DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cantor Fitzgerald Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ethan KaufmanNewedge Advisors BD affiliatedCantor Fitzgerald Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2025Jul 23, 2025 (62 d)
Andrew Thomas ShieldsUBS Financial Services Inc. wirehouseCantor Fitzgerald Investment Advisors independent RIAWirehouse to independent RIAFeb 4, 2025Mar 3, 2025
Noah David MussmanEquitable Advisors, LLC national BDCantor Fitzgerald Investment Advisors mixed wealthAffiliated broker-dealer or bank to independent RIAJul 29, 2024May 15, 2026 (655 d)
Gregory Watson FergusonMorgan Stanley wirehouseCantor Fitzgerald Investment Advisors mixed wealthWirehouse to independent RIAApr 10, 2024Apr 6, 2026 (726 d)
Todd ForgioneMorgan Stanley wirehouseCantor Fitzgerald Investment Advisors independent RIAWirehouse to independent RIAJan 25, 2024Dec 1, 2025 (676 d)
Lawrence Daniel GarrityBlackrock Investment Management, LLC otherCantor Fitzgerald Investment Advisors independent RIAOtherJan 18, 2023Apr 13, 2023 (85 d)
Alexander C StuartVirtus Investment Advisers, LLC asset managerCantor Fitzgerald Investment Advisors mixed wealthOtherOct 25, 2022Dec 6, 2022 (42 d)
Benedikt HaidFlorida Financial Advisors, LLC BD affiliatedCantor Fitzgerald Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2022Mar 13, 2023 (220 d)
Tiffany OrcuttSmith Group Asset Management institutionalCantor Fitzgerald Investment Advisors mixed wealthOtherOct 5, 2021Feb 7, 2023 (490 d)
Owen BurnsPnc Managed Account Solutions, Inc. BD affiliatedCantor Fitzgerald Investment Advisors mixed wealthAffiliated broker-dealer or bank to independent RIASep 27, 2021Sep 28, 2021
Joseph Scott MorrellFlippin Bruce & Porter Inc independent RIACantor Fitzgerald Investment Advisors mixed wealthRIA to RIAJul 7, 2021Jul 2, 2021
Norman Delmas DardenFlippin Bruce & Porter Inc independent RIACantor Fitzgerald Investment Advisors mixed wealthRIA to RIAJul 7, 2021Jul 2, 2021
John Thomas BruceFlippin Bruce & Porter Inc independent RIACantor Fitzgerald Investment Advisors mixed wealthRIA to RIAJul 7, 2021Jul 8, 2021
David Jarrell MarshallFlippin Bruce & Porter Inc independent RIACantor Fitzgerald Investment Advisors mixed wealthRIA to RIAJul 7, 2021Jul 7, 2021
Robert Christian OldakerNomura Investment Management Business Trust otherCantor Fitzgerald Investment Advisors mixed wealthOtherMay 28, 2021Jun 7, 2021
Thomas Howard SalottiClearbridge Investments, LLC mixed wealthCantor Fitzgerald Investment Advisors independent RIARIA to RIAOct 7, 2020Jun 16, 2023 (982 d)
Peter J HessNuveen Asset Management, LLC mixed wealthCantor Fitzgerald Investment Advisors mixed wealthRIA to RIAAug 10, 2020May 10, 2021 (273 d)
Taylor Leete HogarthLord, Abbett & Co. LLC asset managerCantor Fitzgerald Investment Advisors independent RIAOtherMay 15, 2019Jan 9, 2024 (1700 d)
Douglas M ZatorJ.P. Morgan Securities LLC wirehouseCantor Fitzgerald Investment Advisors otherOtherNov 9, 2018Nov 6, 2018
Sean M. MyersFifth Third Securities, Inc. BD affiliatedCantor Fitzgerald Investment Advisors otherOtherJun 1, 2018Aug 6, 2018 (66 d)
Mike MieleAdvice And Planning Services otherCantor Fitzgerald Investment Advisors otherOtherMar 2, 2018Aug 1, 2018 (152 d)
Frank VeneziaCantor Fitzgerald Wealth Partners, LLC otherCantor Fitzgerald Investment Advisors otherOtherFeb 9, 2018Jun 4, 2018 (115 d)
Timothy Allan CollierMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCantor Fitzgerald Investment Advisors independent RIAWirehouse to independent RIAJan 19, 2018Nov 30, 2023 (2141 d)
Glenn AmbachEfficient Market Advisors, LLC otherCantor Fitzgerald Investment Advisors otherOtherMar 24, 2017Mar 13, 2017
Cody Daniel RomingerEfficient Market Advisors, LLC otherCantor Fitzgerald Investment Advisors otherOtherMar 24, 2017Mar 10, 2017
Benjamin G BamfordEfficient Market Advisors, LLC otherCantor Fitzgerald Investment Advisors otherOtherMar 24, 2017Mar 10, 2017
Spencer MorganEfficient Market Advisors, LLC otherCantor Fitzgerald Investment Advisors otherOtherMar 24, 2017Mar 10, 2017
David Paul BiascoUBS Financial Services Inc. wirehouseCantor Fitzgerald Investment Advisors mixed wealthWirehouse to independent RIAApr 7, 2014Sep 9, 2021 (2712 d)
Jason Daniel HayesJohn Hancock Investment Management LLC otherCantor Fitzgerald Investment Advisors independent RIAOtherDec 31, 2010Jul 20, 2023 (4584 d)
Jesse Fernando MorenoOsaic Fa, Inc. otherCantor Fitzgerald Investment Advisors mixed wealthOtherJul 15, 2010Jun 16, 2022 (4354 d)
Michael Charles ShottonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCantor Fitzgerald Investment Advisors mixed wealthWirehouse to independent RIAJun 1, 2009Jul 25, 2022 (4802 d)
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31 moves match.