DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Simplyria Advisor Network

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ethan Thomas FavreNorthwestern Mutual Investment Services,LLC no RAUMSimplyria Advisor Network independent RIAOtherMar 27, 2026Jun 11, 2026 (76 d)
Thomas Carmelo WarnerEquitable Advisors, LLC national BDSimplyria Advisor Network independent RIAAffiliated broker-dealer or bank to independent RIAOct 15, 2025Oct 23, 2025
Richard Christopher GreenAlpha Global Investments unclassifiedSimplyria Advisor Network independent RIAOtherOct 10, 2024Jan 1, 2025 (83 d)
Sefton Kingsbury BarnesFlorida Financial Advisors, LLC BD affiliatedSimplyria Advisor Network independent RIAAffiliated broker-dealer or bank to independent RIAFeb 7, 2023Feb 6, 2023
Kristen Hawkins-YakelLPL Financial LLC independent RIASimplyria Advisor Network independent RIARIA to RIAFeb 6, 2023Feb 6, 2023
Randall J. CashmorePeace Of Mind Wealth Management independent RIASimplyria Advisor Network independent RIARIA to RIAJan 6, 2023Jan 6, 2023
Zachary Alexander CashmorePeace Of Mind Wealth Management independent RIASimplyria Advisor Network independent RIARIA to RIAJan 6, 2023Jan 6, 2023
David Harold KisserGuardian Pointe Private Wealth Management, LLC independent RIASimplyria Advisor Network independent RIARIA to RIADec 20, 2022Dec 19, 2022
Scott Jay KarlGuardian Pointe Private Wealth Management, LLC independent RIASimplyria Advisor Network independent RIARIA to RIADec 20, 2022Dec 21, 2022
Paul Edward CompeauGuardian Pointe Private Wealth Management, LLC independent RIASimplyria Advisor Network independent RIARIA to RIADec 20, 2022Dec 21, 2022
Neil Alan KaplanGuardian Pointe Private Wealth Management, LLC independent RIASimplyria Advisor Network independent RIARIA to RIADec 20, 2022Dec 21, 2022
Nathan Daniel MeyerGuardian Pointe Private Wealth Management, LLC independent RIASimplyria Advisor Network independent RIARIA to RIADec 20, 2022Mar 21, 2023 (91 d)
James W AnadonPillar6 Advisors, LLC state registeredSimplyria Advisor Network independent RIAOtherJun 24, 2022Jun 22, 2022
Jimmy Dale LongAlphastar Capital Management independent RIASimplyria Advisor Network independent RIARIA to RIAJun 22, 2022Jul 17, 2023 (390 d)
Adam SmithImpact Partnership Wealth, LLC independent RIASimplyria Advisor Network independent RIARIA to RIAJun 10, 2022Apr 28, 2023 (322 d)
Adam BlockiA Smarter Way To Invest asset managerSimplyria Advisor Network independent RIAOtherMar 10, 2021Jan 31, 2020
Mark W HolodySecurities America Advisors, Inc. BD affiliatedSimplyria Advisor Network independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2020Aug 20, 2020
Sean HarlanBrookstone Capital Management LLC independent RIASimplyria Advisor Network independent RIARIA to RIADec 16, 2019Dec 6, 2019
Kenneth Daniel TumoloJohnson Brunetti independent RIASimplyria Advisor Network independent RIARIA to RIASep 4, 2019Aug 29, 2019
Benjamin A FuchsJohnson Brunetti independent RIASimplyria Advisor Network independent RIARIA to RIADec 27, 2018Feb 11, 2019 (46 d)
John Charles LambertHuntington Financial Advisors otherSimplyria Advisor Network independent RIAOtherAug 3, 2017Jan 1, 2025 (2708 d)
Joshua David StammMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSimplyria Advisor Network otherOtherDec 31, 2016Mar 13, 2017 (72 d)
Dawn Marie SantorielloS Squared Retirement Solutions LLC state registeredSimplyria Advisor Network otherOtherDec 27, 2016Dec 6, 2016
Ronald Jacob DawsonWaddell & Reed otherSimplyria Advisor Network otherOtherDec 27, 2016Feb 27, 2017 (62 d)
Branden Curtiss BoschWaddell & Reed otherSimplyria Advisor Network otherOtherDec 27, 2016Feb 24, 2017 (59 d)
Steven Michael RoyFounders Financial Securities, LLC otherSimplyria Advisor Network otherOtherAug 22, 2016Aug 22, 2016
Lance Dee CherryCurian Capital, LLC otherSimplyria Advisor Network otherOtherMar 29, 2016Nov 14, 2016 (230 d)
Timothy Dean WalworthUnited Advisors America independent RIASimplyria Advisor Network otherOtherOct 2, 2015Sep 29, 2015
Michael John BrandoneEagle Financial Advisors, LLC independent RIASimplyria Advisor Network otherOtherMay 26, 2015May 22, 2017 (727 d)
Mark Edward CotterGlobal Asset Management Group unclassifiedSimplyria Advisor Network independent RIAOtherOct 3, 2013Oct 30, 2025 (4410 d)
Daniel Michael StavaleSpc otherSimplyria Advisor Network otherOtherJul 9, 2013Aug 14, 2013 (36 d)
Frank James ManzianoHennion & Walsh Asset Management, Inc. otherSimplyria Advisor Network independent RIAOtherJun 25, 2013Sep 11, 2026 (4826 d)
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32 moves match.