Jeffrey David Santos	Citigroup Global Markets Inc. other	Convergent Wealth Advisors, LLC other	Other	Sep 15, 2008	Jan 13, 2009 (120 d)
James Larry Henson	Citigroup Global Markets Inc. other	Convergent Wealth Advisors, LLC other	Other	Sep 11, 2008	Oct 1, 2008
Peter Finley Dunne	Citigroup Global Markets Inc. other	Convergent Wealth Advisors, LLC other	Other	Sep 9, 2008	Feb 3, 2009 (147 d)
Bruce Russell Wall	Citigroup Global Markets Inc. other	Convergent Wealth Advisors, LLC other	Other	Sep 9, 2008	Feb 3, 2009 (147 d)
Charles Wi Ross	Citigroup Global Markets Inc. other	Convergent Wealth Advisors, LLC other	Other	Sep 9, 2008	Oct 1, 2008
George Anthony Dunn	Citigroup Global Markets Inc. other	Convergent Wealth Advisors, LLC other	Other	Sep 9, 2008	Feb 3, 2009 (147 d)
Matthew Allan Lettinga	Ernst & Young Investment Advisers Llp no RAUM	Convergent Wealth Advisors, LLC other	Other	Aug 12, 2008	Jul 17, 2008
Thierry Jean Dominique Brunel	Morgan Stanley & Co. LLC unclassified	Convergent Wealth Advisors, LLC other	Other	Sep 5, 2007	Jan 11, 2008 (128 d)
William Jones Debutts	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	Jul 9, 2007	Aug 1, 2007
Kurt Erik Odegard	Windermere Investment Associates, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	Jul 9, 2007	May 17, 2007
Christopher Robert Mccall	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 21, 2007	May 15, 2007
John Robert Workman	Windermere Investment Associates, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 18, 2007	May 18, 2007
Brian Andrew Pierson	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 4, 2007	May 4, 2007
Gary Richard Sobelman	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Andrew James Woolridge	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Brian Russell Vowinkel	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Mark Theodore Kelly	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Lawrence Kenneth Miles	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Jarrett Franklin Solomon	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Lauren Lehman	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Ryan K Preston	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Jonathan Paul Straub	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Allison Winn Kaplan	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Marc Lee Russell	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Michael David Miller	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Matthew Allan Tigert	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Lauren Paige Martin	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 3, 2007	May 3, 2007
Steven David Lockshin	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 2, 2007	May 2, 2007
Christopher Geddy Hill	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 2, 2007	May 2, 2007
Ashley Elyse Iddings	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 2, 2007	May 2, 2007
William Dennis Bancroft	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 2, 2007	May 2, 2007
John Gabriel Decker	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 2, 2007	May 2, 2007
Lindsay Garland Shetterly	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 2, 2007	May 2, 2007
Kathleen F Freed	Lydian Wealth Management Company, LLC unclassified	Convergent Wealth Advisors, LLC other	Other	May 2, 2007	May 2, 2007
Ryan Christopher Poirier	Suntrust Investment Services, Inc. other	Convergent Wealth Advisors, LLC other	Other	Apr 9, 2007	May 3, 2007
David Charles Kahn	Roxbury Capital Management LLC other	Convergent Wealth Advisors, LLC other	Other	Jan 3, 2005	May 13, 2010 (1956 d)

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50 moves match.