DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cerity Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Scott Holt | Bok Financial Private Wealth, Inc. independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Sep 16, 2026 | Sep 14, 2026 |
| Matthew R Philips | Strategic Advisers LLC national BD | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2026 | Aug 13, 2026 |
| Jack Boyland | Raymond James & Associates, Inc. national BD | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2026 | Sep 15, 2026 (40 d) |
| James Frederick Schlager | Running Point Capital Advisors LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Aug 3, 2026 | Mar 6, 2026 |
| Shayn Richard Foley | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2026 | Jul 17, 2026 |
| James Blair Callahan | Jfg Family Office independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 28, 2026 | Aug 10, 2026 |
| Brenda Kay Mccombs | Cordant Wealth Partners independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 17, 2026 | Jul 1, 2026 |
| Isaac Eugene Presley | Cordant Wealth Partners independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 17, 2026 | Jul 1, 2026 |
| Scott Elliott Gerlach | Cordant Wealth Partners independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 17, 2026 | Jul 1, 2026 |
| Shannon Garrick Brandon Rozairo | Cordant Wealth Partners independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 17, 2026 | Jul 1, 2026 |
| Samuel Slusser | Cordant Wealth Partners independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 17, 2026 | Jul 1, 2026 |
| Durham Olin Sundberg | Cordant Wealth Partners independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 17, 2026 | Jul 1, 2026 |
| John Lytle Jones | Edward Jones national BD | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jul 17, 2026 |
| Erin Patricia Kavanaugh | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2026 | Jun 16, 2026 |
| Daniel Leonard Dunham | Dwr Wealth Management, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jul 8, 2026 | Jul 15, 2026 |
| Lisa M Paczkowski | UBS Financial Services Inc. wirehouse | Cerity Partners LLC independent RIA | Wirehouse to independent RIA | Jul 3, 2026 | Jun 22, 2026 |
| Hunter Patrick Pemrick | Rockefeller Capital Management BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Jul 2, 2026 |
| Elliot James | Entrewealth independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jun 12, 2026 | Jun 24, 2026 |
| Kimberly Ann Flynn | Cwm, LLC BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2026 | Sep 9, 2026 (90 d) |
| Christina Marie Ferguson | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | May 14, 2026 |
| Matthew Joseph Schmidt | Parallel Advisors, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | May 15, 2026 | Jun 5, 2026 |
| Christopher Ryan Mcneal | LPL Financial LLC BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2026 | Apr 29, 2026 |
| Joshua Darrin Mudse | Atlas independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | May 1, 2026 | May 12, 2026 |
| Shannon M Graziano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cerity Partners LLC independent RIA | Wirehouse to independent RIA | Apr 27, 2026 | May 4, 2026 |
| Jason Charles Rothman | Focus Partners Wealth, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Apr 23, 2026 | May 19, 2026 |
| Todd David Glisson | Covenant Partners, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Apr 15, 2026 | Mar 31, 2026 |
| John Banks Link | Covenant Partners, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Apr 15, 2026 | Mar 31, 2026 |
| Andrew Edward Wood | Covenant Partners, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Apr 15, 2026 | Apr 2, 2026 |
| David Connor Lees | Mycio Wealth Partners, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Apr 6, 2026 | Apr 28, 2026 |
| Jenevieve J Lenz | Park Avenue Securities LLC BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Sep 4, 2026 (155 d) |
| Nicholas Root Wilcox | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cerity Partners LLC independent RIA | Wirehouse to independent RIA | Apr 2, 2026 | Apr 8, 2026 |
| Elizabeth Boles Desousa | Running Point Capital Advisors LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 30, 2026 | Mar 9, 2026 |
| Michael Ashley Schulman | Running Point Capital Advisors LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 30, 2026 | Mar 9, 2026 |
| Daniel Andrew Kerr | Running Point Capital Advisors LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 30, 2026 | Mar 6, 2026 |
| Abraham Daniel Israeli | Running Point Capital Advisors LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 30, 2026 | Mar 6, 2026 |
| James L Alexander | Edge Financial Advisors, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 23, 2026 | Mar 5, 2026 |
| Eric William Jones | Edge Financial Advisors, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 23, 2026 | Mar 5, 2026 |
| Andrew J Krajewski | Edge Financial Advisors, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 23, 2026 | Mar 5, 2026 |
| Jeremy Robert Schletz | Edge Financial Advisors, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 23, 2026 | Mar 5, 2026 |
| Zachary Adam Cravez | Edge Financial Advisors, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 23, 2026 | Mar 5, 2026 |
| Nathan Edward Meek | Edge Financial Advisors, LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 23, 2026 | Mar 5, 2026 |
| Nicholas Anthony Colangelo | Shade Tree Advisors LLC independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Mar 18, 2026 | Apr 7, 2026 |
| Sidney Olayinka | First Citizens Investor Services, Inc. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Mar 13, 2026 |
| Stephen Andrew Kolaga | Advice And Planning Services BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Apr 8, 2026 (33 d) |
| Carlee Kaitlyn Luciano | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Feb 24, 2026 |
| Andrew Larkin Caples | United Capital Financial Advisors independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Feb 23, 2026 | Mar 4, 2026 |
| Kenneth Paul Daly | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Dan Kraus | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 7, 2026 |
| Kieu Lê Turk | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Kevin Edward Weaver | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 7, 2026 |
| Alex James Wagner | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Ryan Mcconeghy | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Kyle Patrick Cook | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Sarah Ruth Mcnutt | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Noe Lopez | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Phimporn Tobchan | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Hayley Elizabeth Swaim | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Sujatha Theddu | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Reagan Dean Stephenson | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
| Alison Fields Cassorla | Austin Private Wealth, LLC no RAUM | Cerity Partners LLC independent RIA | Other | Feb 18, 2026 | Jan 6, 2026 |
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481 moves match.