DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oneseven

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas SilberschlagRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2026Apr 13, 2026
Jason Legrand SladeRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2026Apr 9, 2026
Christopher R MarinerRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2026Apr 14, 2026
Brian Dennis TrimbleRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2026Apr 10, 2026
Derek Glenn TrythallRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2026Apr 9, 2026
Christopher W. BryantCrux Wealth Advisors independent RIAOneseven independent RIARIA to RIAJan 20, 2026Jan 20, 2026
Evan ZollingerLPL Financial LLC BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2025Dec 9, 2025 (32 d)
Brian M. MarinoWorld Investment Advisors, LLC otherOneseven independent RIAOtherOct 9, 2025Sep 15, 2025
Eugen CraciunWorld Investment Advisors, LLC otherOneseven independent RIAOtherOct 9, 2025Sep 15, 2025
Timothy Ray MartinWorld Investment Advisors, LLC otherOneseven independent RIAOtherOct 9, 2025Sep 15, 2025
Michael Robert CianciolaWorld Investment Advisors, LLC otherOneseven independent RIAOtherOct 9, 2025Sep 15, 2025
Matthew Michael MaraschWorld Investment Advisors, LLC otherOneseven independent RIAOtherOct 9, 2025Sep 15, 2025
Jeanne Kearns HagarWorld Investment Advisors, LLC otherOneseven independent RIAOtherOct 8, 2025Sep 8, 2025
Thomas Michael BurgerWorld Investment Advisors, LLC otherOneseven independent RIAOtherOct 8, 2025Sep 17, 2025
Johnathan Charles BreenWorld Investment Advisors, LLC otherOneseven independent RIAOtherOct 8, 2025Sep 17, 2025
Thomas GiltnerMML Investors Services, LLC BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2025Sep 30, 2025
Austin Phillip BarnardWhat About US Financial state registeredOneseven independent RIAOtherSep 25, 2025Apr 15, 2026 (202 d)
Melissa Susan BrownKestra Advisory Services, LLC BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2025Jun 22, 2026 (272 d)
Augustus L MartzTruist Advisory Services, Inc. BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAAug 4, 2025Aug 1, 2025
William Dale ThomasRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jul 4, 2025
Matthew Girard WracherRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jul 4, 2025
Jeffery Scott SpicerRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jul 7, 2025
Jason Christopher DilauroRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jul 4, 2025
Robert Matthew DepalmaRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jul 4, 2025
David Lynn ArcherRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jul 4, 2025
Nathan William CopeRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jul 7, 2025
Racco Joseph DilauroRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jul 2, 2025
Sean Matthew WracherRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jul 2, 2025
Robert Joseph CampbellB. Riley Wealth Advisors, Inc. BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2025Jun 6, 2025
Clancy J AtkinsonB. Riley Wealth Advisors, Inc. BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2025May 30, 2025
John Patrick PotterB. Riley Wealth Advisors, Inc. BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2025May 30, 2025
Thomas Raymond SkeltonB. Riley Wealth Advisors, Inc. BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2025May 30, 2025
Daniel Vincent KlustyShelton Capital Management otherOneseven independent RIAOtherMay 27, 2025Jul 23, 2025 (57 d)
Emme Elizabeth PhillipsStrategic Advisers LLC national BDOneseven independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2025Apr 10, 2025
Alexander Joseph AngstNewedge Advisors BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2025Apr 3, 2025
George Steven WolfeRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2025Apr 1, 2025
Lila Shay WolfeRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2025Apr 1, 2025
Joni RamettaWr Wealth Planners LLC independent RIAOneseven independent RIARIA to RIAMar 27, 2025Feb 6, 2025
Juan M. CastanedaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOneseven independent RIAWirehouse to independent RIAMar 24, 2025Jul 11, 2025 (109 d)
Patrick Michael MoranMorgan Stanley wirehouseOneseven independent RIAWirehouse to independent RIAMar 3, 2025Feb 20, 2025
Steven Reynold RyanRegal Investment Advisors LLC BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2024Dec 18, 2024
Anne B. JohnstonTruclarity Wealth Advisors independent RIAOneseven independent RIARIA to RIADec 20, 2024Dec 2, 2025 (347 d)
Arthur William BrandRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2024Nov 4, 2024
H Todd RoggenRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2024Nov 4, 2024
Andrew Raymond ThiemMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOneseven independent RIAWirehouse to independent RIAOct 8, 2024Nov 7, 2024
Jennifer Laurel Krever-ShintaniEdelman Financial Engines independent RIAOneseven independent RIARIA to RIASep 27, 2024Aug 30, 2024
Joshua J FladeTownsquare Capital, LLC asset managerOneseven independent RIAOtherSep 4, 2024Sep 16, 2024
Patrick John VolkAbich Financial Wealth Management, LLC independent RIAOneseven independent RIARIA to RIAAug 28, 2024Nov 18, 2024 (82 d)
James CurranX Advisors, LLC independent RIAOneseven independent RIARIA to RIAMay 17, 2024May 17, 2024
Christopher Robin LakianRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2024Apr 26, 2024
Timothy James ValentineBalanced Wealth Group LLC independent RIAOneseven independent RIARIA to RIAApr 10, 2024Apr 24, 2024
Bernard Karl SemonRaymond James & Associates, Inc. national BDOneseven independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2024Apr 3, 2024
James P SeluEdelman Financial Engines mixed wealthOneseven independent RIARIA to RIAMar 15, 2024Feb 16, 2024
Thomas Elvin BassGlobal Asset Management Group unclassifiedOneseven independent RIAOtherMar 12, 2024Jul 23, 2024 (133 d)
Stephen Paul ShafferLatitude Advisors, LLC independent RIAOneseven independent RIARIA to RIAMar 1, 2024Apr 9, 2024 (39 d)
Keith Steven BeggsSteadfast Financial Planning, LLC unclassifiedOneseven independent RIAOtherDec 31, 2023Nov 30, 2022
Victoria Elizabeth WigginsJrp Capital Corp independent RIAOneseven independent RIARIA to RIADec 31, 2023May 30, 2023
John Mccreary SusinRed Oak Capital Management, Inc. independent RIAOneseven independent RIARIA to RIANov 3, 2023Apr 24, 2023
Philip Herbert EllisRed Oak Capital Management, Inc. independent RIAOneseven independent RIARIA to RIANov 3, 2023May 1, 2023
Neil Charles GarrisonRaymond James Financial Services Advisors, Inc BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2023Sep 29, 2023
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119 moves match.