DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Osaic Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan David Larsen | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 14, 2026 |
| Nathan Anderson | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 29, 2026 |
| Todd Michael Shivers | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 17, 2026 |
| Preston Dean Bailey | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jul 28, 2026 (34 d) |
| Randy Kruse | Edward Jones national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Jul 14, 2026 (68 d) |
| Heather Pollack | Beacon Financial Group, Inc. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Feb 6, 2026 |
| Brent F Besinger | Beacon Financial Group, Inc. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Feb 3, 2026 |
| Stephen James Cribley | Beacon Financial Group, Inc. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Feb 3, 2026 |
| Jennifer B Thorne | Beacon Financial Group, Inc. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Feb 3, 2026 |
| Jason Andrew Rodgers | Beacon Financial Group, Inc. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Feb 9, 2026 |
| Janet Marie Bauer | Beacon Financial Group, Inc. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Feb 3, 2026 |
| Daniel Piero | Beacon Financial Group, Inc. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Feb 3, 2026 |
| Daniel William Rausch | Allworth Financial, L.P. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 6, 2026 |
| Nicholas David Faller | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Dec 17, 2025 |
| William Lawrence Kessel | Creative Planning Institutional Advisors, LLC institutional | Osaic Advisory Services, LLC BD affiliated | Other | Jan 20, 2026 | Jan 5, 2026 |
| Timothy Lane Johnston | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Apr 29, 2025 |
| Erin Ann Fleming Mccloskey | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Jun 9, 2026 (209 d) |
| Sandra Maria Penner | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Stephen Mark Gordon | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Aaron Loyal Williamson | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Richard Omar Wilson | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Robert George Wilson | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Jennifer Foster | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Nathan Wade Rydalch | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Chris Daniel Morin | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Lora Gene Lakatos | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Rizwan Bukhari | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Sean Kenneth Meldrum | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Brett Hansen Buckley | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Oliver Ivan Ibarra | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 7, 2025 |
| Bryan Alexis Rendon Salazar | Strategic Advisers LLC national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Jan 5, 2026 (62 d) |
| Jeffrey Leroy Murphy | Pfg Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2025 | Sep 19, 2025 |
| Eddie Vigil | Money Concepts Advisory Service BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Oct 14, 2025 |
| Robert Thomas Bockel | Onedigital institutional | Osaic Advisory Services, LLC BD affiliated | Other | Oct 8, 2025 | Aug 29, 2025 |
| Linda Susan Stanton | Primerica Advisors national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Aug 27, 2025 |
| Kelly Zitting | Equitable Advisors, LLC national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Aug 29, 2025 |
| Thomas Gregory Miller | Financial Partners Group, LLC independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Jan 17, 2025 |
| Andrew Gold | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Nov 8, 2024 |
| Brian David Drolet | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Nov 8, 2024 |
| Christopher Broyles | Tandem Wealth Advisors independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2025 | Jan 26, 2026 (249 d) |
| Blake Gaulden | LPL Financial LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | Sep 11, 2025 (119 d) |
| Charles Dominic Vercellone | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Apr 28, 2025 |
| William Kermit Hall | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Nov 8, 2024 |
| Andrew Pierce Large | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Nov 8, 2024 |
| Dimitry Prophete | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 5, 2025 |
| Lori Renae Bogatz | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Nov 8, 2024 |
| Gregory Lynn Grimes | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Nov 8, 2024 |
| Benjamin Eric Koley | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 8, 2024 |
| Steven Wayne Morse | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 28, 2024 |
| Aaron David Jensen | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 28, 2024 |
| Charles Herbert Maher | Visions, Inc. unclassified | Osaic Advisory Services, LLC BD affiliated | Other | Oct 18, 2024 | Aug 27, 2024 |
| Scott Allen Lumbatis | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 18, 2024 |
| Richard Peter Cross | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Ernest Mark Caponegro | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Vincent Esparza | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Dennis Gene Mcmillin | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| Gregory Stanley Kuras | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Brian Farkas | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Richard George Gerepka | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Robert William Toth | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 23, 2024 |
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271 moves match.