DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wealthplan Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amy Nuttall ZwaanRaymond James Financial Services Advisors, Inc BD affiliatedWealthplan Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2019Sep 9, 2019
Brenda Leann AndersonSecurities America Advisors, Inc. BD affiliatedWealthplan Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2019Jan 10, 2020 (148 d)
Tron David WelchCambridge Investment Research Advisors, Inc. BD affiliatedWealthplan Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2019Jul 1, 2019
Lisa Ann CowanCambridge Investment Research Advisors, Inc. BD affiliatedWealthplan Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2019Jul 23, 2019
Garth Jonathan TerlizziLPL Financial LLC independent RIAWealthplan Partners independent RIARIA to RIAMay 7, 2019Apr 9, 2019
Steven H DruckmanAurora Private Wealth, Inc. independent RIAWealthplan Partners independent RIARIA to RIAMar 20, 2019Aug 28, 2019 (161 d)
Robert Charles KeatingFidelity Personal And Workplace Advisors BD affiliatedWealthplan Partners independent RIAAffiliated broker-dealer or bank to independent RIANov 28, 2018Nov 14, 2018
Shawn Gerald HanquistWells Fargo Advisors wirehouseWealthplan Partners independent RIAWirehouse to independent RIAOct 2, 2018Oct 3, 2018
Kevin White SweeneyLPL Financial LLC independent RIAWealthplan Partners otherOtherSep 12, 2018Feb 2, 2016
Melinda Haire McreeLPL Financial LLC independent RIAWealthplan Partners otherOtherAug 15, 2018Feb 2, 2016
Robert William TaylorStrategic Advisers LLC national BDWealthplan Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2018Jun 28, 2018 (107 d)
Wayne David WagnerLPL Financial LLC independent RIAWealthplan Partners independent RIARIA to RIAFeb 8, 2018Feb 16, 2018
Jessica Lynn RauschStrategic Advisers LLC national BDWealthplan Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 10, 2017Feb 13, 2019 (705 d)
Brent Allen MccuneLPL Financial LLC otherWealthplan Partners otherOtherNov 15, 2016May 25, 2016
Randall Scott CobleLPL Financial LLC otherWealthplan Partners otherOtherNov 15, 2016May 3, 2016
Tod Michael MasinSummit Financial Group Inc otherWealthplan Partners otherOtherNov 4, 2016Nov 7, 2016
Michael Lee MoravecVsr Advisory Services otherWealthplan Partners otherOtherNov 2, 2016Jan 30, 2017 (89 d)
William Dean MiskoVsr Advisory Services otherWealthplan Partners otherOtherNov 2, 2016Nov 9, 2016
Kimberly Ann StollSummit Financial Group Inc otherWealthplan Partners otherOtherOct 31, 2016Nov 4, 2016
Roger Stephen AugustynSummit Financial Group Inc otherWealthplan Partners otherOtherSep 26, 2016Sep 27, 2016
Jeremy Royal ArmagostSummit Financial Group Inc otherWealthplan Partners otherOtherSep 26, 2016Sep 26, 2016
Suthipong Robert ChitrathornTrilogy Capital, Inc. otherWealthplan Partners otherOtherSep 12, 2016Sep 13, 2016
Paul Michael LeoneTrilogy Capital, Inc. otherWealthplan Partners otherOtherJul 21, 2016Jun 16, 2016
Kenichi IgarashiTrilogy Capital, Inc. no RAUMWealthplan Partners otherOtherFeb 3, 2016Feb 4, 2016
Aaron Nazar JohnsonTrilogy Capital, Inc. no RAUMWealthplan Partners otherOtherFeb 3, 2016Feb 3, 2016
Ian Mitchell MasseyTrilogy Capital, Inc. no RAUMWealthplan Partners otherOtherFeb 3, 2016Feb 2, 2016
Jon Mark MasseyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherWealthplan Partners otherOtherFeb 2, 2016Feb 2, 2016
Fred William SchellpeperAmeritas Advisory Services otherWealthplan Partners otherOtherDec 18, 2015Nov 23, 2015
Paul James PittmanLPL Financial LLC otherWealthplan Partners otherOtherJul 1, 2015Jul 2, 2015
Rebecca D RupeLPL Financial LLC otherWealthplan Partners otherOtherJun 4, 2015Jun 5, 2015
Justin Michael GibsonWaddell & Reed otherWealthplan Partners otherOtherMay 12, 2015Apr 22, 2015
Curtis Lynn KruegerWaddell & Reed otherWealthplan Partners otherOtherApr 27, 2015Apr 22, 2015
Joel Timothy WingWaddell & Reed otherWealthplan Partners otherOtherApr 27, 2015Apr 22, 2015
Patricia Lynn Sacco KruegerD.A. Davidson & Co. otherWealthplan Partners otherOtherApr 20, 2015Apr 22, 2015
Charles Edward PratherUBS Financial Services Inc. wirehouseWealthplan Partners otherOtherDec 23, 2014Dec 18, 2014
Alan Michael RomeroUBS Financial Services Inc. wirehouseWealthplan Partners otherOtherDec 23, 2014Jul 21, 2015 (210 d)
Wade Cleve BehlenLPL Financial LLC otherWealthplan Partners otherOtherOct 22, 2014Oct 23, 2014
Michael Leo SheaCreative Planning otherWealthplan Partners otherOtherMay 14, 2014Nov 3, 2014 (173 d)
Richard Jacob HolleEquitable Advisors, LLC national BDWealthplan Partners otherOtherFeb 28, 2014Mar 6, 2014
Joseph Bradford McclellanEquitable Advisors, LLC national BDWealthplan Partners otherOtherFeb 28, 2014Mar 6, 2014
Gregory Michael NardolilloEquitable Advisors, LLC national BDWealthplan Partners otherOtherFeb 27, 2014Mar 6, 2014
Ralph Joseph AielloAmeriprise Financial Services, LLC national BDWealthplan Partners otherOtherJan 31, 2014Jul 2, 2015 (517 d)
Daniel Paul FeltzLPL Financial LLC otherWealthplan Partners otherOtherJan 12, 2012Dec 13, 2011
Brent Thomas OmaraLPL Financial LLC otherWealthplan Partners otherOtherJan 11, 2012Dec 23, 2011
Ryan M FeltzLPL Financial LLC otherWealthplan Partners otherOtherJan 11, 2012Dec 13, 2011
Kevin Eugene O'MaraLPL Financial LLC otherWealthplan Partners otherOtherJan 11, 2012Dec 23, 2011
James Ferrell ObrienLPL Financial LLC otherWealthplan Partners otherOtherJan 11, 2012Dec 23, 2011
Kevin Richard ZemannQa3 Financial LLC unclassifiedWealthplan Partners otherOtherFeb 11, 2011Mar 17, 2015 (1495 d)
William Wayne BissellUvest Financial Services Group, Inc. unclassifiedWealthplan Partners otherOtherAug 25, 2010Feb 2, 2016 (1987 d)
Gerald Thomas RogersUvest Financial Services Group, Inc. unclassifiedWealthplan Partners otherOtherAug 25, 2010Mar 3, 2016 (2017 d)
Raymond Scott BenjaminUvest Financial Services Group, Inc. unclassifiedWealthplan Partners otherOtherAug 25, 2010Feb 2, 2016 (1987 d)
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51 moves match.