DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Seacrest Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Edward YarbroughIdle Hill Advisors LLC independent RIASeacrest Wealth Management, LLC independent RIARIA to RIAMay 18, 2026Jun 24, 2026 (37 d)
Claudia RivasJ.P. Morgan Securities LLC wirehouseSeacrest Wealth Management, LLC independent RIAWirehouse to independent RIAMar 7, 2024Mar 5, 2024
Orlando RosarioEmpower Advisory Group, LLC BD affiliatedSeacrest Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2023Apr 15, 2024 (361 d)
Wayne Ray WongMorgan Stanley wirehouseSeacrest Wealth Management, LLC independent RIAWirehouse to independent RIAJun 3, 2022May 27, 2022
Jason Lee SealeAmerican Wealth Management, Inc. independent RIASeacrest Wealth Management, LLC independent RIARIA to RIANov 30, 2021Dec 15, 2022 (380 d)
Timothy Adam PerkinsCambridge Investment Research Advisors, Inc. BD affiliatedSeacrest Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 11, 2021Sep 23, 2021 (104 d)
Ruben CisnerosMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSeacrest Wealth Management, LLC independent RIAWirehouse to independent RIAJun 2, 2020Jan 1, 2025 (1674 d)
Francis Cooper LawranceRaymond James Financial Services Advisors, Inc BD affiliatedSeacrest Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 25, 2019Sep 20, 2019
Stephen T TuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSeacrest Wealth Management, LLC independent RIAWirehouse to independent RIAJul 18, 2019Jul 2, 2019
Jason Ferris JeungOccidental Asset Management, LLC independent RIASeacrest Wealth Management, LLC independent RIARIA to RIAMay 2, 2019Jan 1, 2025 (2071 d)
Brenda SteinEdward Jones national BDSeacrest Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2018May 7, 2018
Susan BockMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSeacrest Wealth Management, LLC otherOtherFeb 21, 2017Feb 15, 2017
Raymond Anthony PruzinskyWells Fargo Advisors wirehouseSeacrest Wealth Management, LLC independent RIAWirehouse to independent RIAOct 20, 2016Sep 26, 2018 (706 d)
Michael Joseph AnnunziataAmeriprise Financial Services, LLC national BDSeacrest Wealth Management, LLC otherOtherAug 17, 2016Aug 18, 2016
Michael Patrick DowdMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSeacrest Wealth Management, LLC independent RIAWirehouse to independent RIAJul 12, 2016Dec 26, 2019 (1262 d)
Houghton GiffordWells Fargo Advisors wirehouseSeacrest Wealth Management, LLC otherOtherMay 27, 2016May 27, 2016
Lee Allen NystedWells Fargo Advisors wirehouseSeacrest Wealth Management, LLC otherOtherSep 3, 2015Jan 4, 2016 (123 d)
Richard Alan MatthewsConcourse Financial Group Advisors otherSeacrest Wealth Management, LLC otherOtherAug 25, 2015Aug 6, 2015
Carlos Gabriel MejiaWells Fargo Advisors wirehouseSeacrest Wealth Management, LLC independent RIAWirehouse to independent RIAApr 22, 2015Sep 3, 2021 (2326 d)
Joseph Frederick AudayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSeacrest Wealth Management, LLC otherOtherNov 11, 2014Nov 20, 2014
John Leslie StantonB Riley Wealth Management otherSeacrest Wealth Management, LLC otherOtherSep 25, 2014Oct 27, 2014 (32 d)
James Douglas DickeyAmeriprise Financial Services, LLC national BDSeacrest Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2014Apr 10, 2023 (3272 d)
Tony SaemaiMorgan Stanley wirehouseSeacrest Wealth Management, LLC otherOtherAug 9, 2013Nov 5, 2013 (88 d)
Jacqueline PrueClark Dodge & Co., Inc. unclassifiedSeacrest Wealth Management, LLC independent RIAOtherAug 6, 2013Feb 7, 2024 (3837 d)
Eric Clay SpencerMorgan Stanley wirehouseSeacrest Wealth Management, LLC otherOtherFeb 27, 2013Feb 26, 2013
Heather Ann HasteyWells Fargo Advisors wirehouseSeacrest Wealth Management, LLC otherOtherNov 28, 2012Jan 10, 2013 (43 d)
Nicholas Anthony PfeifferJ.J.B. Hilliard, W.L. Lyons, LLC otherSeacrest Wealth Management, LLC otherOtherOct 17, 2012Nov 26, 2012 (40 d)
Kenneth MetvinerMorgan Stanley wirehouseSeacrest Wealth Management, LLC otherOtherMay 3, 2012Apr 19, 2016 (1447 d)
Jason Ferris JeungRaymond James & Associates, Inc. national BDSeacrest Wealth Management, LLC otherOtherApr 17, 2012May 10, 2012
Daniel Craig MoskowMorgan Stanley wirehouseSeacrest Wealth Management, LLC independent RIAWirehouse to independent RIAMar 9, 2012Apr 4, 2018 (2217 d)
James Douglas AndersonMorgan Stanley wirehouseSeacrest Wealth Management, LLC otherOtherFeb 24, 2012Jun 22, 2012 (119 d)
Jonathan Dexter PolsonWells Fargo Advisors wirehouseSeacrest Wealth Management, LLC otherOtherMay 19, 2011Jun 24, 2011 (36 d)
Richard Hay MaddenMorgan Stanley wirehouseSeacrest Wealth Management, LLC otherOtherJan 29, 2010Nov 7, 2014 (1743 d)
Bradford Miles KimballDetwiler Fenton & Co. unclassifiedSeacrest Wealth Management, LLC otherOtherDec 23, 2009Jan 13, 2010
Dean B LivingstonMorgan Stanley wirehouseSeacrest Wealth Management, LLC independent RIAWirehouse to independent RIAAug 11, 2009Nov 26, 2025 (5951 d)
Donald Wayne HubbsLPL Financial LLC otherSeacrest Wealth Management, LLC otherOtherMay 15, 2009Sep 7, 2012 (1211 d)
Benjamin Stuart BrainardMorgan Stanley & Co. LLC unclassifiedSeacrest Wealth Management, LLC otherOtherApr 2, 2009May 12, 2011 (770 d)
Mark Dennis FadlingMorgan Stanley & Co. LLC unclassifiedSeacrest Wealth Management, LLC otherOtherMar 31, 2009May 12, 2011 (772 d)
Jeffrey Allen MeyerMorgan Stanley & Co. LLC unclassifiedSeacrest Wealth Management, LLC otherOtherJun 12, 2008Apr 8, 2011 (1030 d)
Robert Raymond SaylerMorgan Stanley & Co. LLC unclassifiedSeacrest Wealth Management, LLC otherOtherJun 12, 2008May 23, 2011 (1075 d)
Jeffrey Scott TiedgeMorgan Stanley & Co. LLC unclassifiedSeacrest Wealth Management, LLC otherOtherMar 13, 2008Mar 25, 2011 (1107 d)
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41 moves match.